UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
OEPW, LLC 320 PARK AVENUE 18TH FLOOR NEW YORK, NY 10022 |
 |  X |  |  |
One Equity Partners IV, L.P. 320 PARK AVENUE 18TH FLOOR NEW YORK, NY 10022 |
 |  X |  |  |
OEP General Partner IV, L.P. 320 PARK AVENUE 18TH FLOOR NEW YORK, NY 10022 |
 |  X |  |  |
OEP Parent LLC 320 PARK AVENUE 18TH FLOOR NEW YORK, NY 10022 |
 |  X |  |  |
OEPW, LLC; By: One Equity Partners IV, L.P., its Managing Member; By: OEP General Partner IV, L.P., its General Partner; By: OEP Parent LLC, its General Partner; /s/ Christian Ahrens; Title: Managing Director | 04/03/2012 | |
**Signature of Reporting Person | Date | |
One Equity Partners IV, L.P.; By: OEP General Partner IV, L.P., its General Partner ; By: OEP Parent LLC, its General Partner; /s/ Christian Ahrens; Title: Managing Director | 04/03/2012 | |
**Signature of Reporting Person | Date | |
OEP General Partner IV, L.P.; By: OEP Parent LLC, its General Partner; /s/ Christian Ahrens; Title: Managing Director | 04/03/2012 | |
**Signature of Reporting Person | Date | |
OEP Parent LLC; By: /s/ Christian Ahrens; Title: Managing Director | 04/03/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are held directly by OEPW, LLC, a Delaware limited liability company ("OEPW"). The managing member of OEPW is One Equity Partners IV, L.P., a Cayman Islands limited partnership ("OEP IV"), of which the sole general partner is OEP General Partner IV, L.P., a Cayman Islands limited partnership ("OEP GP IV"), of which the sole general partner is OEP Parent LLC, a Delaware limited liability company ("OEP Parent"), of which the sole member is OEP Holding Corporation, a Delaware Corporation, of which the sole stockholder is JPMorgan Capital Corporation, a Delaware corporation, of which the sole stockholder is Banc One Financial LLC, a Delaware limited liability company, of which the sole member is JPMorgan Chase & Co., a Delaware corporation. The Reporting Persons are OEPW, OEP IV, OEP GP IV and OEP Parent. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |