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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A Convertible Preferred Stock (2) | $ 0 | 07/27/2010 | C | 1,965,532 | (2) | (2) | Class B Common Stock (3) | 1,965,532 | $ 0 | 0 | I | By TTP Fund, L.P. (1) | |||
Series B Convertible Preferred Stock (2) | $ 0 | 07/27/2010 | C | 363,372 | (2) | (2) | Class B Common Stock (3) | 363,372 | $ 0 | 0 | I | By TTP Fund, L.P. (1) | |||
Series C Convertible Preferred Stock (2) | $ 0 | 07/27/2010 | C | 1,055,727 | (2) | (2) | Class B Common Stock (3) | 1,055,727 | $ 0 | 0 | I | By TTP Fund, L.P. (1) | |||
Series C-1 Convertible Preferred Stock (2) | $ 0 | 07/27/2010 | C | 722,152 | (2) | (2) | Class B Common Stock (3) | 722,152 | $ 0 | 0 | I | By TTP Fund, L.P. (1) | |||
Class B Common Stock (3) | $ 0 | 07/27/2010 | C | 4,106,783 | (3) | (3) | Class A Common Stock | 4,106,783 | $ 0 | 4,106,783 | I | By TTP Fund, L.P. (1) | |||
Class B Common Stock (3) | $ 0 | 07/27/2010 | C | 675,000 | (3) | (3) | Class A Common Stock | 675,000 | $ 0 | 3,431,783 | I | By TTP Fund, L.P. (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Smith W Thomas Jr 1230 PEACHTREE STREET PROMENADE II, SUITE 1150 ATLANTA, GA 30309 |
X |
/s/ Lina Davidian as attorney-in-fact for W. Thomas Smith | 07/29/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person and Gardiner W. Garrard, III are the managing members of Total Technology Partners, LLC, which is the general partner of TTP Fund, L.P. |
(2) | The convertible preferred stock converted into the issuer's Class B Common Stock on a 1-for-1 basis on the closing of the issuer's initial public offering and had no expiration date. |
(3) | The Class B Common Stock is convertible at the holder's option into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |