UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)
ASIAINFO HOLDINGS, INC.
(Name of Issuer) |
Common Stock
(Title of Class of Securities) |
04518A104
(CUSIP Number) |
Karen Li 28/F, CITIC Tower 1 Tim Mei Avenue Central, Hong Kong (852) 2237 6337 |
Gregory D. Puff Shearman & Sterling LLP 12th Floor, Gloucester Tower The Landmark, 15 Queens Road Central Central, Hong Kong (852) 2978 8082 |
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
December 23, 2008
(Date of Event Which Requires Filing of this Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨
SCHEDULE 13D
CUSIP No. 04518A104
1 | NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
CITIC Capital MB Investment Limited |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ¨ (b) ¨(See Item 4) |
|||
3 | SEC USE ONLY
|
|||
4 | SOURCE OF FUNDS (See Instructions)
OO |
|||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
¨ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 SOLE VOTING POWER
0 | |
8 SHARED VOTING POWER
4,025,105 | ||
9 SOLE DISPOSITIVE POWER
0 | ||
10 SHARED DISPOSITIVE POWER
4,025,105 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,025,105 |
|||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
¨ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.7%1 |
|||
14 | TYPE OF REPORTING PERSON (See Instructions)
CO |
1 | Calculated using the number of outstanding shares of Common Stock as of December 18, 2008 reported in the Issuers Form S-3 filed with the U.S. Securities and Exchange Commission on December 23, 2008. |
Page 2 of 6 Pages
SCHEDULE 13D
CUSIP No. 46579N
1 | NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
CITIC Capital Holdings Limited |
|||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ¨ (b) ¨(See Item 4) |
|||
3 | SEC USE ONLY
|
|||
4 | SOURCE OF FUNDS (See Instructions)
OO |
|||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
¨ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Hong Kong |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 SOLE VOTING POWER
0 | |
8 SHARED VOTING POWER
4,025,105 | ||
9 SOLE DISPOSITIVE POWER
0 | ||
10 SHARED DISPOSITIVE POWER
4,025,105 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,025,105 |
|||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
¨ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.7%2 |
|||
14 | TYPE OF REPORTING PERSON (See Instructions)
CO |
2 |
Calculated using the number of outstanding shares of Common Stock as of December 18, 2008 reported in the Issuers Form S-3 filed with the U.S. Securities and Exchange Commission on December 23, 2008. |
Page 3 of 6 Pages
Item 1. | Security and Issuer. |
This Amendment No. 1 to Schedule 13D amends and supplements the statement on Schedule 13D originally filed by CITIC Capital MB Investment Limited, a Cayman Islands corporation (CITIC) and CITIC Capital Holdings Limited, a Hong Kong corporation (CITIC Holdings) on December 8, 2006 (as amended and supplemented, the Schedule 13D) with the Securities and Exchange Commission (the SEC), relating to the common stock, $0.01 par value per share (the Common Stock), of AsiaInfo Holdings, Inc., a Delaware corporation (the Issuer). According to the Issuers most recent Form 10-Q filed with the SEC on November 7, 2008, the principal executive offices of the Issuer are located at 4/F Zhongdian Information Tower, 6 Zhongguancun South Street, Haidian District, Beijing 100086, Peoples Republic of China.
Item 2. | Identity and Background |
Item 2(b) of the Schedule 13D is hereby amended as follows :
(b) The address of CITICs registered office is Scotia Centre, 4th Floor, P.O. Box 2804, George Town, Grand Cayman KY1-1112, Cayman Islands.
Schedule A of Item 2 of the Schedule 13D is hereby amended as follows:
Schedule A
Name |
Citizenship |
Present Principal Occupation or |
Business Address | |||
Chang Zhenming | Chinese | Vice Chairman of CITIC Group, Chairman and Director CITIC Holdings |
Capital Mansion, 6 Xinyuan Nanlu, Chaoyang District, Beijing 100004, China | |||
Zhang Yichen | Chinese | Chief Executive Officer & Director - CITIC Holdings |
28/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong | |||
Vernon Francis Moore | British | Executive Director - CITIC Pacific Limited, Director CITIC Holdings | 32/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong | |||
Wang Fanglu | Hong Kong | Director CITIC | 28/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong | |||
Pan Hongyan | Chinese | Director - CITIC | 28/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong | |||
Chan Kai Kong | Singaporean | CFO- CITIC Holdings, Director CITIC | 28/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong | |||
Tam Chi Cheung | Hong Kong | General Manager- Treasury - CITIC HK (Holdings) Ltd., Director CITIC Holdings | 32/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong | |||
Yin Ke | Chinese | Vice Chairman and Chief Executive Officer CITIC Securities International Company Limited Director - CITIC Holdings |
26/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong | |||
Lee Chung Hing | British | Deputy Managing Director CITIC Pacific Limited, Director CITIC Holdings | 32/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong | |||
Qian Guorong | Chinese | Director - CITIC Holdings | 28/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong |
Page 4 of 6 Pages
Wang Dongming | Chinese | Chairman - CITIC Securities Co., Ltd. Assistant to Managing Director CITIC Group, Director CITIC Holdings |
3/F. Capital Mansion, 6 Xinyuan Nanlu, Chaoyang District, Beijing 100004, China | |||
Zhang Haitao | Chinese | Director - CITIC Holdings | 28/F. CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong |
Item 4. | Purpose of Transaction. |
Item 4 of the Schedule 13D is hereby amended and supplemented by adding a final paragraph to Item 4 as follows:
On December 23, 2008, the Issuer filed with the SEC a Registration Statement on Form S-3 in connection with the proposed offering and sale to the public of the Issuers Common Stock by CITIC.
Item 5. | Interest in Securities of the Issuer. |
Items 5(a) and 5(b) of the Schedule 13D are hereby amended and restated as follows:
(a) - (b) CITIC may be deemed to have (i) beneficial ownership and (ii) beneficial ownership with shared voting and dispositive power over 4,025,105 shares of Common Stock, representing 8.7% of the outstanding Common Stock. CITIC is the record owner of the record owner of the Common Stock that is the subject of this Statement.
CITIC Holdings may be deemed to have (i) beneficial ownership and (ii) beneficial ownership with shared voting and dispositive power over 4,025,105 shares of Common Stock, representing 8.7% of the outstanding Common Stock. CITIC Holdings may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer because CITIC, which is the record owner of the Common Stock, is CITIC Holdings wholly-owned subsidiary.
The foregoing percentages are calculated using the number of outstanding shares of Common Stock as of December 18, 2008 reported in the Issuers Form S-3 filed with the U.S. Securities and Exchange Commission on December 23, 2008.
To the best of the Reporting Persons knowledge, there are no shares of AsiaInfo common stock which are beneficially owned by other Reporting Persons.
Page 5 of 6 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: December 24, 2008
CITIC CAPITAL MB INVESTMENT LIMITED |
/S/ Chan Kai Kong |
Signature |
Chan Kai Kong/ Director |
Name/Title |
CITIC CAPITAL HOLDINGS LIMITED |
/S/ Zhang Yichen |
Signature |
Zhang Yichen/ Director |
Name/Title |
Page 6 of 6 Pages