SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of May, 2009
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrants name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ¨ No x
If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
PRUDENTIAL PLC
Annual Information Update
This annual information update is required by and is being made pursuant to Article 10 of the Prospectus Directive as implemented in the United Kingdom and not for any other purpose and neither Prudential, nor any other person, takes any responsibility for, or makes any representation, express or implied, as to the accuracy or completeness of, the information contained therein (except as expressly set out therein). The information referred to below is not necessarily up to date as at the date of this annual information update and Prudential does not undertake any obligation to update any such information in the future. Furthermore, such information may have been prepared in accordance with the laws or regulations of a particular jurisdiction and may not comply with or meet the relevant standards of disclosure in any other jurisdiction. Neither this annual information update, nor the information referred to below constitutes, by virtue of this communication, an offer of any securities addressed to any person and should not be relied on by any person.
Prudential announces that in accordance with Prospectus Rule 5.2, the following information has been published or made available to the public over the previous 12 months in compliance with laws and rules dealing with the regulation of securities, issuers of securities and securities markets.
For the purposes of this update the information is only referred to and full copies of each item can be found at the locations specified below.
1. | Regulatory announcements |
The following UK regulatory announcements have been made by Prudential via a Regulatory Information Service during the previous 12 months. Copies can be viewed at the London Stock Exchange website at http://www.londonstockexchange.com/en-gb/pricesnews/marketnews/marketnews.htm under code PRU and on Prudentials website at http://www.prudential.co.uk/prudential-plc/media/rns/. Where information was published at the Securities and Exchange Commission and the New York Stock Exchange by virtue of Prudentials American Depositary Shares or Capital Securities listed on the New York Stock Exchange, copies can also be viewed on the Securities and Exchange Commissions website at http://www.sec.gov/edgar/searchedgar/webusers.htm by searching under Companies & Other Filers for Prudential plc, and on the New York Stock Exchanges website at http://www.nyse.com/about/listed/listed.html by searching for Prudential plc in the Listed Company Directory.
Description of the information |
Method of publication |
Date of filing/ |
Information may be | |||
Annual Information Update | Announced to the LSE, SEC and NYSE | 12/05/08 | LSE website SEC website NYSE website Prudential website | |||
Six Monthly blocklisting | Announced to the LSE, SEC and NYSE | 14/05/08 | LSE website SEC website NYSE website Prudential website | |||
AGM statement | Announced to the LSE, SEC and NYSE | 15/05/08 | LSE website SEC website NYSE website Prudential website | |||
AGM statement | Announced to the LSE, SEC and NYSE | 15/05/08 | LSE website SEC website NYSE website Prudential website | |||
Doc re. 20-F 2007 | Announced to the LSE, SEC and NYSE | 16/05/08 | LSE website SEC website NYSE website Prudential website | |||
Re 20-F filing | Announced to the LSE, SEC and NYSE | 16/05/08 | LSE website SEC website NYSE website Prudential website |
Description of the information |
Method of publication |
Date of filing/ |
Information may be | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 20/05/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 22/05/08 | LSE website SEC website NYSE website Prudential website | |||
Disclosure directors details | Announced to the LSE, SEC and NYSE | 29/05/08 | LSE website SEC website NYSE website Prudential website | |||
Blocklisting | Announced to the LSE, SEC and NYSE | 30/05/08 | LSE website SEC website NYSE website Prudential website | |||
Disclosure directors details | Announced to the LSE, SEC and NYSE | 02/06/08 | LSE website SEC website NYSE website Prudential website | |||
Total Voting Rights | Announced to the LSE, SEC and NYSE | 02/06/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 10/06/08 | LSE website SEC website NYSE website Prudential website | |||
Inherited Estate Update | Announced to the LSE, SEC and NYSE | 27/06/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 30/06/08 | LSE website SEC website NYSE website Prudential website | |||
Total Voting Rights | Announced to the LSE, SEC and NYSE | 01/07/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 09/07/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 17/07/08 | LSE website SEC website NYSE website Prudential website | |||
Prudential & SCB extend strategic partnership | Announced to the LSE, SEC and NYSE | 28/07/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 30/07/08 | LSE website SEC website NYSE website Prudential website |
Description of the information |
Method of publication |
Date of filing/ |
Information may be | |||
Interim Results | Announced to the LSE, SEC and NYSE | 31/07/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 01/08/08 | LSE website SEC website NYSE website Prudential website | |||
Total Voting Rights | Announced to the LSE, SEC and NYSE | 04/08/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 06/08/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 11/08/08 | LSE website SEC website NYSE website Prudential website | |||
Prudential plc appoints Harvey McGrath as Chairman | Announced to the LSE, SEC and NYSE | 13/08/08 | LSE website SEC website NYSE website Prudential website | |||
Disclosure of Directors Details | Announced to the LSE, SEC and NYSE | 15/08/08 | LSE website SEC website NYSE website Prudential website | |||
Scrip Dividend Reference Price | Announced to the LSE, SEC and NYSE | 20/08/08 | LSE website SEC website NYSE website Prudential website | |||
Notification of Major Interest in Shares | Announced to the LSE, SEC and NYSE | 20/08/08 | LSE website SEC website NYSE website Prudential website | |||
Notification of Major Interest in Shares | Announced to the LSE, SEC and NYSE | 20/08/08 | LSE website SEC website NYSE website Prudential website | |||
Correction to the Scrip Dividend Reference Price | Announced to the LSE, SEC and NYSE | 21/08/08 | LSE website SEC website NYSE website Prudential website | |||
Notification of Major Interest in Shares | Announced to the LSE, SEC and NYSE | 26/08/08 | LSE website SEC website NYSE website Prudential website | |||
Total Voting Rights | Announced to the LSE, SEC and NYSE | 01/09/08 | LSE website SEC website NYSE website Prudential website | |||
Prudential announces bulk annuity agreement | Announced to the LSE, SEC and NYSE | 03/09/08 | LSE website SEC website NYSE website Prudential website | |||
Doc re. US Interim Report & Form F-3 | Announced to the LSE, SEC and NYSE | 09/09/08 | LSE website SEC website NYSE website Prudential website |
Description of the information |
Method of publication |
Date of filing/ |
Information may be | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 10/09/08 | LSE website SEC website NYSE website Prudential website | |||
Scrip Dividend | Announced to the LSE, SEC and NYSE | 12/09/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 16/09/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 24/09/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 25/09/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 26/09/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 01/10/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 01/10/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 01/10/08 | LSE website SEC website NYSE website Prudential website | |||
Total Voting Rights | Announced to the LSE, SEC and NYSE | 02/10/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 09/10/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 09/10/08 | LSE website SEC website NYSE website Prudential website | |||
Price Monitoring Extension | Announced to the LSE | 20/10/08 | LSE website Prudential website | |||
Second Price Monitoring Extn | Announced to the LSE | 20/10/08 | LSE website Prudential website | |||
3rd Quarter Results | Announced to the LSE, SEC and NYSE | 21/10/08 | LSE website SEC website NYSE website Prudential website |
Description of the information |
Method of publication |
Date of filing/ |
Information may be | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 22/10/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 31/10/08 | LSE website SEC website NYSE website Prudential website | |||
Total Voting Rights | Announced to the LSE, SEC and NYSE | 03/11/08 | LSE website SEC website NYSE website Prudential website | |||
Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE | 06/11/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 11/11/08 | LSE website SEC website NYSE website Prudential website | |||
Total Voting Rights | Announced to the LSE, SEC and NYSE | 01/12/08 | LSE website SEC website NYSE website Prudential website | |||
Renewal of MTN programme | Announced to the LSE | 05/12/08 | LSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 09/12/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 19/12/08 | LSE website SEC website NYSE website Prudential website | |||
Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE | 29/12/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 31/12/08 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 31/12/08 | LSE website SEC website NYSE website Prudential website | |||
Price Monitoring Extension | Announced to the LSE | 31/12/08 | LSE website Prudential website | |||
Total Voting Rights | Announced to the LSE, SEC and NYSE | 02/01/09 | LSE website SEC website NYSE website Prudential website | |||
Corporate Reporting Calendar 2009 | Announced to the LSE, SEC and NYSE | 05/01/09 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 09/01/09 | LSE website SEC website NYSE website Prudential website |
Description of the information |
Method of publication |
Date of filing/ |
Information may be | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 15/01/09 | LSE website SEC website NYSE website Prudential website | |||
Price Monitoring Extension | Announced to the LSE | 15/01/09 | LSE website Prudential website | |||
Second Price Monitoring Extn | Announced to the LSE | 15/01/09 | LSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 23/01/09 | LSE website SEC website NYSE website Prudential website | |||
Total Voting Rights | Announced to the LSE, SEC and NYSE | 02/02/09 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 11/02/09 | LSE website SEC website NYSE website Prudential website | |||
Prudential announces Taiwan Transfer | Announced to the LSE, SEC and NYSE | 20/02/09 | LSE website SEC website NYSE website Prudential website | |||
Full Year 2008 New Business | Announced to the LSE, SEC and NYSE | 20/02/09 | LSE website SEC website NYSE website Prudential website | |||
Total Voting Rights | Announced to the LSE, SEC and NYSE | 02/03/09 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 10/03/09 | LSE website SEC website NYSE website Prudential website | |||
Prudential plc 2008 Full Year Results | Announced to the LSE | 19/03/09 | LSE website Prudential website | |||
Prudential plc 2008 Full Year Results - Amended | Announced to the LSE, SEC and NYSE | 19/03/09 | LSE website SEC website NYSE website Prudential website | |||
Tidjane Thiam to succeed Mark Tucker | Announced to the LSE, SEC and NYSE | 19/03/09 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 19/03/09 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 24/03/09 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 24/03/09 | LSE website SEC website NYSE website Prudential website |
Description of the information |
Method of publication |
Date of filing/ |
Information may be | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 25/03/09 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 26/03/09 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 31/03/09 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 31/03/09 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 31/03/09 | LSE website SEC website NYSE website Prudential website | |||
Total Voting Rights | Announced to the LSE, SEC and NYSE | 01/04/09 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 09/04/09 | LSE website SEC website NYSE website Prudential website | |||
Doc re. Annual Report and AGM | Announced to the LSE, SEC and NYSE | 14/04/09 | LSE website SEC website NYSE website Prudential website | |||
Scrip Dividend | Announced to the LSE, SEC and NYSE | 17/04/09 | LSE website SEC website NYSE website Prudential website | |||
Director Declaration | Announced to the LSE, SEC and NYSE | 17/04/09 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 21/04/09 | LSE website SEC website NYSE website Prudential website | |||
Appointment of Chief Financial Officer | Announced to the LSE, SEC and NYSE | 27/04/09 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 28/04/09 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 28/04/09 | LSE website SEC website NYSE website Prudential website |
Description of the information published |
Method of publication |
Date of filing/ |
Information may be | |||
Director Declaration | Announced to the LSE, SEC and NYSE | 29/04/09 | LSE website SEC website NYSE website Prudential website | |||
Total Voting Rights | Announced to the LSE, SEC and NYSE | 01/05/09 | LSE website SEC website NYSE website Prudential website | |||
Scrip Dividend allotment of shares | Announced to the LSE, SEC and NYSE | 08/05/09 | LSE website SEC website NYSE website Prudential website | |||
Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 11/05/09 | LSE website SEC website NYSE website Prudential website |
2. | Documents filed with the Registrar of Companies |
The following documents have been filed by Prudential with the Registrar of Companies at Companies House during the past 12 months. Copies of these documents may be obtained from Companies House:
Companies House
Crown Way
Cardiff
CF14 3UZ
email: enquiries@companies-house.gov.uk
or, if you are a registered user, through Companies House Direct at www.direct.companieshouse.gov.uk
Date of filing |
Document type |
Description | ||
19/05/08 | 288c | Directors particulars changed | ||
20/05/08 | 88(2) | Return of allotment of shares | ||
20/05/08 | 288b | Director resigned | ||
27/05/08 | RES01 | Resolutions passed at AGM on 15/05/08 and adopted Articles of Association | ||
27/05/08 | AA | Report and Accounts for the year ended 31/12/2007 | ||
27/05/08 | 88(2) | Return of allotment of shares | ||
06/06/08 | 288c | Directors particulars changed | ||
06/06/08 | 88(2) | Return of allotment of shares | ||
06/06/08 | 288c | Directors particulars changed | ||
06/06/08 | 88(2) | Return of allotment of shares | ||
12/06/08 | 288c | Directors particulars changed | ||
16/06/08 | 88(2) | Return of allotment of shares | ||
01/07/08 | 353a | Location of register of members (non legible) | ||
01/07/08 | 363a | Annual Return (bulk list available separately) | ||
01/07/08 | 288c | Directors particulars changed | ||
02/07/08 | 88(2) | Return of allotment of shares |
16/07/08 | 88(2) | Return of allotment of shares | ||
16/07/08 | 88(2) | Return of allotment of shares | ||
16/07/08 | 88(2) | Return of allotment of shares | ||
12/08/08 | 88(2) | Return of allotment of shares | ||
21/08/08 | 88(2) | Return of allotment of shares | ||
21/08/08 | 88(2) | Return of allotment of shares | ||
21/08/08 | 88(2) | Return of allotment of shares | ||
21/08/08 | 88(2) | Return of allotment of shares | ||
26/08/08 | 88(2) | Return of allotment of shares | ||
02/09/08 | 88(2) | Return of allotment of shares | ||
02/09/08 | 88(2) | Return of allotment of shares | ||
11/09/08 | 288a | Director appointed | ||
15/09/08 | 88(2) | Return of allotment of shares | ||
24/09/08 | 88(2) | Return of allotment of shares | ||
24/09/08 | 88(2) | Return of allotment of shares | ||
01/10/08 | 88(2) | Return of allotment of shares | ||
14/10/08 | 88(2) | Return of allotment of shares | ||
22/10/08 | 88(2) | Return of allotment of shares | ||
27/10/08 | 88(2) | Return of allotment of shares | ||
06/11/08 | 88(2) | Return of allotment of shares | ||
11/11/08 | 88(2) | Return of allotment of shares | ||
24/11/08 | 88(2) | Return of allotment of shares | ||
16/12/08 | 88(2) | Return of allotment of shares | ||
17/12/08 | 88(2) | Return of allotment of shares | ||
17/12/08 | 88(2) | Return of allotment of shares | ||
02/01/09 | 288b | Director resigned | ||
29/01/09 | 353a | Location of register of member (non legible) | ||
12/03/09 | 288c | Directors particulars changed | ||
29/04/09 | 288c | Directors particulars changed | ||
29/04/09 | 288c | Directors particulars changed | ||
29/04/09 | 288c | Directors particulars changed | ||
29/04/09 | 288c | Directors particulars changed |
3. | Documents filed with the Financial Services Authority |
The following documents have been filed by Prudential with the Financial Services Authority during the previous 12 months. These documents may be viewed at the UK Listing Authoritys Document Viewing Facility at 25 The North Colonnade, Canary Wharf, London E14 5HS.
Document |
Date of publication | |
Resolutions passed at AGM held on 15 May 2008 |
15/05/08 | |
Form 20-F 2007 |
16/05/08 | |
US GAAP Interim Report |
09/09/08 |
Form F-3 |
09/09/08 | |
Annual Report 2008 |
14/04/09 | |
Notice of Annual General Meeting 2009 |
14/04/09 | |
UK Form of Proxy |
14/04/09 | |
ADR Form of Proxy |
14/04/09 | |
Irish Form of Proxy |
14/04/09 |
4. | Documents published at the Securities and Exchange Commission |
Prudential has published a number of the documents listed in 1 above, as set out below, at the Securities and Exchange Commission (SEC) in compliance with its obligations under national laws and rules dealing with the regulation of securities, issuers of securities and securities markets by virtue of having American Depositary Shares and Capital Securities listed on the New York Stock Exchange (NYSE). In addition, Prudential has published the following documents with the SEC and/or NYSE. Full details of documents published at the SEC can be viewed at http://www.sec.gov/edgar/searchedgar/webusers.htm by searching under Companies & Other Filers for Prudential plc.
Filing date |
Form | Description | ||
15/05/08 | 20-F | |||
16/05/08 | 6-K | Resolution passed at AGM held on 15 May 2008 | ||
18/06/08 | S-8 | Filing to allow awards to be made under the various share plans | ||
08/09/08 | 6-K | US GAAP Interim Report 2008 | ||
08/09/08 | F-3 | |||
08/09/08 | F-N | Appointment of agent for service of process | ||
15/04/09 | 6-K | Annual Report 2008 | ||
15/04/09 | 6-K | Notice of Annual General Meeting 2009 | ||
15/04/09 | 6-K | UK, US and Irish Proxy Voting Forms |
Copies of the Companys Annual Report 2008, the Notice of Annual General Meeting 2009 and associated proxy voting forms were also sent to the New York Stock Exchange (NYSE) in accordance with the NYSE Listing Company Manual.
In addition, whenever shares are listed on the London Stock Exchange, a supplementary listing application is submitted to the NYSE for the equivalent number of American Depositary Shares representing the number of shares listed in the UK.
Copies of the Annual and Interim Reports 2008, the Annual General Meeting documentation and Form 20-F 2007 can be found on Prudentials website, www.prudential.co.uk
The annual information update is available on Prudentials website. Copies of all the documents listed above and copies of this annual information update are available on request from Prudentials registered office at Laurence Pountney Hill, London, EC4R 0HH.
For further information please contact Sylvia Edwards, Assistant Group Secretary, Prudential plc, 12 Arthur Street, London EC4R 0HH.
13 May 2009
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: May 13, 2009
PRUDENTIAL PUBLIC LIMITED COMPANY
By: | /s/ SYLVIA EDWARDS | |||||
Sylvia Edwards | ||||||
Assistant Group Secretary |