Edgar Filing: MITSUBISHI UFJ FINANCIAL GROUP INC

Form 6-K/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 6-K/A

Report of Foreign Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of December, 2006

MITSUBISHI UFJ FINANCIAL GROUP, INC.

(Translation of registrant’s name into English)

7-1, Marunouchi 2-chome, Chiyoda-ku

Tokyo 100-8330, Japan

(Address of principal executive offices)

[Indicate by check mark whether the registrant files or

will file annual reports under cover Form 20-F or Form 40-F.]

Form 20-F X Form 40-F

[Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the Commission

pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.]

Yes No X

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: December 14, 2006


MITSUBISHI UFJ FINANCIAL GROUP, INC.

By:		/S/ Ryutaro Kusama
Name:		Ryutaro Kusama
Title:		Chief Manager, General Affairs
		Corporate Administration Division

December 14, 2006

Mitsubishi UFJ Financial Group, Inc.

Corrections to Interim Consolidated Summary Report for Fiscal Year Ending March 31, 2007

Corrections - (corrected figures underlined)

n	Interim Consolidated Summary Report - Page 1

Consolidated financial data for six months ended September 30, 2006

(1)

Operating results

Notes:

Before correction

Changes in accounting policy: Please refer to the footnote on next page.

After correction

Changes in accounting policy: Please refer to the footnote 43 on page 26.

n	Interim Consolidated Summary Report - Page 13

Mitsubishi UFJ Financial Group, Inc. and Consolidated Subsidiaries

Consolidated Balance Sheet


	(in millions of yen)

	Increase/(Decrease) (A)-(B)
	Before correction	After correction
Total assets	65,115,647	69,115,647
Deposits	42,217,256	47,217,256

n	Interim Consolidated Summary Report - Page 27

Notes to Consolidated Statement of Operations

Before correction

Gains or losses from Trading transactions, such as interest received, gain (loss) on sale and unrealized gain (loss), are presented in “Trading assets” and “Trading liabilities” on a trade date basis.

After correction

Gains or losses from Trading transactions, such as interest received, gain (loss) on sale and unrealized gain (loss), are presented in “Trading profits” and “Trading losses” on a trade date basis.

n	Interim Consolidated Summary Report - Page 31

Mitsubishi UFJ Financial Group, Inc., and Consolidated Subsidiaries

Application of the Equity Method

Before correction

(3)

Entities not recognized as affiliates with 20% to 50% of the votes owned by MUFG:6

After correction

(3)

Entities not recognized as affiliates with 20% to 50% of the votes owned by MUFG:15

n	Interim Consolidated Summary Report - Page 37

Mitsubishi UFJ Financial Group, Inc. and Consolidated Subsidiaries

Investment securities information as of March 31, 2006

Marketable debt securities being held to maturity


	(in millions of yen)

	Balance Sheet amount
	Before correction	After correction
Total	39,710,569	2,808,698

n	Selected Interim Financial Information For Fiscal Year Ending March 31, 2007 - Page 17

The Bank of Tokyo-Mitsubishi UFJ, Ltd. and Mitsubishi UFJ Trust and Banking Corporation Combined Financial Results

Before correction


	(in millions of yen)

	Six months ended		Increase/ (Decrease) (A) - (B)
	September 30, 2006(A)	September 30, 2005(B)	Increase/ (Decrease) (A) - (B)
Gross Profits
(Gross profits before credit costs for trust account)	1,165,019	1,288,043	(123,023	)

Note:

Net business profits = The 2 Banks’ non-consolidated Net business profits + Other consolidated entities’ gross profits – Other consolidated entities’ general and administrative expenses – Other consolidated entities’ provision for general allowance for loan losses – Inter-company transactions

After correction


	(in millions of yen)

	Six months ended		Increase/ (Decrease) (A) - (B)
	September 30, 2006(A)	September 30, 2005(B)	Increase/ (Decrease) (A) - (B)
Gross Profits	1,165,019	1,288,043	(123,023	)

delete

LOGO

Interim Consolidated Summary Report

<under Japanese GAAP>

for Fiscal Year Ending March 31, 2007


Date:		November 20, 2006
Company name (code number):		Mitsubishi UFJ Financial Group, Inc. (8306) (URL http://www.mufg.jp/)
Stock exchange listings:		Tokyo, Osaka, Nagoya, New York
Headquarters:		Tokyo
Representative:		Nobuo Kuroyanagi, President & CEO
For inquiry:		Yoshihisa Harata, Chief Manager - Financial Planning Division
		(Phone) +81-3-5252-4160
Date of resolution of Board of Directors with respect to the interim consolidated financial statements:		November 20, 2006
Trading accounts:		Established

1. Consolidated financial data for six months ended September 30, 2006

(1) Operating results


		(in millions of yen)
		Six months ended September 30,				Fiscal year ended March 31, 2006
		2006		2005		Fiscal year ended March 31, 2006
Ordinary income		2,840,247		1,401,294		4,293,950
Change from same period in previous year		102.7	%	11.4	%	—
Ordinary profit		663,580		381,152		1,078,061
Change from same period in previous year		74.1	%	22.8	%	—
Net income		507,266		300,699		770,719
Change from same period in previous year		68.7	%	75.2	%	—
Net income per share (yen)		50,454.49		45,529.68		93,263.16
Net income per diluted share (yen)		49,669.82		—		89,842.27

(Reference) ex-UFJ Holdings, Inc.

						Six months ended September 30, 2005
Ordinary income						1,113,760
Ordinary profit						355,247
Net income						411,057
Net income per share (yen)						79,851.45
Net income per diluted share (yen)						57,075.34

Notes:
1. Income from investment in affiliates (Equity method):

Six months ended September 30, 2006:	(39,584) million yen
Six months ended September 30, 2005:	7,196 million yen
Fiscal year ended March 31, 2006:	15,768 million yen
<UFJ Holdings, Inc.>
Six months ended September 30, 2005:	4,474 million yen


2. Average number of shares outstanding:
	Six months ended September 30, 2006	Six months ended September 30, 2005	(shares)	<UFJ Holdings, Inc.>	(shares)
	Six months ended September 30, 2006	Six months ended September 30, 2005	Fiscal year ended March 31, 2006	<UFJ Holdings, Inc.>	Six months ended September 30, 2005
Common Stock	9,978,046	6,538,585	8,120,150	Common stock	5,147,781
Preferred stock-class 3	100,000	100,000	100,000	Preferred stock-class 1	3,658
Preferred stock-class 8	22,222	—	43,609	Preferred stock-class 8	200,000
Preferred stock-class 9	38,761	—	44,510	Preferred stock-class 9	150,000
Preferred stock-class 10	72,950	—	73,972	Preferred stock-class 10	150,000
Preferred stock-class 11	1	—	0,	Preferred stock-class 11	5
Preferred stock-class 12	127,772	—	90,780	Preferred stock-class 12	200,000

3.	Changes in accounting policy: Please refer to the footnote 43 on page 26.

4.	The amounts presented as of September 30, 2005 are amounts from Mitsubishi-Tokyo Financial Group, Inc.

5.	The amounts presented for fiscal year ended March 31, 2006 are consist of Mitsubishi-Tokyo Financial Group, Inc. (April to September) and Mitsubishi UFJ Financial Group, Inc. (October to March).

(Japanese GAAP)

Mitsubishi UFJ Financial Group, Inc.

Mitsubishi UFJ Financial Group, Inc. and Consolidated Subsidiaries

Consolidated Balance Sheet


(in millions of yen)	As of September 30, 2006 (A)		As of September 30,2005				Increase/ (Decrease) (A) - (B)		As of March 31, 2006 (C)		Increase/ (Decrease) (A) - (C)
(in millions of yen)	As of September 30, 2006 (A)		ex-MTFG (B)		(Reference) ex-UFJHD		Increase/ (Decrease) (A) - (B)		As of March 31, 2006 (C)		Increase/ (Decrease) (A) - (C)
Assets:
Cash and due from banks	8,484,545		10,005,210		6,502,126		(1,520,665	)	12,347,561		(3,863,016	)
Call loans and bills bought	2,095,108		1,585,947		169,485		509,160		2,467,717		(372,609	)
Receivables under resale agreements	3,050,745		1,232,312		9,960		1,818,433		1,077,911		1,972,834
Receivables under securities borrowing transactions	4,351,094		5,322,442		1,833,607		(971,348	)	5,425,527		(1,074,433	)
Commercial paper and other debt purchased	3,628,498		2,361,547		413,097		1,266,951		2,675,007		953,491
Trading assets	10,093,747		7,660,530		1,651,953		2,433,217		10,070,779		22,967
Money held in trust	384,276		348,707		54,104		35,568		410,545		(26,269	)
Investment securities	47,766,403		30,476,088		21,777,026		17,290,315		48,508,977		(742,573	)
Allowance for losses on investment securities	(21,718	)	(1,695	)	—		(20,023	)	(26,663	)	4,945
Loans and bills discounted	85,671,181		47,132,564		38,175,072		38,538,616		85,763,106		(91,925	)
Foreign exchanges	1,367,788		728,024		673,706		639,764		1,267,808		99,980
Other assets	5,130,860		3,449,933		2,063,633		1,680,926		6,517,435		(1,386,575	)
Tangible fixed assets	1,733,180		—		—		1,733,180		—		1,733,180
Intangible fixed assets	651,537		—		—		651,537		—		651,537
Premises and equipment	—		958,771		614,384		(958,771	)	1,517,892		(1,517,892	)
Deferred tax assets	643,968		102,615		938,183		541,352		705,140		(61,171	)
Goodwill	—		—		—		—		145,250		(145,250	)
Customers’ liabilities for acceptances and guarantees	10,817,389		4,878,890		4,243,156		5,938,499		9,533,542		1,283,847
Allowance for loan losses	(1,113,252	)	(622,186	)	(1,041,468	)	(491,066	)	(1,360,745	)	247,493
Allowance for losses on investment securities	—		—		(3,522	)	—		—		—

Total assets	184,735,352		115,619,705		78,074,507		69,115,647		187,046,793		(2,311,440	)

Liabilities:
Deposits	115,602,910		68,385,654		50,315,499		47,217,256		118,988,093		(3,385,182	)
Negotiable certificates of deposit	6,880,379		3,160,845		2,962,556		3,719,534		6,586,425		293,954
Call money and bills sold	2,512,651		7,838,254		6,538,366		(5,325,602	)	9,428,846		(6,916,195	)
Payables under repurchase agreements	7,248,841		4,480,043		1,775,302		2,768,798		4,885,491		2,363,350
Payables under securities lending transactions	5,596,344		4,965,918		910,654		630,426		4,339,568		1,256,776
Commercial paper	477,920		192,972		116,581		284,947		309,384		168,535
Trading liabilities	4,867,308		2,829,637		880,787		2,037,670		4,361,905		505,402
Borrowed money	6,284,929		1,395,051		834,231		4,889,877		2,974,031		3,310,897
Foreign exchanges	783,937		1,443,687		208,170		(659,749	)	1,312,568		(528,631	)
Short-term corporate bonds	764,500		698,500		149,000		66,000		490,700		273,800
Bonds and notes	6,580,221		4,306,521		2,317,026		2,273,699		6,634,559		(54,337	)
Bonds with warrant	49,689		49,165		—		524		49,165		524
Due to trust accounts	1,796,608		1,410,842		1,504,004		385,766		2,429,068		(632,459	)
Other liabilities	4,291,590		3,461,342		1,977,844		830,247		4,469,097		(177,507	)
Reserve for employees’ bonuses	45,440		19,797		19,051		25,643		50,857		(5,416	)
Reserve for directors’ bonuses	115		—		—		115		—		115
Reserve for employees’ retirement benefits	68,889		43,987		14,424		24,901		82,239		(13,349	)
Reserve for losses related to land trust	—		—		1,074		—		—		—
Reserve for expenses related to EXPO 2005 Japan	—		323		—		(323	)	—		—
Reserve for contingent losses	100,087		—		—		100,087		—		100,087
Reserves under special laws	2,197		1,605		433		591		2,058		138
Deferred tax liabilities	94,646		65,903		8,564		28,743		81,963		12,683
Deferred tax liabilities for land revaluation	209,667		132,309		90,269		77,357		210,875		(1,208	)
Acceptances and guarantees	10,817,389		4,878,890		4,243,156		5,938,499		9,533,542		1,283,847

Total liabilities	175,076,268		109,761,255		74,866,999		65,315,013		177,220,444		(2,144,175	)

Net assets:
Capital stock	1,383,052		—		—		1,383,052		—		1,383,052
Capital surplus	1,916,314		—		—		1,916,314		—		1,916,314
Retained earnings	3,781,944		—		—		3,781,944		—		3,781,944
Trasury stock	(1,000,449	)	—		—		(1,000,449	)	—		(1,000,449	)
Total shareholders’ equity	6,080,862		—		—		6,080,862		—		6,080,862
Net unrealized gains (losses) on securities	1,592,453		—		—		1,592,453		—		1,592,453
Net deferred gains (losses) on hedging instruments	(66,887	)	—		—		(66,887	)	—		(66,887	)
Land revaluation excess	149,193		—		—		149,193		—		149,193
Foreign currency translation adjustments	(56,378	)	—		—		(56,378	)	—		(56,378	)
Total valuation and translation adjustments	1,618,381		—		—		1,618,381		—		1,618,381
Warrant	0		—		—		0		—		0
Minority interests	1,959,840		—		—		1,959,840		—		1,959,840

Total net assets	9,659,084		—		—		9,659,084		—		9,659,084

Total liabilities and net assets	184,735,352		—		—		184,735,352		—		184,735,352

Minority interests	—		562,368		1,519,830		(562,368	)	2,098,512		(2,098,512	)

Shareholder’s equity:
Capital stock	—		1,383,052		1,000,000		(1,383,052	)	1,383,052		(1,383,052	)
Capital surplus	—		832,990		—		(832,990	)	1,915,855		(1,915,855	)
Retained earnings	—		2,075,151		317,274		(2,075,151	)	3,325,980		(3,325,980	)
Land revaluation excess	—		150,055		99,091		(150,055	)	149,534		(149,534	)
Unrealized gains on securities available for sale	—		952,126		343,205		(952,126	)	1,769,525		(1,769,525	)
Foreign currency translation adjustments	—		(93,907	)	(68,427	)	93,907		(42,168	)	42,168
Trasury stock	—		(3,387	)	(3,465	)	3,387		(773,941	)	773,941

Total shareholder’s equity	—		5,296,081		1,687,677		(5,296,081	)	7,727,837		(7,727,837	)

Total liabilities, minority interests and shareholder’s equity	—		115,619,705		78,074,507		(115,619,705	)	187,046,793		(187,046,793	)

See Notes to Consolidated financial statements

p13

Notes to Consolidated Statement of Operations

1	Amounts of less than 1 million yen are rounded down.

2	Net income per share: ¥50,454.48

3	Net income per diluted share: ¥49,669.82

4	Gains or losses from Trading transactions, such as interest received, gain (loss) on sale and unrealized gain (loss), are presented in “Trading profits” and “Trading losses” on a trade date basis.

5	“Other ordinary income” includes ¥32,431 million of gains on sales of equity securities.

6	“Other ordinary expense” includes ¥67,662 million of losses on loan write-offs, ¥17,816 million of write down of equity securities.

p27

Mitsubishi UFJ Financial Group, Inc., and Consolidated Subsidiaries

Significant policies in preparation of the Consolidated Financial Statements

1. Scope of Consolidation

(1)

Number of consolidated subsidiaries: 265

Principal companies

The Bank of Tokyo-Mitsubishi UFJ, Ltd.

Mitsubishi UFJ Trust and Banking Corporation

Mitsubishi UFJ Securities Co., Ltd.

(2)

Non-consolidated subsidiaries: None

(3)

Entities not recognized as subsidiaries while majority of the votes owned by MUFG: 5

Nichiele Corporation

(MUFG owns majority of votes through an investment subsidiary with no intent to control.)

II.

Hygeia Co., Ltd.

(An property management company on Land trust business)

III.

THCAP investment LPS

Shonan Sangakurenkei Fund investment LPS

Gunma Challenge Fund investment LPS

(MUFG’s venture capital subsidiaries are serving as unlimited partners for investment LPSs)

2. Application of the Equity Method

(1)

Number of affiliated companies accounted for by the equity method: 44

Principal companies


ACOM CO., LTD.		The Chukyo Bank, Ltd.

Diamond Lease Co., Ltd.		The Gifu Bank, Ltd.

Diamond Computer Service Co., Ltd.		kabu.com Securities Co., Ltd.

DC Cash One Ltd.		Mobit Co., Ltd.

BOT Lease Co., Ltd.		UFJ Central Leasing Co., Ltd.

Mitsubishi UFJ Merrill Lynch PB Securities Co., Ltd.

Mitsubishi UFJ Merrill Lynch PB Securities Co., Ltd. is newly founded and accounted for under the equity method from this fiscal term.

(2)

Non-consolidated subsidiaries and affiliates not accounted for under the equity method

Principal companies

SCB Leasing Public Company Limited

MU Japan Fund

Affiliates not accounted for under the equity method are excluded from the scope of the equity method since our ownership share in their net income or retained earnings do not have a material impact on the consolidated financial statements. MU Japan Fund became an affiliate this fiscal term because of capital injection.

(3)

Entities not recognized as affiliates with 20% to 50% of the votes owned by MUFG: 15

Cswitch Corporation and 13 companies

(MUFG’s venture capital subsidiaries own voting stocks as investments with no intent to control.)

RYOGOKU CITY CORE Co., Ltd

(An property management company on Land trust business)

p31

Mitsubishi UFJ Financial Group, Inc.

Mitsubishi UFJ Financial Group, Inc. and Consolidated Subsidiaries

Investment securities information as of March 31, 2006


Following tables include:		Investment securities

		Trading securities, trading commercial paper and trading short-term corporate bonds in “Trading assets”

		Negotiable certificates of deposits in “Cash and due from banks”

		Beneficiary certificates of commodity investment trusts in “Commercial Paper and other debt purchased”.

1. Trading securities


(in millions of yen)
As of March 31, 2006
Balance sheet amount		Net unrealized gains (losses) recognized on fiscal year ended March 31,2006
8,824,461		(22,097)

2. Marketable debt securities being held to maturity


	(in millions of yen)
	As of March 31, 2006
	Balance sheet amount	Market value	Net unrealized gains (losses)
	Balance sheet amount	Market value			Gains	Losses
Domestic bonds	2,376,562	2,361,806	(14,756	)	2,065	16,822
Government bonds	2,253,947	2,237,316	(16,630	)	121	16,752
Municipal bonds	85,625	86,821	1,196		1,249	52
Corporate bonds	36,989	37,667	677		694	16
Foreign bonds	50,726	50,946	219		1,589	1,370
Other	381,409	381,388	(20	)	6	26

Total	2,808,698	2,794,141	(14,556	)	3,662	18,219


3. Marketable securities available for sale

	(in millions of yen)
	As of March 31, 2006
	Cost	Balance sheet amount	Net unrealized gains (losses)
	Cost	Balance sheet amount			Gains	Losses
Domestic equity securities	4,485,361	7,466,163	2,980,802		2,996,101	15,298
Domestic bonds	25,621,822	25,411,680	(210,142	)	7,277	217,419
Government bonds	23,210,594	23,022,213	(188,381	)	4,806	193,187
Municipal bonds	246,784	245,594	(1,189	)	933	2,122
Corporate bonds	2,164,443	2,143,871	(20,571	)	1,538	22,109
Foreign equity securities	67,909	159,483	91,573		92,307	734
Foreign bonds	6,458,140	6,367,170	(90,969	)	15,305	106,275
Other	3,077,335	3,259,309	181,973		228,734	46,760

Total	39,710,569	42,663,806	2,953,237		3,339,726	386,488

4. Securities sold during fiscal year ended March 31, 2006


(in millions of yen)
Proceeds from sales	Total gains	Total losses
47,000,226	236,525	161,249

5. Securities stated at acquired costs


		(in millions of yen)
		As of March 31, 2006
		Balance sheet amount
Debt securities being held to maturity
Foreign bonds		30,765
Securities available for sale
Domestic equity securities		668,822
Domestic corporate bonds		3,445,256
Foreign equity securities		113,250
Foreign bonds		114,865

6. Maturity of bonds


	(in millions of yen)
	As of March 31, 2006
	within 1 year	1 year to 5 years	5 years to 10 years	over 10 years
Domestic bonds	12,397,660	14,800,383	2,221,806	1,817,606
Government bonds	11,675,719	10,762,375	1,189,204	1,648,860
Municipal bonds	32,704	188,195	110,937	4,341
Corporate bonds	689,236	3,849,812	921,664	164,403
Foreign bonds	560,492	1,926,088	1,381,721	2,641,512
Other	414,192	327,219	420,875	1,128,946

Total	13,372,345	17,053,690	4,024,403	5,588,065

p37

The Bank of Tokyo-Mitsubishi UFJ, Ltd. and Mitsubishi UFJ Trust and Banking Corporation

Combined Financial Results

(The amounts presented as of September 30, 2005 include amounts from The Bank of Tokyo-Mitsubishi, Ltd., UFJ Bank Limited, The Mitsubishi Trust and Banking Corporation and UFJ Trust Bank Limited.)


	(in millions of yen)

	Six months ended				Increase/ (Decrease) (A) - (B)
	September 30, 2006(A)		September 30, 2005(B)		Increase/ (Decrease) (A) - (B)
Gross profits	1,165,019		1,288,043		(123,023	)
Net interest income	696,541		744,796		(48,255	)
Trust fees	58,729		55,421		3,308
Credit costs for trust accounts (1)	(74	)	(909	)	835
Net fees and commissions	273,099		265,819		7,280
Net trading profits	70,883		25,606		45,276
Net other business income (expense)	65,764		196,398		(130,633	)
Net gains on debt securities	(14,380	)	52,623		(67,004	)
General and administrative expenses	616,160		589,565		26,594
Net business profits before credit costs for trust accounts and provision for general allowance for loan losses	548,933		699,386		(150,452	)
Provision for general allowance for loan losses (2)	—		—		—
Net business profits	548,859		698,477		(149,617	)
Net non-recurring gains (losses)	(63,256	)	(130,400	)	67,144
Credit related costs (3)	(38,893	)	(60,839	)	21,945
Losses on loan write-offs	(46,064	)	(58,953	)	12,889
Provision for specific allowance for loan losses	—		—		—
Other credit related costs	7,170		(1,885	)	9,056
Net gains (losses) on equity securities	4,777		25,240		(20,463	)
Gains on sales of equity securities	25,000		48,232		(23,232	)
Losses on sales of equity securities	(672	)	(6,855	)	6,183
Losses on write down of equity securities	(19,551	)	(16,137	)	(3,413	)
Other	(29,139	)	(94,802	)	65,662

Ordinary profit (loss)	485,603		568,076		(82,473	)

Net extraordinary gains (losses)	222,543		473,626		(251,083	)
Gains on loans written-off (4)	74,559		55,043		19,516
Reversal of allowance for loan losses (5)	192,233		434,973		(242,740	)
Losses on impairment of fixed assets	(6,246	)	(9,726	)	3,479
Income (loss) before income taxes and others	708,146		1,041,703		(333,556	)
Income taxes-current	9,085		10,985		(1,900	)
Income taxes-deferred	163,568		318,137		(154,569	)

Net income (loss)	535,493		712,580		(177,086	)


(Reference)

Total credit costs (1)+(2)+(3)+(5)	153,265		373,225		(219,959	)
Total credit costs + Gains on loans written-off (1)+(2)+(3)+(4)+(5)	227,825		428,269		(200,443	)