UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of August 2012
Commission File Number 001-33098
Mizuho Financial Group, Inc.
(Translation of registrant’s name into English)
5-1, Marunouchi 2-chome
Chiyoda-ku, Tokyo 100-8333
Japan
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ¨ No x
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82- .
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Date: August 14, 2012 | ||
| Mizuho Financial Group, Inc. | ||
| By: | /s/ Hideyuki Takahashi | |
| Name: | Hideyuki Takahashi | |
| Title: | Managing Director / CFO | |
August 14, 2012 |
To whom it may concern:
| Company Name: | Mizuho Financial Group, Inc. | |||
| Representative: | Yasuhiro Sato, President & CEO | |||
| Head Office: | 2-5-1 Marunouchi, Chiyoda-ku, Tokyo | |||
| Stock Code Number: | 8411 | |||
| (Tokyo Stock Exchange (First Section), | ||||
| Osaka Securities Exchange (First Section)) |
[Updated] Corrections in “Financial Statements for Fiscal 2011
<Under Japanese GAAP>” and other documents
Mizuho Financial Group, Inc. hereby announces partial corrections in its “Financial Statements for Fiscal 2011<Under Japanese GAAP>”, “SUMMARY OF FINANCIAL RESULTS For Fiscal 2011<Under Japanese GAAP>” and “SELECTED FINANCIAL INFORMATION For Fiscal 2011<Under Japanese GAAP>” disclosed on May 15, 2012 as shown in the appendix.
|
Contact: Mizuho Financial Group, Inc. Corporate Communications Division Public Relations Department Tel. 81-3-5224-2026
|
(Appendix)
mCorrections
The corrections are underlined.
【Financial Statements for Fiscal 2011】
| Page |
Item |
Before correction |
After correction | |||
| 1. Financial Highlights for Fiscal 2011 (for the fiscal year ended March 31, 2012) (2) Consolidated Financial Conditions Consolidated Capital Adequacy Ratio (BIS) Fiscal 2011 |
15.49% | 15.50% | ||||
| 1-3 | 1. CONSOLIDATED RESULTS OF OPERATIONS AND FINANCIAL CONDITIONS
(2) Analysis of Financial Conditions |
(omitted) The Consolidated Capital Adequacy Ratio (Basel II BIS Standard) was 15.49% (preliminary). |
(omitted) The Consolidated Capital Adequacy Ratio (Basel II BIS Standard) was 15.50% (preliminary). | |||
| 1-3 | Same as above Table Basel II March 31, 2012 |
15.49% | 15.50% | |||
【SUMMARY OF FINANCIAL RESULTS For Fiscal 2011】
| Page |
Item |
Before correction |
After correction | |||
| 2-3 | II. Financial Soundness | • Consolidated Capital Adequacy Ratio was 15.49%, an improvement of 0.19% from that as of March 31, 2011. |
• Consolidated Capital Adequacy Ratio was 15.50%, an improvement of 0.20% from that as of March 31, 2011. | |||
| 2-3 | Same as above Table Consolidated Capital Adequacy Ratio March 31, 2012 |
15.49% | 15.50% | |||
|
Change from Mar. 31, 2011 |
0.19% | 0.20% | ||||
| 2-3 | Same as above Table Total Risk-based Capital March 31, 2012 |
7,772.9 | 7,775.0 | |||
|
Change from Mar. 31, 2011 |
-138.0 | -135.8 | ||||
| 2-3 | Same as above Table Tier 1 Capital Ratio March 31, 2012 |
12.75% | 12.76% | |||
|
Change from Mar. 31, 2011 |
0.82% | 0.83% | ||||
| 2-3 | Same as above Table Tier 1 Capital March 31, 2012 |
6,397.8 | 6,398.9 | |||
|
Change from Mar. 31, 2011 |
227.6 | 228.7 | ||||
【SELECTED FINANCIAL INFORMATION For Fiscal 2011】
P.3-19 I. FINANCIAL DATA FOR FISCAL 2011
9. Capital Adequacy Ratio
(Before correction)
| Consolidated | (%, Billions of yen) | |||||||||||||||||||||
|
Mizuho Financial Group BIS Standard |
As of March 31, 2012 | As of September 30, 2011 |
As of March 31, 2011 |
|||||||||||||||||||
| (Preliminary) | Change from September 30, 2011 |
Change from March 31, 2011 |
||||||||||||||||||||
| (1) |
Capital Adequacy Ratio |
15.49 | 0.57 | 0.19 | 14.92 | 15.30 | ||||||||||||||||
| Tier 1 Capital Ratio |
12.75 | 0.86 | 0.82 | 11.89 | 11.93 | |||||||||||||||||
| (2) |
Tier 1 Capital |
6,397.8 | 328.0 | 227.6 | 6,069.8 | 6,170.2 | ||||||||||||||||
| Other |
(127.5 | ) | 18.4 | (30.9 | ) | (145.9 | ) | (96.5 | ) | |||||||||||||
| (4) |
Deductions for Total Risk-based Capital |
370.0 | 19.6 | 7.4 | 350.4 | 362.6 | ||||||||||||||||
| (5) |
Total Risk-based Capital (2)+(3)-(4) |
7,772.9 | 157.7 | (138.0 | ) | 7,615.2 | 7,910.9 | |||||||||||||||
| (6) |
Risk-weighted Assets |
50,165.9 | (871.7 | ) | (1,527.9 | ) | 51,037.6 | 51,693.8 | ||||||||||||||
| Credit Risk Assets |
45,165.4 | (954.5 | ) | (1,831.7 | ) | 46,119.9 | 46,997.1 | |||||||||||||||
| On-balance-sheet Items |
37,683.9 | (349.8 | ) | (1,274.0 | ) | 38,033.8 | 38,958.0 | |||||||||||||||
| Off-balance-sheet Items |
7,481.4 | (604.6 | ) | (557.6 | ) | 8,086.1 | 8,039.0 | |||||||||||||||
(After correction)
| Consolidated | (%, Billions of yen) | |||||||||||||||||||||
| As of March 31, 2012 | As
of September 30, 2011 |
As of March 31, 2011 |
||||||||||||||||||||
|
Mizuho Financial Group BIS Standard |
(Preliminary) | Change from September 30, 2011 |
Change from March 31, 2011 |
|||||||||||||||||||
| (1) |
Capital Adequacy Ratio |
15.50 | 0.58 | 0.20 | 14.92 | 15.30 | ||||||||||||||||
| Tier 1 Capital Ratio |
12.76 | 0.87 | 0.83 | 11.89 | 11.93 | |||||||||||||||||
| (2) |
Tier 1 Capital |
6,398.9 | 329.1 | 228.7 | 6,069.8 | 6,170.2 | ||||||||||||||||
| Other |
(126.4 | ) | 19.5 | (29.8 | ) | (145.9 | ) | (96.5 | ) | |||||||||||||
| (4) |
Deductions for Total Risk-based Capital |
368.9 | 18.5 | 6.3 | 350.4 | 362.6 | ||||||||||||||||
| (5) |
Total Risk-based Capital (2)+(3)-(4) |
7,775.0 | 159.8 | (135.8 | ) | 7,615.2 | 7,910.9 | |||||||||||||||
| (6) |
Risk-weighted Assets |
50,144.9 | (892.7 | ) | (1,548.9 | ) | 51,037.6 | 51,693.8 | ||||||||||||||
| Credit Risk Assets |
45,144.4 | (975.5 | ) | (1,852.7 | ) | 46,119.9 | 46,997.1 | |||||||||||||||
| On-balance-sheet Items |
37,640.5 | (393.3 | ) | (1,317.5 | ) | 38,033.8 | 38,958.0 | |||||||||||||||
| Off-balance-sheet Items |
7,503.9 | (582.2 | ) | (535.1 | ) | 8,086.1 | 8,039.0 | |||||||||||||||
【SELECTED FINANCIAL INFORMATION For Fiscal 2011】
P.3-20 I. FINANCIAL DATA FOR FISCAL 2011
9. Capital Adequacy Ratio
(Before correction)
| Consolidated | (%, Billions of yen) | |||||||||||||||||||||
| As of March 31, 2012 | As of September 30, 2011 |
As of March 31, 2011 |
||||||||||||||||||||
| Mizuho Corporate Bank BIS Standard |
(Preliminary) | Change from September 30, 2011 |
Change from March 31, 2011 |
|||||||||||||||||||
| (1) |
Capital Adequacy Ratio |
17.80 | (0.31 | ) | (1.00 | ) | 18.11 | 18.80 | ||||||||||||||
| Tier 1 Capital Ratio |
15.86 | 0.06 | (0.24 | ) | 15.80 | 16.10 | ||||||||||||||||
| (3) |
Tier 2 Capital |
680.6 | (65.1 | ) | (200.5 | ) | 745.8 | 881.2 | ||||||||||||||
| (5) |
Total Risk-based Capital (2)+(3)-(4) |
4,974.2 | (36.5 | ) | (312.8 | ) | 5,010.8 | 5,287.1 | ||||||||||||||
| (6) |
Risk-weighted Assets |
27,931.6 | 264.7 | (190.0 | ) | 27,666.8 | 28,121.6 | |||||||||||||||
(After correction)
| Consolidated | (%, Billions of yen) | |||||||||||||||||||||
| As of March 31, 2012 | As of September 30, 2011 |
As of March 31, 2011 |
||||||||||||||||||||
| Mizuho Corporate Bank BIS Standard |
(Preliminary) | Change from September 30, 2011 |
Change from March 31, 2011 |
|||||||||||||||||||
| (1) |
Capital Adequacy Ratio |
17.83 | (0.28 | ) | (0.97 | ) | 18.11 | 18.80 | ||||||||||||||
| Tier 1 Capital Ratio |
15.87 | 0.07 | (0.23 | ) | 15.80 | 16.10 | ||||||||||||||||
| (3) |
Tier 2 Capital |
682.8 | (63.0 | ) | (198.3 | ) | 745.8 | 881.2 | ||||||||||||||
| (5) |
Total Risk-based Capital (2)+(3)-(4) |
4,976.4 | (34.3 | ) | (310.6 | ) | 5,010.8 | 5,287.1 | ||||||||||||||
| (6) |
Risk-weighted Assets |
27,910.1 | 243.3 | (211.5 | ) | 27,666.8 | 28,121.6 | |||||||||||||||
【SELECTED FINANCIAL INFORMATION For Fiscal 2011】
P.3-38 III. DEFERRED TAXES
1. Change in Deferred Tax Assets, etc.
| (Before correction) | (Billions of yen) | |||||||||||||||||||
|
Consolidated |
||||||||||||||||||||
| As of March 31, 2012 | As of September 30, 2011 |
As of March 31, 2011 |
||||||||||||||||||
| (Reference) |
Change from September 30, 2011 |
Change from March 31, 2011 |
||||||||||||||||||
| Tier I Capital (B) |
6,397.8 | 328.0 | 227.6 | 6,069.8 | 6,170.2 | |||||||||||||||
| (After correction) | (Billions of yen) | |||||||||||||||||||
|
Consolidated |
||||||||||||||||||||
| As of March 31, 2012 | As of September 30, 2011 |
As of March 31, 2011 |
||||||||||||||||||
| (Reference) |
Change from September 30, 2011 |
Change from March 31, 2011 |
||||||||||||||||||
| Tier I Capital (B) |
6,398.9 | 329.1 | 228.7 | 6,069.8 | 6,170.2 | |||||||||||||||