* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The shares of common stock of HCA Inc. reported on this Form 3 are held of record by Hercules Holding II, LLC. Hercules Holding II, LLC is held by a private investor group, including affiliates of Bain Capital Investors, LLC, Kohlberg Kravis Roberts & Co. LLC and Merrill Lynch Global Private Equity, and affiliates of HCA, Inc. founder Dr. Thomas F. Frist, Jr. Affiliates of Bain Capital Investors, LLC indirectly own 23,373,332 shares of common stock of HCA Inc. Please see Footnotes (2), (3) and (4). |
(2) |
Mr. Gordon is a general partner of BCIP Associates III ("BCIP III"), the manager and sole member of BCIP Associates III, LLC ("BCIP III LLC"). As a member of Bain Capital Integral Investors 2006, LLC ("Integral 2006"), BCIP III LLC indirectly owns 706,906 shares of Common Stock of HCA Inc. by virtue of Integral 2006's membership in Hercules Holding II, LLC ("Holdings"). By virtue of these relationships, Mr. Gordon may be deemed to share voting and dispositive power with respect to the 706,906 shares of Common Stock of HCA Inc. indirectly owned by BCIP III LLC. Mr. Gordon disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
(3) |
Mr. Gordon is a general partner of BCIP Trust Associates III ("BCIP Trust III"), the manager and sole member of BCIP T Associates III, LLC ("BCIP T III LLC"). As a member of BCIP TCV, LLC ("BCIP TCV"), BCIP T III LLC indirectly owns 110,004 shares of Common Stock of HCA Inc. via BCIP TCV's membership in Holdings. By virtue of these relationships, Mr. Gordon may be deemed to share voting and dispositive power with respect to the 110,004 shares of Common Stock of HCA Inc. indirectly owned by BCIP T III LLC. Mr. Gordon disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |