SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
October 03, 2012
Commission File Number
|
Translation of registrant's name into English; Address of principal executive offices
|
|
BHP Billiton Limited (ABN 49 004 028 077)
180 LONSDALE STREET, MELBOURNE, VICTORIA 3000 AUSTRALIA |
-
|
BHP Billiton Plc (REG. NO. 3196209)
NEATHOUSE PLACE, VICTORIA, LONDON, UNITED KINGDOM |
Indicate by check mark whether the registrant files or will
file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether the registrant by furnishing the
information contained in this form is also thereby furnishing the
information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b): 82-.
Company Secretariat To: cc: Name of entities: As part of a dual listed company structure, the Group voluntarily notifies all stock exchanges on which either BHP Billiton Limited or BHP Billiton Plc have primary or secondary listings, all those interests of directors and persons discharging managerial responsibilities of both entities in the securities of both entities (and changes to those interests) which are required to be disclosed under the Listing Rules and Disclosure and Transparency Rules of the United Kingdom Listing Authority and the Group’s Securities Dealing document. We (the entities) advise the following information under the UK Listing Authority Disclosure and Transparency Rule 3.1.4 and as agent for the person discharging managerial responsibilities in accordance with the Group’s Securities Dealing document. Name of person discharging managerial responsibilities: Date of last notice: Date issuer informed of transaction: Date and place of transaction: Nature of transaction: Part 1 – Change of relevant interests in securities Direct or indirect interest: Nature of indirect interest(including registered holder): Date of change: No. of securities held prior to change: Class: Number acquired: Value/Consideration: No. of securities held after change: Nature of change (Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back): Any additional information: Part 2 –Change of interests in contracts other than as described in Part 3 Detail of contract: Part 3 – Change of interests in options or other rights granted by the entities Included in this Part are only details of options or other rights granted which have changed, save for the total number of securities over which options or other rights are held following this notification. Date of grant: Total number of securities over which options or other rights held at the date of this notice: 38,939 361 Part 4 – Contact details Name of authorised officers responsible for making this notification on behalf of the entities: Nicola Evans – BHP Billiton Limited Contact details: Nicola Evans Geof Stapledon BHP Billiton Limited ABN 49 004 028 077 BHP Billiton Plc Registration number 3196209 Members of the BHP Billiton Group which is headquartered in Australia
3 October 2012
Australian Securities Exchange
London Stock Exchange
New York Stock Exchange
JSE Limited
Notification of Change of Interests of
Persons Discharging Managerial Responsibility
(Listing Rules & Disclosure and Transparency Rules of the UK Listing Authority
BHP Billiton Limited ABN 49 004 028 077
BHP Billiton Plc REG NO 3196209
Mr A Calderon
3 April 2012
3 October 2012
2 October 2012 (London Stock Exchange)
The acquisition of 211,993 ordinary shares in BHP Billiton Plc following the exercise of Performance Shares under the 2007 Long Term Incentive Plan and 30,495 ordinary shares in BHP Billiton Plc following the exercise of Deferred Shares under the 2010 Group Incentive Scheme. In addition, an on-market sale of 116,027 ordinary shares on the London Stock Exchange, made in order to meet expected tax obligations.
Included in this Part are:
• in the case of a trust, interests in the trust made available by the responsible entity of the trust;
• details of the circumstance giving rise to the relevant interest;
• details and estimated valuation if the consideration is non-cash; and
• changes in the relevant interest of Connected Persons of the director.
Direct
Mr Calderon has an indirect interest in 361 ordinary shares in BHP Billiton Plc held by Computershare Nominees on behalf of Shareplus participants as Acquired Shares under the scheme. Shareplus is an all employee share purchase plan of the BHP Billiton Group.
3 October 2012
175,655 (Direct)
361 (Indirect)
Ordinary Shares in BHP Billiton Plc
242,488
Number disposed:
116,027
Exercise of 242,488 at nil cost
Sale of 116,027 at £19.63
302,116 (Direct)
361 (Indirect)
The acquisition of 211,993 ordinary shares in BHP Billiton Plc following the exercise of Performance Shares under the 2007 Long Term Incentive Plan and 30,495 ordinary shares in BHP Billiton Plc following the exercise of Deferred Shares under the 2010 Group Incentive Scheme. In addition, an on-market sale of 116,027 ordinary shares on the London Stock Exchange, made in order to meet expected tax obligations.
In addition, Mr Calderon has elected to cease contributions to Shareplus.
Included in this Part are:
• only details of a contract in relation to which the interest has changed; and
• details and estimated valuation if the consideration is non-cash.
—
Nature of interest:
—
Name of registered holder (if issued securities):
—
No. and class of securities to which interest related prior to change:
—
Interest acquired:
—
Interest disposed:
—
Value/Consideration:
—
Interest after change:
—
—
Period during which or date on which exercisable:
—
Total amount paid (if any) for the grant:
—
Description of securities involved: class; number:
—
Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise:
—
611,510
– maximum number of Performance Shares (ordinary shares of BHP Billiton Plc) under the LTIP
– maximum number of Deferred Shares (ordinary shares of BHP Billiton Plc) under the GIS
– maximum number of matched shares (ordinary shares of BHP Billiton Plc) under Shareplus
_________
650,810
– Total
Any additional information:
This notification is in respect of an exercise of vested 2007 Performance Shares (211,993) under the BHP Billiton Plc Long Term Incentive Plan and the exercise of vested 2010 Deferred Shares (30,495) under the BHP Billiton Plc Group Incentive Scheme.
Geof Stapledon – BHP Billiton Plc
Tel: +61 3 9609 4326
Fax: +61 3 9609 4372
Tel: +44 20 7802 4176
Fax: +44 20 7802 3054
Registered in Australia
Registered Office: 180 Lonsdale Street
Melbourne Victoria 3000 Australia
Tel +61 1300 55 4757 Fax +61 3 9609 3015
Registered in England and Wales
Registered Office: Neathouse Place
London SW1V 1BH United Kingdom
Tel +44 20 7802 4000 Fax +44 20 7802 4111
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
BHP Billiton Limited (ABN 49 004 028 077) BHP Billiton Plc (REG. NO. 3196209) | ||
Date : October 03, 2012 | By: | /s/ Jane McAloon | |
Name: | Jane McAloon | ||
Title: | Group Company Secretary | ||