UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [_]; Amendment Number: ______
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Ally Financial Inc.
Address: 200 Renaissance Center
P.O. Box 200
Detroit, MI 48265-2000
Form 13F File Number: 28-14534
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Cathy L. Quenneville
Title: Secretary
Phone: 313-656-6301
Signature, Place, and Date of Signing:
/s/ Cathy L. Quenneville Detroit, Michigan February 14, 2013
------------------------- ------------------------- ------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
------------------------
Form 13F Information Table Entry Total: 156
------------------------
Form 13F Information Table Value Total: 1,140,143
------------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ----
01 28-14536 Ally Insurance Holdings Inc.
02 28-14535 Motors Insurance Corporation
03 Ally Investment Management LLC
2
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------- -------- --------- --------- --------------------------------- ---------- -------- ---------------------
VOTING
AMOUNT & TYPE OF SECURITY AUTHORITY
MARKET --------------------------------- ---------------------
TITLE OF CUSIP VALUE INVESTMENT OTHER
NAME OF ISSUER CLASS NUMBER (X$1,000) SHRS OR PRN AMNT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------- -------- --------- --------- ---------------- ------ -------- ---------- -------- ------- ------ ------
3m Co COM 88579Y101 2,786 30,000 SH DEFINED 1 30,000
Aetna Inc COM 00817Y108 5,788 125,000 SH DEFINED 1 125,000
Aetna Inc OPTIONS 00817Y108 (143) (1,250) SH CALL DEFINED 3 (1,250)
Air Products &
Chemicals Inc COM 009158106 5,461 65,000 SH DEFINED 2 65,000
Allergan Inc/united
States COM 018490102 5,045 55,000 SH DEFINED 1 55,000
Altria Group Inc COM 02209S103 14,925 475,000 SH DEFINED 1,2 475,000
Altria Group Inc OPTIONS 02209S103 (102) (1,600) SH CALL DEFINED 3 (1,600)
Amazon.com Inc COM 023135106 8,036 32,000 SH DEFINED 1 32,000
Amazon.com Inc OPTIONS 023135106 (24) (320) SH CALL DEFINED 3 (320)
American Capital
Agency Corp COM 02503X105 5,059 174,800 SH DEFINED 1 174,800
American Capital
Agency Corp OPTIONS 02503X105 (178) (1,748) SH CALL DEFINED 3 (1,748)
American Express Co COM 025816109 10,634 185,000 SH DEFINED 1 185,000
Analog Devices Inc COM 032654105 5,384 128,000 SH DEFINED 1 128,000
Analog Devices Inc OPTIONS 032654105 (218) (1,280) SH CALL DEFINED 3 (1,280)
Apache Corp COM 037411105 18,055 230,000 SH DEFINED 1 230,000
Apple Inc COM 037833100 29,317 55,000 SH DEFINED 1 55,000
At&t Inc COM 00206R102 7,753 230,000 SH DEFINED 1,2 230,000
At&t Inc OPTIONS 00206R102 (122) (1,500) SH CALL DEFINED 3 (1,500)
Autodesk Inc COM 052769106 8,131 230,000 SH DEFINED 1 230,000
Baidu Inc ADR 056752108 5,115 51,000 SH DEFINED 1 51,000
Baker Hughes Inc COM 057224107 12,252 300,000 SH DEFINED 1 300,000
Becton Dickinson And
Co COM 075887109 7,819 100,000 SH DEFINED 2 100,000
Bed Bath & Beyond Inc COM 075896100 7,548 135,000 SH DEFINED 2 135,000
Blackrock Inc COM 09247X101 19,637 95,000 SH DEFINED 1 95,000
Blackrock Inc OPTIONS 09247X101 (798) (500) SH CALL DEFINED 3 (500)
Blackrock Inc OPTIONS 09247X101 (387) (450) SH CALL DEFINED 3 (450)
Boeing Co/the COM 097023105 14,695 195,000 SH DEFINED 1 195,000
Broadcom Corp COM 111320107 10,461 315,000 SH DEFINED 1 315,000
Broadcom Corp OPTIONS 111320107 (63) (3,150) SH CALL DEFINED 3 (3,150)
Cardinal Health Inc COM 14149Y108 2,677 65,000 SH DEFINED 1 65,000
Carnival Corp COM 143658300 6,986 190,000 SH DEFINED 1 190,000
Ch Robinson Worldwide
Inc COM 12541W209 9,926 157,000 SH DEFINED 1 157,000
Chevron Corp COM 166764100 10,814 100,000 SH DEFINED 2 100,000
Chipotle Mexican
Grill Inc COM 169656105 2,677 9,000 SH DEFINED 1 9,000
Cisco Systems Inc COM 17275R102 14,934 760,000 SH DEFINED 1,2 760,000
Cisco Systems Inc OPTIONS 17275R102 (160) (5,000) SH CALL DEFINED 3 (5,000)
Cliffs Natural
Resources Inc COM 18683K101 4,820 125,000 SH DEFINED 1 125,000
Coach Inc COM 189754104 5,551 100,000 SH DEFINED 1 100,000
Coca-cola Co/the COM 191216100 14,500 400,000 SH DEFINED 1 400,000
Conocophillips COM 20825C104 10,728 185,000 SH DEFINED 1 185,000
Conocophillips OPTIONS 20825C104 (239) (1,850) SH CALL DEFINED 3 (1,850)
Costco Wholesale Corp COM 22160K105 5,432 55,000 SH DEFINED 1 55,000
Covidien Plc COM B68SQD2 5,197 90,000 SH DEFINED 1 90,000
Csx Corp COM 126408103 5,130 260,000 SH DEFINED 1 260,000
Cvs Caremark Corp COM 126650100 5,319 110,000 SH DEFINED 1 110,000
Danaher Corp COM 235851102 8,385 150,000 SH DEFINED 1 150,000
Darden Restaurants Inc COM 237194105 11,042 245,000 SH DEFINED 1 245,000
Darden Restaurants Inc OPTIONS 237194105 (101) (1,900) SH CALL DEFINED 3 (1,900)
Dollar General Corp COM 256677105 5,511 125,000 SH DEFINED 1 125,000
Ecolab Inc COM 278865100 2,876 40,000 SH DEFINED 1 40,000
Electronic Arts Inc COM 285512109 2,180 150,000 SH DEFINED 1 150,000
Eli Lilly & Co COM 532457108 6,412 130,000 SH DEFINED 1 130,000
Eli Lilly & Co OPTIONS 532457108 (507) (1,300) SH CALL DEFINED 3 (1,300)
Emc Corp/ma COM 268648102 14,295 565,000 SH DEFINED 1 565,000
Emerson Electric Co COM 291011104 15,623 295,000 SH DEFINED 1 295,000
Emerson Electric Co OPTIONS 291011104 (225) (1,000) SH CALL DEFINED 3 (1,000)
Entergy Corp COM 29364G103 4,443 69,700 SH DEFINED 1 69,700
Entergy Corp OPTIONS 29364G103 (10) (697) SH CALL DEFINED 3 (697)
Exelon Corp COM 30161N101 5,205 175,000 SH DEFINED 2 175,000
Expeditors
International Of
Washington Inc COM 302130109 8,108 205,000 SH DEFINED 1 205,000
Express Scripts
Holding Co COM 30219G108 7,020 130,000 SH DEFINED 1 130,000
Facebook Inc COM 30303M102 6,391 240,000 SH DEFINED 1 240,000
Facebook Inc OPTIONS 30303M102 (91) (2,400) SH CALL DEFINED 3 (2,400)
Fedex Corp COM 31428X106 9,906 108,000 SH DEFINED 2 108,000
Freeport- mcmoran
Copper & Gold Inc COM 35671D857 19,836 580,000 SH DEFINED 1 580,000
Freeport- mcmoran
Copper & Gold Inc OPTIONS 35671D857 (348) (3,050) SH CALL DEFINED 3 (3,050)
Freeport- mcmoran
Copper & Gold Inc OPTIONS 35671D857 (52) (2,750) SH CALL DEFINED 3 (2,750)
General Dynamics Corp COM 369550108 5,542 80,000 SH DEFINED 2 80,000
General Electric Co COM 369604103 18,068 860,800 SH DEFINED 1,2 860,800
General Electric Co OPTIONS 369604103 (179) (2,358) SH CALL DEFINED 3 (2,358)
General Mills Inc COM 370334104 10,507 260,000 SH DEFINED 2 260,000
Glaxosmithkline Plc ADR 37733W105 4,869 112,000 SH DEFINED 1 112,000
Glaxosmithkline Plc OPTIONS 37733W105 (129) (1,120) SH CALL DEFINED 3 (1,120)
Goldman Sachs Group
Inc/the COM 38141G104 13,394 105,000 SH DEFINED 1 105,000
Google Inc COM 38259P508 14,187 20,000 SH DEFINED 1 20,000
Google Inc OPTIONS 38259P508 (156) (200) SH CALL DEFINED 3 (200)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------------- -------- --------- --------- --------------------------------- ---------- -------- -----------------------
VOTING
AMOUNT & TYPE OF SECURITY AUTHORITY
MARKET --------------------------------- -----------------------
TITLE OF CUSIP VALUE INVESTMENT OTHER
NAME OF ISSUER CLASS NUMBER (X$1,000) SHRS OR PRN AMNT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------------- -------- --------- --------- ---------------- ------ -------- ---------- -------- --------- ------ ------
Hess Corp COM 42809H107 19,330 365,000 SH DEFINED 1 365,000
Intel Corp COM 458140100 16,401 795,000 SH DEFINED 1 795,000
International
Business Machines
Corp COM 459200101 12,451 65,000 SH DEFINED 2 65,000
Ishares Msci Brazil
Index Fund ETF 464286400 5,045 90,000 SH DEFINED 1 90,000
Ishares Msci Chile
Investable Market
Index Fund ETF 464286640 1,455 23,000 SH DEFINED 1 23,000
Ishares Msci
Emerging Markets
Index Fund ETF 464287234 61,425 1,385,000 SH DEFINED 1 1,385,000
Ishares Msci Taiwan
Index Fund ETF 464286731 4,563 335,000 SH DEFINED 1 335,000
Johnson & Johnson COM 478160104 16,123 230,000 SH DEFINED 2 230,000
Johnson Controls Inc COM 478366107 4,145 135,000 SH DEFINED 1 135,000
Jpmorgan Chase & Co COM 46625H100 26,382 600,000 SH DEFINED 1,2 600,000
Jpmorgan Chase & Co OPTIONS 46625H100 (810) (1,350) SH CALL DEFINED 3 (1,350)
Kimberly-clark Corp COM 494368103 2,533 30,000 SH DEFINED 2 30,000
Kinder Morgan
Inc/delaware COM 49456B101 10,599 300,000 SH DEFINED 1 300,000
Kinder Morgan
Inc/delaware OPTIONS 49456B101 (231) (3,000) SH CALL DEFINED 3 (3,000)
Kraft Foods Group
Inc COM 50076Q106 5,229 115,000 SH DEFINED 2 115,000
Mcdonald's Corp COM 580135101 10,585 120,000 SH DEFINED 2 120,000
Medtronic Inc COM 585055106 5,333 130,000 SH DEFINED 1 130,000
Merck & Co Inc COM 58933Y105 10,440 255,000 SH DEFINED 1,2 255,000
Merck & Co Inc OPTIONS 58933Y105 (68) (1,350) SH CALL DEFINED 3 (1,350)
Metlife Inc COM 59156R108 13,670 415,000 SH DEFINED 1 415,000
Microsoft Corp COM 594918104 25,126 940,000 SH DEFINED 1,2 940,000
Microsoft Corp OPTIONS 594918104 (7) (800) SH CALL DEFINED 3 (800)
Microsoft Corp OPTIONS 594918104 (150) (1,850) SH CALL DEFINED 3 (1,850)
Molson Coors
Brewing Co COM 60871R209 10,911 255,000 SH DEFINED 1 255,000
Molson Coors
Brewing Co OPTIONS 60871R209 (727) (2,550) SH CALL DEFINED 3 (2,550)
Mondelez
International Inc COM 609207105 5,094 200,000 SH DEFINED 2 200,000
Morgan Stanley COM 617446448 16,730 875,000 SH DEFINED 1,2 875,000
Murphy Oil Corp COM 626717102 9,826 165,000 SH DEFINED 1 165,000
Newmont Mining Corp COM 651639106 18,344 395,000 SH DEFINED 1 395,000
Newmont Mining Corp OPTIONS 651639106 (139) (2,200) SH CALL DEFINED 3 (2,200)
Nike Inc COM 654106103 3,096 60,000 SH DEFINED 1 60,000
Nordstrom Inc COM 655664100 3,210 60,000 SH DEFINED 1 60,000
Northern Trust Corp COM 665859104 16,302 325,000 SH DEFINED 1 325,000
Occidental
Petroleum Corp COM 674599105 4,980 65,000 SH DEFINED 1 65,000
Oracle Corp COM 68389X105 10,496 315,000 SH DEFINED 1 315,000
Paychex Inc COM 704326107 14,792 475,000 SH DEFINED 1,2 475,000
Paychex Inc OPTIONS 704326107 (16) (1,600) SH CALL DEFINED 3 (1,600)
Pepsico Inc COM 713448108 15,055 220,000 SH DEFINED 2 220,000
Petroleo Brasileiro
Sa ADR 71654V408 1,168 60,000 SH DEFINED 1 60,000
PFIZER COM 717081103 5,267 210,000 SH DEFINED 2 210,000
Philip Morris
International Inc COM 718172109 2,509 30,000 SH DEFINED 2 30,000
Praxair Inc COM 74005P104 4,925 45,000 SH DEFINED 1 45,000
Prudential
Financial Inc COM 744320102 15,199 285,000 SH DEFINED 1 285,000
Prudential
Financial Inc OPTIONS 744320102 (602) (1,900) SH CALL DEFINED 3 (1,900)
Qualcomm Inc COM 747525103 16,745 270,000 SH DEFINED 1 270,000
Rockwell Collins Inc COM 774341101 14,543 250,000 SH DEFINED 1 250,000
Royal Dutch Shell
Plc ADR 780259206 4,745 68,825 SH DEFINED 1 68,825
Royal Dutch Shell
Plc OPTIONS 780259206 (15) (688) SH CALL DEFINED 3 (688)
S&P 500 Index OPTIONS SPX000009 (404) (850) SH PUT DEFINED 3 (850)
S&P 500 Index OPTIONS SPX000009 1,067 850 SH PUT DEFINED 3 850
Schlumberger Ltd COM 806857108 12,472 180,000 SH DEFINED 1 180,000
Staples Inc COM 855030102 5,073 445,000 SH DEFINED 1 445,000
Starbucks Corp COM 855244109 4,826 90,000 SH DEFINED 1 90,000
Starbucks Corp OPTIONS 855244109 (56) (900) SH CALL DEFINED 3 (900)
State Street Corp COM 857477103 9,872 210,000 SH DEFINED 2 210,000
Stryker Corp COM 863667101 9,868 180,000 SH DEFINED 1 180,000
T Rowe Price Group
Inc COM 74144T108 2,605 40,000 SH DEFINED 1 40,000
Teva Pharmaceutical
Industries Ltd ADR 881624209 11,575 310,000 SH DEFINED 1 310,000
Texas Instruments
Inc COM 882508104 5,105 165,000 SH DEFINED 1 165,000
Tiffany & Co COM 886547108 9,174 160,000 SH DEFINED 2 160,000
Time Warner Cable
Inc COM 88732J207 2,721 28,000 SH DEFINED 1 28,000
Total Sa ADR 89151E109 19,244 370,000 SH DEFINED 1 370,000
Total Sa OPTIONS 89151E109 (118) (1,000) SH CALL DEFINED 3 (1,000)
Transocean Ltd COM B3KFWW1 5,135 115,000 SH DEFINED 1 115,000
United Parcel
Service Inc COM 911312106 9,216 125,000 SH DEFINED 1 125,000
United Parcel
Service Inc OPTIONS 911312106 (83) (700) SH CALL DEFINED 3 (700)
United Technologies
Corp COM 913017109 13,532 165,000 SH DEFINED 1 165,000
Us Bancorp COM 902973304 9,901 310,000 SH DEFINED 1 310,000
Vale Sa ADR 91912E105 1,572 75,000 SH DEFINED 1 75,000
Verizon
Communications Inc COM 92343V104 7,572 175,000 SH DEFINED 1,2 175,000
Verizon
Communications Inc OPTIONS 92343V104 (117) (1,150) SH CALL DEFINED 3 (1,150)
Walgreen Co COM 931422109 10,918 295,000 SH DEFINED 1 295,000
Walgreen Co OPTIONS 931422109 (230) (1,400) SH CALL DEFINED 3 (1,400)
Wal-mart Stores Inc COM 931142103 5,117 75,000 SH DEFINED 2 75,000
Walt Disney Co/the COM 254687106 5,228 105,000 SH DEFINED 1 105,000
Waters Corp COM 941848103 1,307 15,000 SH DEFINED 1 15,000
Wells Fargo & Co COM 949746101 20,508 600,000 SH DEFINED 1,2 600,000
Wells Fargo & Co OPTIONS 949746101 (144) (1,450) SH CALL DEFINED 3 (1,450)
Western Union Co/the COM 959802109 10,208 750,000 SH DEFINED 1 750,000
Wynn Resorts Ltd COM 983134107 7,312 65,000 SH DEFINED 1 65,000