|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 21.45 | 12/28/2004 | A | 10,000 (7) | 12/28/2005(8) | 12/28/2014 | Common Stock | 10,000 | $ 21.45 | 0 | D | ||||
Incentive Stock Option (right to buy) | $ 8.578 | 09/03/1997 | 09/03/2006 | Common Stock | 2,000 | 2,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 7.29 | 09/03/1997 | 09/03/2006 | Common Stock | 1,500 | 1,500 | D | ||||||||
Incentive Stock Option (right to buy) | $ 11.5313 | 12/30/1999(9) | 12/30/1998 | Common Stock | 10,000 | 10,000 | D | ||||||||
Incentive Stock Option (right to buy) | $ 10.5 | 12/30/2000(10) | 12/30/2009 | Common Stock | 10,000 | 8,000 | D | ||||||||
Incentive Stock Option (right to buy) | $ 9.5 | 05/16/2001(11) | 05/16/2010 | Common Stock | 25,900 | 15,900 | D | ||||||||
Non-Qualifed Stock Option (right to buy) | $ 9.5 | 05/16/2001(12) | 05/16/2010 | Common Stock | 24,100 | 24,100 | D | ||||||||
Incentive Stock Option (right to buy) | $ 12.54 | 06/18/2001 | 06/18/2011 | Common Stock | 10,000 | 10,000 | D | ||||||||
Incentive Stock Option (right to buy) | $ 14.81 | 12/28/2002(13) | 12/28/2011 | Common Stock | 5,000 | 3,000 | D | ||||||||
Incentive Stock Option (right to buy) | $ 11.75 | 12/30/2006(14) | 12/30/2012 | Common Stock | 1,109 | 0 | D | ||||||||
Non-Qualifed Stock Option (right to buy) | $ 11.75 | 12/30/2003(15) | 12/30/2012 | Common Stock | 3,891 | 1,000 | D | ||||||||
Incentive Stock Option (right to buy) | $ 17.28 | 12/23/2006(16) | 12/23/2013 | Common Stock | 6,000 | 0 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 17.28 | 12/23/2004(17) | 12/23/2013 | Common Stock | 4,000 | 2,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MOORE SARAH H 124 EVERGREEN DRIVE DEATSVILLE, AL 36022 |
Chief Financial Officer |
Sarah H. Moore | 12/30/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares issued through the Colonial BancGroup, Inc. 401K Retirement Plan. |
(2) | Average purchase price of 401K shares issued throughout the reporting period. |
(3) | Shares issued through the Colonial BancGroup, Inc. Employee Stock Purchase Plan. |
(4) | Average purchase price of ESPP shares issued throughout the reporting period. |
(5) | Shares acquired through the Colonial BancGroup, Inc. Dividend Reinvestment Plan. |
(6) | Average purchase price of DRIP shares issued throughout the reporting period. |
(7) | 8,000 options will be classified as incentive stock options. The remaining 2,000 options will be classified as Non-Qualifed Stock Options. This grant will be split up on subsequent forms to show this. |
(8) | Options vest in 5 equal installments, 20% annually beginning one year from the date of grant. (0% vested) |
(9) | Options vest in 5 equal installments, 20% annually beginning one year from the date of grant. (100% vested) |
(10) | Options vest in 5 equal installments, 20% annually beginning one year from the date of grant. (80%) |
(11) | 2,510 options vest annually for three years commencing one year after the grant date. The fourth year 8,370 options vest and the fifth year 10,000 options vest. |
(12) | 7,490 options vest annually for three years commencing one year after the grant date. The remaining 1,630 options vest on the fourth anniversary of the grant date. |
(13) | Options vest in 5 equal installments, 20% annually beginning one year from the date of grant. (60% vested) |
(14) | 109 options vest on 12/30/2006. The remaining 1,000 options vest one year later. |
(15) | 1,000 options vest annually for three years commencing one year after the grant date. The remaining 891options vest on the fourth anniversary of the grant date. |
(16) | Options vest in three equal installments, commencing three years from the date of grant. (0% vested) |
(17) | Options vest in two equal installments commencing one year from the date of grant. (50% vested) |