UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 6-K

 

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 under

the Securities Exchange Act of 1934

For the month of June 2015

Commission File No. 000-54189

 

 

MITSUBISHI UFJ FINANCIAL GROUP, INC.

(Translation of registrant’s name into English)

 

 

7-1, Marunouchi 2-chome, Chiyoda-ku

Tokyo 100-8330, Japan

(Address of principal executive office)

 

 

Indicate by check mark whether the registrant files or

will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  x            Form 40-F  ¨

Indicate by check mark if the registrant is submitting the Form 6-K

in paper as permitted by Regulation S-T Rule 101(b)(1):

Indicate by check mark if the registrant is submitting the Form 6-K

in paper as permitted by Regulation S-T Rule 101(b)(7):

 

 

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: June 25, 2015

 

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English Translation of Excerpts from Securities Report Filed in Japan

This document is an English translation of selected information included in the Securities Report filed by Mitsubishi UFJ Financial Group, Inc. (“MUFG”) with the Kanto Local Financial Bureau, the Ministry of Finance of Japan, on June 25, 2015.

The Securities Report has been prepared and filed in Japan in accordance with applicable Japanese disclosure requirements as well as generally accepted accounting principles in Japan (“J-GAAP”). There are significant differences between J-GAAP and US GAAP. Accordingly, the Securities Report may not contain all of the information that is important to you. For a more complete discussion of the background to information provided in the Securities Report disclosure, please see our annual report on Form 20-F for the fiscal year ended March 31, 2014 and the other reports filed with or submitted to the U.S. Securities and Exchange Commission by MUFG.

Business Segment Information

1. Summary of Reporting Segment

MUFG’s reporting segments are business units of MUFG for which separate financial information is available and which its Board of Directors regularly reviews to make decisions regarding allocation of management resources and evaluate performance.

MUFG engages in a wide range of sophisticated financial businesses through its group companies that include commercial banks, trust banks, securities companies, credit card companies and consumer finance companies. MUFG operates under an integrated business group system comprising five core business areas — Retail, Corporate, Global Business, Trust Assets and Global Markets — designed to enhance its operations as an integrated group. Managing its group companies under this system, MUFG provides value-added financial products and services to customers in a timely manner.

MUFG’s group companies are managed using a matrix framework consisting of several business segments identified based on the integrated business group system as well as through individual group companies. To assist appropriate assessment of MUFG’s future cash flow forecasts, MUFG has identified as its reporting segments the following core entities (on a consolidated basis), each operating in a different industry and regulatory environment:

The Bank of Tokyo-Mitsubishi UFJ, Ltd. (BTMU) — Banking

Mitsubishi UFJ Trust and Banking Corporation (MUTB) — Banking and trust banking

Mitsubishi UFJ Securities Holdings Co., Ltd. (MUSHD) — Securities

Consumer Finance Subsidiaries (CFS) — Credit card and consumer finance (*)

(*) Consumer finance subsidiaries include Mitsubishi UFJ NICOS Co., Ltd. and ACOM CO., LTD.

(Changes in Accounting Standards Regarding Business Combinations)

The “Revised Accounting Standard for Business Combinations” (ASBJ Statement No. 21 issued on September 13, 2013) and other standards became applicable in the financial reporting period ended March 31, 2015, in accordance with the transitional treatment set forth in Article 58-2 (3) of the Business Combinations Accounting Standard, Article 44-5 (3) of the Consolidation Accounting Standard and Article 57-4 (3) of the Business Divestitures Accounting Standard. As a result, as compared to the previously applied accounting treatment, for the BTMU segment, net income increased 12,926 million yen, amortization of goodwill decreased 12,926 million yen and unamortized goodwill decreased 179,433 million yen; for the MUTB segment, net income increased 40 million yen, amortization of goodwill decreased 40 million yen and unamortized goodwill decreased 742 million yen; for the MUSHD segment, net income decreased 401 million yen, amortization of goodwill decreased 573 million yen and unamortized goodwill decreased 10,873 million yen; and for the CFS segment, net income increased 242 million yen, amortization of goodwill decreased 242 million yen and unamortized goodwill decreased 2,522 million yen.

 

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2. Information on Ordinary Income (Losses), Net Income (Losses), Total Assets and Other Financial Items for Each Reporting Segment

Previous Year Financial Reporting Period (from April 1, 2013 to March 31, 2014)

(in millions of yen)

 

		BTMU				MUTB				MUSHD				CFS				Others				Total				Adjustments				Consolidated
Ordinary Income			3,599,428				644,572				529,311				469,857				346,768				5,589,937				(413,835	)			5,176,102
Interest Income			1,962,002				207,776				27,484				198,238				319,616				2,715,118				(344,469	)			2,370,649
Profits from Investment in Affiliates (Equity Method)			14,169				4,242				24,506				147				—				43,067				69,402				112,470
Income from Amortization of Negative Goodwill			—				—				—				—				—				—				1,591				1,591
From Customers			3,483,233				626,826				527,712				455,792				82,537				5,176,102				—				5,176,102
From Internal Transactions			116,195				17,746				1,599				14,064				264,230				413,835				(413,835	)			—
Net Income			754,323				145,872				97,781				35,704				306,453				1,340,135				(355,289	)			984,845
Total Assets			201,614,685				31,423,015				30,412,908				4,114,232				12,351,964				279,916,806				(21,784,859	)			258,131,946
Other Items
Depreciation			181,469				34,750				13,668				20,471				1,493				251,853				3,783				255,637
Amortization of Goodwill			18,374				597				1,140				2,328				—				22,442				14,388				36,830
Interest Expenses			397,230				56,799				35,566				26,102				29,087				544,787				(52,665	)			492,122
Extraordinary Profits			16,995				651				105				5,410				—				23,162				(11,781	)			11,381
Extraordinary Losses			37,760				11,315				3,226				492				17				52,813				110,357				163,170
Losses on Impairment of Fixed Assets			3,758				10,583				2,359				24				—				16,726				110,198				126,924
Tax Expenses			380,101				58,970				12,386				2,353				(15,100	)			438,712				1,275				439,988
Unamortized Goodwill			451,668				18,551				29,429				10,865				—				510,514				42,140				552,655
Total Investment in Equity Method Affiliates			260,166				109,083				263,785				4,529				823,689				1,461,255				678,763				2,140,019
Increase in Tangible and Intangible Fixed Assets			282,463				30,272				23,473				35,352				3,233				374,795				—				374,795

Notes:

1.	Ordinary income, interest income and interest expenses used in the above table are equivalent to revenues, interest income and interest expenses, respectively, generally used by Japanese non-financial companies.

2.	“Others” includes MUFG and other companies.

3.	Net income for “Others” includes 255,288 million yen of dividends from MUFG’s subsidiaries and affiliates.

4.	Adjustments on interest income include deduction of dividend income from affiliated companies received by MUFG.

5.

Adjustments on net income include elimination of inter-segment transactions of 423,960 million yen and 68,670 million yen of net profit representing the amounts that are not allocated among segments consisting of profits (losses) from investment in affiliates (equity method), amortization of goodwill and negative goodwill, tax expenses and minority interests.

6.	Adjustments on total assets mainly include offsets of inter-segment debt and credit transactions.

7.	Adjustments on amortization of goodwill are mainly related to CFS and MUSHD.

8.	Adjustments on extraordinary profits and losses include elimination of inter-segment transactions and loss on impairment of goodwill related to CFS.

9.	Adjustments on unamortized goodwill are mainly attributable to MUSHD.

10.	Net income is adjusted from the net income in the consolidated profit and loss statements for the financial reporting period ended March 31, 2014.

 

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Most Recently Ended Financial Reporting Period (from April 1, 2014 to March 31, 2015)

(in millions of yen)

 

		BTMU				MUTB				MUSHD				CFS				Others				Total				Adjustments				Consolidated
Ordinary Income			4,028,944				650,326				516,057				487,767				684,305				6,367,401				(728,999	)			5,638,402
Interest Income			2,384,928				225,642				31,616				194,829				647,412				3,484,430				(678,191	)			2,806,238
Profits from Investment in Affiliates (Equity Method)			24,691				11,583				15,197				303				—				51,777				107,859				159,637
From Customers			3,951,105				631,418				479,252				469,642				106,983				5,638,402				—				5,638,402
From Internal Transactions			77,839				18,907				36,804				18,125				577,321				728,999				(728,999	)			—
Net Income			731,622				159,773				50,995				27,511				626,295				1,596,198				(562,439	)			1,033,759
Total Assets			219,313,264				38,309,785				29,992,593				4,163,265				12,095,009				303,873,917				(17,724,149	)			286,149,768
Other Items
Depreciation			224,836				31,263				15,080				23,713				1,788				296,683				3,480				300,163
Amortization of Goodwill			16,920				1,049				959				984				—				19,913				(2,125	)			17,787
Interest Expenses			512,186				62,976				44,006				23,032				28,352				670,554				(45,811	)			624,743
Extraordinary Profits			4,091				9,848				4				716				0				14,661				(6	)			14,655
Extraordinary Losses			72,391				8,995				2,624				597				133				84,743				28,156				112,899
Losses on Impairment of Fixed Assets			4,249				5,466				1,771				—				—				11,487				—				11,487
Tax Expenses			347,236				69,840				37,748				3,819				(1,325	)			457,319				10,467				467,786
Unamortized Goodwill			293,225				18,859				17,024				7,443				—				336,553				(27,433	)			309,119
Total Investment in Equity Method Affiliates			282,391				124,580				250,221				4,828				823,689				1,485,710				936,025				2,421,736
Increase in Tangible and Intangible Fixed Assets			287,385				40,946				25,219				33,547				5,546				392,645				—				392,645

Notes:

1.	Ordinary income, interest income and interest expenses used in the above table are equivalent to revenues, interest income and interest expenses, respectively, generally used by Japanese non-financial companies.

2.	“Others” includes MUFG and other companies.

3.	Net income for “Others” includes 579,270 million yen of dividends from MUFG’s subsidiaries and affiliates.

4.	Adjustments on interest income include deduction of dividend income from affiliated companies received by MUFG.

5.

Adjustments on net income include elimination of inter-segment transactions of 667,722 million yen and 105,283 million yen of net profit representing the amounts that are not allocated among segments consisting of profits (losses) from investment in affiliates (equity method), amortization of goodwill, tax expenses and minority interests.

6.	Adjustments on total assets mainly include offsets of inter-segment debt and credit transactions.

7.	Adjustments on extraordinary losses include losses on change in equity.

8.	Net income is adjusted from the net income in the consolidated profit and loss statements for the financial reporting period ended March 31, 2015.

 

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Related Information

Previous Year Financial Reporting Period (from April 1, 2013 to March 31, 2014)

1. Information by Type of Service

Omitted because it is similar to the above-explained reporting segment information.

2. Geographical Information

(1) Ordinary Income (in millions of yen)

 

Japan				United States				Europe/ Middle East				Asia/ Oceania				Others				Total
	3,521,599				764,237				315,058				518,790				56,416				5,176,102

Notes:

1. Ordinary income is equivalent to revenues generally used by Japanese non-financial companies.

2. Ordinary income is categorized by either country or region based on the location of MUFG’s operating offices.

(2) Tangible Fixed Assets (in millions of yen)

 

Japan				United States				Others				Total
	1,099,014				347,992				93,024				1,540,031

3. Information by Major Customer

Not Applicable.

 

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Most Recently Ended Financial Reporting Period (from April 1, 2014 to March 31, 2015)

1. Information by Type of Service

Omitted because it is similar to the above-explained reporting segment information.

2. Geographical Information

(1) Ordinary Income (in millions of yen)

 

Japan				United States				Europe/ Middle East				Asia/ Oceania				Others				Total
	3,362,131				917,888				321,528				972,713				64,140				5,638,402

Notes:

1. Ordinary income is equivalent to revenues generally used by Japanese non-financial companies.

2. Ordinary income is categorized by either country or region based on the location of MUFG’s operating offices.

(2) Tangible Fixed Assets (in millions of yen)

 

Japan				United States				Others				Total
	1,108,978				137,316				106,432				1,352,727

3. Information by Major Customer

Not Applicable.

 

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