SCHEDULE 13G Amendment No. 7

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 7)*

Nidec Corporation

(Name of Issuer)

Common Stock

(Title of Class of Securities)

654090109

(CUSIP Number)

December 31, 2015

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

þ:

Rule 13d-1(b)

 

¨:

Rule 13d-1(c)

 

¨:

Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP NO. 654090109

 

  1 

 

NAME OF REPORTING PERSON

 

Mitsubishi UFJ Financial Group, Inc.

  2

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

 

  3

 

SEC USE ONLY

 

  4

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  16,351,820

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  16,351,820

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

16,351,820

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

5.5%

12

 

TYPE OF REPORTING PERSON

 

FI

 

2


CUSIP NO. 654090109

 

  1 

 

NAME OF REPORTING PERSON

 

The Bank of Tokyo-Mitsubishi UFJ, Ltd.

  2

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

 

  3

 

SEC USE ONLY

 

  4

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  7,425,902

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  7,425,902

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

7,425,902

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

2.5%

12

 

TYPE OF REPORTING PERSON

 

FI

 

3


CUSIP NO. 654090109

 

  1 

 

NAME OF REPORTING PERSON

 

Mitsubishi UFJ Trust and Banking Corporation

  2

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

 

  3

 

SEC USE ONLY

 

  4

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  8,197,208

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  8,197,208

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

8,197,208

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

2.7%

12

 

TYPE OF REPORTING PERSON

 

FI

 

4


CUSIP NO. 654090109

 

  1 

 

NAME OF REPORTING PERSON

 

Mitsubishi UFJ Kokusai Asset Management Co., Ltd.

  2

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

 

  3

 

SEC USE ONLY

 

  4

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  1,053,800

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  1,053,800

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,053,800

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.4%

12

 

TYPE OF REPORTING PERSON

 

FI

 

5


CUSIP NO. 654090109

 

  1 

 

NAME OF REPORTING PERSON

 

MU Investments Co., Ltd.

  2

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

 

  3

 

SEC USE ONLY

 

  4

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  259,500

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  259,500

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

259,500

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.1%

12

 

TYPE OF REPORTING PERSON

 

FI

 

6


CUSIP NO. 654090109

 

  1 

 

NAME OF REPORTING PERSON

 

Mitsubishi UFJ Securities Holdings Co., Ltd.

  2

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

 

  3

 

SEC USE ONLY

 

  4

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  728,710

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  728,710

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

728,710

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.2%

12

 

TYPE OF REPORTING PERSON

 

FI

 

7


CUSIP NO. 654090109

 

  1 

 

NAME OF REPORTING PERSON

 

Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.

  2

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

 

  3

 

SEC USE ONLY

 

  4

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  700,150

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  700,150

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

700,150

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.2%

12

 

TYPE OF REPORTING PERSON

 

FI

 

8


CUSIP NO. 654090109

 

  1 

 

NAME OF REPORTING PERSON

 

kabu.com Securities Co., Ltd.

  2

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

 

  3

 

SEC USE ONLY

 

  4

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  28,560

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  28,560

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

28,560

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.0%

12

 

TYPE OF REPORTING PERSON

 

FI

 

9


CUSIP NO. 654090109

 

ITEM 1

          
  (a)    Name of Issuer
     Nidec Corporation
  (b)    Address of Issuer’s Principal Executive Offices
     338 Kuzetonoshiro-cho, Minami-ku, Kyoto 601-8205, Japan

ITEM 2

    
  (a)    Names of Persons Filing
     Mitsubishi UFJ Financial Group, Inc. (“MUFG”)
     The Bank of Tokyo-Mitsubishi UFJ, Ltd. (“BTMU”)
     Mitsubishi UFJ Trust and Banking Corporation (“MUTB”)
     Mitsubishi UFJ Kokusai Asset Management Co., Ltd. (“MUKAM”)
     MU Investments Co., Ltd. (“MUI”)
     Mitsubishi UFJ Securities Holdings Co.,Ltd. (“MUSHD”)
     Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (“MUMSS”)
     kabu.com Securities Co., Ltd. (“KC”)
  (b)    Address of Principal Business Office or, if none, Residence
     MUFG:
     7-1 Marunouchi 2-chome, Chiyoda-ku
     Tokyo 100-8330, Japan
     BTMU:
     7-1 Marunouchi 2-chome, Chiyoda-ku
     Tokyo 100-8388, Japan
     MUTB:
     4-5 Marunouchi 1-chome, Chiyoda-ku
     Tokyo 100-8212, Japan
     MUKAM:
     12-1 Yurakucho 1-chome, Chiyoda-ku
     Tokyo 100-0006, Japan
     MUI:
     3-11 Kandasurugadai 2-chome, Chiyoda-ku
     Tokyo 101-0062, Japan
     MUSHD:
     5-2, Marunouchi 2-chome, Chiyoda-ku
     Tokyo 100-0005, Japan
     MUMSS:
     5-2, Marunouchi 2-chome, Chiyoda-ku
     Tokyo 100-0005, Japan
     KC:
     3-2 Otemachi 1-chome, Chiyoda-ku
     Tokyo 100-0004, Japan
  (c)    Citizenship
     Not applicable.
  (d)    Title of Class of Securities
     Common Stock
  (e)    CUSIP Number
     654090109

 

10


CUSIP NO. 654090109

 

ITEM 3

     If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  MUFG:    (a)[  ]    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
     (b)[  ]    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
     (c)[  ]    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
     (d)[  ]   

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

     (e)[  ]    An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
     (f)[  ]    An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
     (g)[  ]    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
     (h)[  ]   

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

     (i)[  ]   

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

     (j)[Ö]    A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
     (k)[  ]    Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Parent holding company

 

11


CUSIP NO. 654090109

 

 

BTMU:

  

(a)[  ]

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

    

(b)[  ]

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

    

(c)[  ]

  

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

    

(d)[  ]

  

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

    

(e)[  ]

  

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

    

(f)[  ]

  

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

    

(g)[  ]

  

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

    

(h)[  ]

  

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

    

(i)[  ]

  

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

    

(j)[Ö]

  

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

    

(k)[  ]

  

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Bank

 

MUTB:

  

(a)[  ]

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

    

(b)[  ]

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

    

(c)[  ]

  

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

    

(d)[  ]

  

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

    

(e)[  ]

  

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

    

(f)[  ]

  

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

    

(g)[  ]

  

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

    

(h)[  ]

  

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

    

(i)[  ]

  

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

    

(j)[Ö]

  

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

    

(k)[  ]

  

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Bank

 

12


CUSIP NO. 654090109

 

 

MUKAM:

  

(a)[  ]

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

    

(b)[  ]

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

    

(c)[  ]

  

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

    

(d)[  ]

  

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

    

(e)[  ]

  

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

    

(f)[  ]

  

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

    

(g)[  ]

  

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

    

(h)[  ]

  

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

    

(i)[  ]

  

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

    

(j)[Ö]

  

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

    

(k)[  ]

  

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Investment adviser

 

MUI:

  

(a)[  ]

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

    

(b)[  ]

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

    

(c)[  ]

  

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

    

(d)[  ]

  

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

    

(e)[  ]

  

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

    

(f)[  ]

  

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

    

(g)[  ]

  

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

    

(h)[  ]

  

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

    

(i)[  ]

  

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

    

(j)[Ö]

  

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

    

(k)[  ]

  

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Investment adviser

 

13


CUSIP NO. 654090109

 

 

MUSHD:

  

(a)[  ]

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

    

(b)[  ]

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

    

(c)[  ]

  

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

    

(d)[  ]

  

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

    

(e)[  ]

  

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

    

(f)[  ]

  

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

    

(g)[  ]

  

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

    

(h)[  ]

  

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

    

(i)[  ]

  

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

    

(j)[Ö]

  

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

    

(k)[  ]

  

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Broker-dealer

 

14


CUSIP NO. 654090109

 

 

MUMSS:

  

(a)[  ]

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

     (b)[  ]   

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

     (c)[  ]   

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

     (d)[  ]   

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

     (e)[  ]   

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

     (f)[  ]   

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

     (g)[  ]   

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

     (h)[  ]   

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

     (i)[  ]   

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

     (j)[Ö]   

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

     (k)[  ]   

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

     If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Broker-dealer
 

KC:

   (a)[  ]   

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

     (b)[  ]   

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

     (c)[  ]   

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

     (d)[  ]   

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

     (e)[  ]   

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

     (f)[  ]   

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

     (g)[  ]   

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

     (h)[  ]   

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

     (i)[  ]   

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

     (j)[Ö]   

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

     (k)[  ]   

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Broker-dealer

 

15


CUSIP NO. 654090109

 

ITEM 4

    

Ownership

  
    

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

    

For MUFG

  
    

(a)

  

Amount beneficially owned:

   16,351,820
    

(b)

  

Percent of class:

   5.48%
    

(c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   16,351,820
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   16,351,820
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

For BTMU

  
    

(a)

  

Amount beneficially owned:

   7,425,902
    

(b)

  

Percent of class:

   2.49%
    

(c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   7,425,902
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   7,425,902
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

For MUTB

  
    

(a)

  

Amount beneficially owned:

   8,197,208
    

(b)

  

Percent of class:

   2.75%
    

(c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   8,197,208
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   8,197,208
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-

 

16


CUSIP NO. 654090109

 

    

For MUKAM

    

(a)

  

Amount beneficially owned:

   1,053,800
    

(b)

  

Percent of class:

   0.35%
    

(c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   1,053,800
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   1,053,800
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

For MUI

  
    

(a)

  

Amount beneficially owned:

   259,500
    

(b)

  

Percent of class:

   0.09%
    

(c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   259,500
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   259,500
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

For MUSHD

  
    

(a)

  

Amount beneficially owned:

   728,710
    

(b)

  

Percent of class:

   0.24%
    

(c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   728,710
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   728,710
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

For MUMSS

  
    

(a)

  

Amount beneficially owned:

   700,150
    

(b)

  

Percent of class:

   0.23%
    

(c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   700,150
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   700,150
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

For KC

  
    

(a)

  

Amount beneficially owned:

   28,560
    

(b)

  

Percent of class:

   0.01%
    

(c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   28,560
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   28,560
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-

 

17


CUSIP NO. 654090109

 

ITEM 5

     Ownership of Five Percent or Less of a Class
     Not applicable.

ITEM 6

     Ownership of More than Five Percent on Behalf of Another Person
     Not applicable.

ITEM 7

     Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
    

As of December 31, 2015, MUFG beneficially owns 16,351,820 shares of the issuer indirectly through its subsidiaries as follows: BTMU holds 7,425,902 shares; MUTB holds 8,197,208 shares (indirectly through a subsidiary, MUKAM) (indirectly through a subsidiary, MUI); MUSHD holds 728,710 shares (indirectly through a subsidiary, MUMSS); an (indirectly through a subsidiary, KC).

ITEM 8

     Identification and Classification of Members of the Group
     Not applicable.

ITEM 9

     Notice of Dissolution of Group
     Not applicable.

ITEM 10

     Certifications
    

By signing below the filers certify that, to the best of their knowledge and belief, (i) the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, and (ii) the foreign regulatory schemes applicable to parent holding companies, banks, broker-dealers and investment advisers, respectively, are substantially comparable to the regulatory schemes applicable to the functionally equivalent U.S. institutions. The filers also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.

 

18


CUSIP NO. 654090109

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 4, 2016

Mitsubishi UFJ Financial Group, Inc.

By:

 

/s/ Kazutomo Kishi

Name:

 

Kazutomo Kishi

Title:

 

Chief Manager, Credit Policy & Planning Division

 

19


CUSIP NO. 654090109

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 4, 2016

The Bank of Tokyo-Mitsubishi UFJ, Ltd.

By:

 

/s/ Kazutomo Kishi

Name:

 

Kazutomo Kishi

Title:

 

Chief Manager, Credit Policy & Planning Division

 

20


CUSIP NO. 654090109

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 4, 2016

Mitsubishi UFJ Trust and Banking Corporation

By:

 

/s/ Sunao Yokokawa

Name:

 

Sunao Yokokawa

Title:

 

Managing Executive Officer and General Manager, Trust Assets Planning Division

 

21


CUSIP NO. 654090109

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 4, 2016

Mitsubishi UFJ Kokusai Asset Management Co., Ltd.

By:

 

/s/ Hidemichi Kanesawa

Name:

 

Hidemichi Kanesawa

Title:

 

General Manager of Risk Management Division

 

22


CUSIP NO. 654090109

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 4, 2016

MU Investments Co., Ltd.

By:

 

/s/ Yasuhiko Haraguchi

Name:

 

Yasuhiko Haraguchi

Title:

  Director

 

23


CUSIP NO. 654090109

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 4, 2016

Mitsubishi UFJ Securities Holdings Co.,Ltd.

By:

 

/s/ Mitsugu Enjyoji

Name:

 

Mitsugu Enjyoji

Title:

 

Executive Officer

 

24


CUSIP NO. 654090109

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 4, 2016

Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.

By:

 

/s/ Mitsugu Enjyoji

Name:

 

Mitsugu Enjyoji

Title:

 

Executive Officer

 

25


CUSIP NO. 654090109

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 4, 2016

kabu.com Securities Co., Ltd.

By:

 

/s/ Takeshi Amemiya

Name:

 

Takeshi Amemiya

Title:

 

General Manager of Corporate Administration

 

26