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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 10.5583 | 08/09/2006 | M | 44,704 | 08/09/2003(3) | 08/09/2012 | Motorola, Inc. - Common Stock | 44,704 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 16.3028 | 08/09/2006 | M | 27,940 | 05/04/2005(4) | 05/04/2014 | Motorola, Inc. - Common Stock | 27,940 | $ 0 | 55,880 | D | ||||
Employee Stock Option (Right to Buy) | $ 15.47 | 08/09/2006 | M | 100,000 | 05/03/2006(5) | 05/03/2015 | Motorola, Inc. - Common Stock | 100,000 | $ 0 | 300,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Garriques Ronald 600 NORTH U.S. HIGHWAY 45 LIBERTYVILLE, IL 60048 |
EVP, Pres, Mobile Devices |
Carol Forsyte on behalf of Ronald Garriques, Executive Vice President, President, Mobile Devices, Motorola, Inc. (Power of Attorney on File) | 08/09/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes restricted stock units received pursuant to dividend equivalent rights which were credited to the reporting person when and as dividends were paid on shares of Motorola common stock. |
(2) | Includes shares acquired under the Motorola Employee Stock Purchase Plan. |
(3) | This option vests as follows: 11,176 shares on 8/9/03; 22,352 shares on 8/9/04; 33,528 shares on 8/9/05 and 44,704 on 8/9/06. |
(4) | This option vests in four equal annual installments of 27,940 shares each beginning on May 4, 2005. |
(5) | This option vests in four equal annual installments of 100,000 shares each beginning on May 3, 2006. |