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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WESTEND SA 105 GRAND-RUE LUXEMBOURG, N4 L-1661 |
X | |||
Stichting Administratiekantoor Westend IJSSELBURCHT 3 6825BS ARNHEM, P7 |
X | |||
Minne Pascal PLACE STE. GUDULE, 19 B-1000 BRUXELLES, C9 |
X | |||
Artal Holdings Sp. z o.o., Succursale de Luxembourg 105 GRAND-RUE LUXEMBOURG, N4 L-1661 |
X | |||
ARTAL LUXEMBOURG S A 105 GRAND-RUE LUXEMBOURG, N4 L-1661 |
X | |||
ARTAL INTERNATIONAL SCA 105 GRAND-RUE LUXEMBOURG, N4 L-1661 |
X | |||
Artal International Management S.A. 105 GRAND-RUE LUXEMBOURG, N4 L-1661 |
X | |||
ARTAL GROUP S A 105 GRAND-RUE LUXEMBOURG, N4 L-1661 |
X |
/s/ Pascal Minne, Director, on behalf of Westend S.A. | 05/31/2011 | |
**Signature of Reporting Person | Date | |
/s/ Pascal Minne, Sole Member of the Board, on behalf of Stichting Administratiekantoor Westend | 05/31/2011 | |
**Signature of Reporting Person | Date | |
/s/ Pascal Minne | 05/31/2011 | |
**Signature of Reporting Person | Date | |
/s/ Andrey Le Pit, Branch Manager, on behalf of Artal Holdings Sp. z o.o., Succursale de Luxembourg | 05/31/2011 | |
**Signature of Reporting Person | Date | |
/s/ Anne Goffard, Managing Director, on behalf of Artal Luxembourg S.A. | 05/31/2011 | |
**Signature of Reporting Person | Date | |
/s/ Anne Goffard, Managing Director of Artal International Management S.A., the Managing Partner of Artal International S.C.A., on behalf of Artal International S.C.A. | 05/31/2011 | |
**Signature of Reporting Person | Date | |
/s/ Anne Goffard, Managing Director, on behalf of Artal International Management S.A. | 05/31/2011 | |
**Signature of Reporting Person | Date | |
/s/ Pascal Minne, Director, on behalf of Artal Group S.A. | 05/31/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Pascal Minne is the sole member of the Board of Stitching Administratiekantoor Westend. Stitching Administratiekantoor Westend is the parent of Westend S.A. Westend S.A., is the parent company of Artal Group S.A. Artal Group S.A. is the parent company of Artal International Management S.A., which is the managing partner of Artal International S.C.A. Artal International S.C.A. is the parent company of Artal Luxembourg S.A. Artal Luxembourg S.A. is the parent company of Artal Holdings Sp. z o.o., Succursale de Luxembourg ("Artal Holdings"). Artal Holdings is the record owner of the shares. Artal Luxembourg S.A. holds an irrevocable proxy with the respect to 15,000,000 of these shares. |