UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
Report of Foreign Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of November, 2006
MITSUBISHI UFJ FINANCIAL GROUP, INC.
(Translation of registrants name into English)
7-1, Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-8330, Japan
(Address of principal executive offices)
[Indicate by check mark whether the registrant files or
will file annual reports under cover Form 20-F or Form 40-F.]
Form 20-F X Form 40-F
[Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.]
Yes No X
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: November 20, 2006
MITSUBISHI UFJ FINANCIAL GROUP, INC. | ||
By: | /S/ Ryutaro Kusama | |
Name: | Ryutaro Kusama | |
Title: | Chief Manager, General Affairs Corporate Administration Division |
Mitsubishi UFJ Financial Group, Inc.
Redemption of Non-dilutive Preferred Securities Issued by Subsidiaries
Tokyo, November 20, 2006 Mitsubishi UFJ Financial Group, Inc. (MUFG) hereby announces that its Board of Directors today resolved to approve the redemption of preferred securities issued by three overseas special purpose companies, which are MUFGs subsidiaries, in full (Non-dilutive Preferred Securities) issued by such three subsidiaries, as stated below.
1. Summary of Non-dilutive Preferred Securities to be Redeemed
Issuer | UFJ Capital Finance 1 Limited | UFJ Capital Finance 2 Limited | UFJ Capital Finance 3 Limited | |||
Type of Security | Floating rate non-cumulative preferred securities | Fixed rate non-cumulative preferred securities | ||||
The Non-dilutive Preferred Securities rank, as to rights to a liquidation preference, effectively pari passu with the preferred shares issued by MUFG which rank most senior in priority of payment as to liquidation distribution. | ||||||
Maturity | Perpetual Provided, however, that the issuer may, at its discretion, redeem all or part of the Non-dilutive Preferred Securities on a dividend payment date in January 2007 or thereafter. | |||||
Dividends | Floating rate non-cumulative | Floating rate non-cumulative | Fixed rate non-cumulative | |||
Issue Amount | ¥90,000,000,000 | ¥118,000,000,000 | ¥10,000,000,000 | |||
Issue Date | October 24, 2001 | November 8, 2001 | November 8, 2001 | |||
Redemption Amount | ¥90,000,000,000 | ¥118,000,000,000 | ¥10,000,000,000 | |||
Redemption Price | ¥10,000,000 per preferred security (equal to the issue price) | ¥10,000,000 per preferred security (equal to the issue price) | ¥10,000,000 per preferred security (equal to the issue price) |
2. Scheduled Redemption Date
January 25, 2007
* * *
Contact:
Mitsubishi UFJ Financial Group, Inc.
Public Relations Division
Tel: 81-3-3240-7651