UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SCHULTE PETER M 900 THIRD AVENUE, 33RD FLOOR NEW YORK, NY 10022-4775 |
 X |  X |  |  |
CM Equity Partners II, L.P. 900 THIRD AVENUE, 33RD FLOOR NEW YORK, NY 10022-4775 |
 |  X |  |  |
CMLS GP, L.P. 900 THIRD AVENUE, 33RD FLOOR NEW YORK, NY 10022-4775 |
 |  X |  |  |
CMLS General Partner, LLC 900 THIRD AVENUE, 33RD FLOOR NEW YORK, NY 10022-4775 |
 |  X |  |  |
Lynx II GP, L.P. 900 THIRD AVENUE, 33RD FLOOR NEW YORK, NY 10022-4775 |
 |  X |  |  |
JACKS JOEL R 900 THIRD AVENUE, 33RD FLOOR NEW YORK, NY 10022-4775 |
 X |  X |  |  |
LPE II, LLC 900 THIRD AVENUE, 33RD FLOOR NEW YORK, NY 10022-4775 |
 |  X |  |  |
/s/ James J. Maiwurm, Attorney-in-Fact for Peter M. Schulte | 10/02/2006 | |
**Signature of Reporting Person | Date | |
/s/ James J. Maiwurm, Attorney-in-Fact for Joel R. Jacks | 10/02/2006 | |
**Signature of Reporting Person | Date | |
/s/ James J. Maiwurm, Attorney-in-Fact for CM Equity Partners II, L.P. | 10/02/2006 | |
**Signature of Reporting Person | Date | |
/s/ James J. Maiwurm, Attorney-in-Fact for CMLS GP, L.P. | 10/02/2006 | |
**Signature of Reporting Person | Date | |
/s/ James J. Maiwurm, Attorney-in-Fact for CMLS General Partner, LLC | 10/02/2006 | |
**Signature of Reporting Person | Date | |
/s/ James J. Maiwurm, Attorney-in-Fact for Lynx II GP, L.P. | 10/02/2006 | |
**Signature of Reporting Person | Date | |
/s/ James J. Maiwurm, Attorney-in-Fact for LPE II, LLC | 10/02/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are revised to reflect intermediary entities that may be deemed to have beneficial ownership. |
(2) | These shares represent the shares directly owned by CM Equity Partners, II L.P. |
(3) | These shares are revised to reflect intermediary entities that may be deemed to have beneficial ownership. |
(4) | These shares represent the shares indirectly owned by CMLS GP, L.P., which is the general partner of CM Equity Partners, L.P. and CMEP Co-Investment ICF, L.P. |
(5) | These shares are revised to reflect intermediary entities that may be deemed to have beneficial ownership. |
(6) | These shares represent the shares indirectly owned by CMLS General Partner, LLC, which is the general partner of CMLS GP, L.P. |
(7) | These shares are added to reflect intermediary entities that may be deemed to have beneficial ownership. |
(8) | These shares represent the shares indirectly owned by Lynx II GP, L.P., which is the general partner of CM Equity Partners II, L.P. |
(9) | These shares are added to reflect intermediary entities that may be deemed to have beneficial ownership. |
(10) | These shares represent the shares indirectly owned by LPE II, LLC, which is the general partner of Lynx II GP, L.P. |
(11) | The explanation is revised to include intermediary entities that may be deemed to have beneficial ownership. |
(12) | Directors Peter M. Schulte and Joel R. Jacks are the managing members of CMLS General Partner, LLC, LPE II Co-Investors, LLC and LPE II, LLC. Messrs. Schulte and Jacks disclaim beneficial ownership of the shares of the Issuer's common stock beneficially owned by each of CMLS General Partner, LLC, LPE II Co-Investors, LLC and LPE II, LLC except to the extent of their respective pecuniary interests therein. |