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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Stock Option (right to buy) | $ 40.47 | Â | Â | Â | Â | Â | Â (4) | 03/29/2009 | Common Stock | Â | 34,000 (5) | Â | ||
Stock Option (right to buy) | $ 32.1 | Â | Â | Â | Â | Â | Â (6) | 02/21/2010 | Common Stock | Â | 55,000 (5) | Â | ||
Stock Option (right to buy) | $ 38.77 | Â | Â | Â | Â | Â | Â (7) | 03/13/2011 | Common Stock | Â | 75,000 (5) | Â | ||
Stock Option (right to buy) | $ 41.59 | Â | Â | Â | Â | Â | Â (8) | 02/27/2012 | Common Stock | Â | 100,000 (5) | Â | ||
Stock Option (right to buy) | $ 41.46 | Â | Â | Â | Â | Â | Â (9) | 02/27/2013 | Common Stock | Â | 100,000 (5) | Â | ||
Phantom Stock | Â | Â | Â | Â | Â | Â | Â (11) | Â (11) | Common Stock | Â | 15,592.479 (11) | Â | ||
Phantom Stock | Â | Â | Â | Â | Â | Â | Â (12) | Â (12) | Common Stock | Â | 3,214.596 (12) | Â | ||
Stock Option (right to buy) | $ 39.41 | Â | Â | Â | Â | Â | Â (13) | 02/09/2014 | Common Stock | Â | 150,000 (5) | Â | ||
Stock Option (right to buy) | $ 44.72 | Â | Â | Â | Â | Â | Â (14) | 02/15/2015 | Common Stock | Â | 100,000 (5) | Â | ||
Stock Option (right to buy) | $ 43.42 | Â | Â | Â | Â | Â | Â (15) | 02/28/2016 | Common Stock | Â | 115,000 (5) | Â | ||
Stock Option (right to buy) | $ 47.75 | Â | Â | Â | Â | Â | Â (16) | 02/23/2017 | Common Stock | Â | 115,000 (5) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
EARLEY ANTHONY F JR 2000 2ND AVENUE DETROIT, MI 48226-1279 |
 X |  |  Chairman and CEO |  |
/s/Sharon L. Sabat Attorney-in-fact | 02/14/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes common stock acquired by the reporting person under the DTE Energy Company Dividend Reinvestment Plan. |
(2) | This report details a transition conducted by Mr. Earley's son and relates to shares solely in the name of Mr. Earley's son. Mr. Earley disclaims beneficial ownership of his son's shares as his son exercises control over purchase and sale decisions. In this instance, Mr. Earley learned of this transaction after the prescribed reporting deadline. |
(3) | The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
(4) | The stock option vests in four equal annual installments beginning on March 30, 2000. |
(5) | The grant of the stock option has previously been reported. |
(6) | The stock option vests in four installments as follows: 50% on February 22, 2001; 20% on February 22, 2002; 20% on February 24, 2003 and 10% on February 24, 2004. |
(7) | The stock option vests in three installments as follows: 50% on March 14, 2002; 25% on March 14, 2003 and 25% on March 15, 2004. |
(8) | The stock options vests in three equal annual installments beginning on February 27, 2003. |
(9) | The stock option vests in three installments as follows: 33% on February 27, 2004; 33% on February 27, 2005 and 34% on February 27, 2006. |
(10) | 1 for 1 |
(11) | The phantom stock was acquired pursuant to the reporting person's participation under DTE Energy Company Supplemental Savings Plan and is payable in cash or over a period of time upon the termination of the reporting person's employment. |
(12) | Shares are acquired pursuant to the reporting persons participation in DTE Energy Company Executive Supplemental Retirement Plan (ESRP). Upon termination of employment the reporting person will be given the choice of receiving the value of his ESRP account or the benefit under the Management Supplemental Benefit Plan. Any ESRP benefit payable upon termination of employment is in cash in either (i) a lump sum payment or (ii) over a period not less than two years and not to exceed 15 years. |
(13) | The option vests in three equal annual installments beginning on February 9, 2005. |
(14) | The option vests in three equal installments beginning on February 15, 2006. |
(15) | The option vests in three equal annual installments beginning on February 28, 2007. |
(16) | The option vests in three equal annual installments beginning on February 23, 2008. |