6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of

1934

 

For the month of November, 2016

  Commission File Number: 001-15014

SUN LIFE FINANCIAL INC.

(the “Company”)

 

 

(Translation of registrant’s name into English)

150 King Street West, Toronto, Ontario, M5H 1J9

 

 

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

 

Form 20-F

     Form 40-F            X

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):              

Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):              

The unaudited interim consolidated financial statements included in exhibit 99.2 hereto are incorporated by reference as exhibits into the Registration Statements on Form S-8 (File Nos. 333-105310 and 333-151733) and to be a part thereof from the date on which this report is furnished, to the extent not superseded by documents or reports subsequently filed or furnished.

 

 

 

 

Exhibit        

   
99.1   Interim Management’s Discussion and Analysis
99.2   Interim Consolidated Financial Statements


SIGNATURE

Pursuant to the requirement of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    Sun Life Financial Inc.
      (Registrant)
Date: November 10, 2016     By   /s/ “Troy Krushel
      Troy Krushel,
      Assistant Vice-President and
      Senior Counsel