FORM 4
[ ] Check this box if no longer
subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
Davis, T. Wayne
(Last) (First) (Middle)
1910 San Marco Blvd.
(Street)
Jacksonville, FL 32207
(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol Winn-Dixie Stores, Inc.
WIN 3. I.R.S. Identification
Number of Reporting Person, if an entity (voluntary) |
4. Statement for (Month/Day/Year 04/23/2003
5. If Amendment, Date of Original (Month/Day/Year) |
6. Relationship of Reporting Person(s) to Issuer
(Check all applicable) X Director
10% Owner
Officer (give title below)
Other (specify below)
Description
7. Individual or Joint/Group
Filing (Check Applicable Line) X Form filed by One Reporting Person
Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1. Title of Security (Instr. 3) |
2.Transaction
Date (Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4, and 5) |
5. Amount of
Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Owner-
ship Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of
Indirect Beneficial Ownership (Instr. 4) |
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Code
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V
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Amount
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A/D
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Price
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|||||||||||
Common Stock
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04/23/2003
|
|
A(c)
|
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244
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A
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N/A
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5,113
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D
|
|
|||||
Common Stock
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|
|
|
|
|
|
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183,288
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I
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TWD Trust and Trusts FBO TWD
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|||||
Common Stock
|
|
|
|
|
|
|
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567,647
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I
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D.D.I., Inc. (a)
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|||||
Common Stock
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|
|
|
|
|
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8,615
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I
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Wife of TWD (a)
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|||||
Common Stock
|
|
|
|
|
|
|
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419,166
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I
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Trusts (a)
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|||||
Common Stock
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|
|
|
|
|
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1,400
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I
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Retirement Plans (a)
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|||||
Common Stock
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|
|
|
|
|
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2,408,647
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I
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DAVFAM, Ltd. (a)
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|||||
Common Stock
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|
|
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2,188,614
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I
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DAVFAM II, Ltd. (a)
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security
(Instr. 3) |
2. Conver-
sion or Exercise Price of Deri- vative Security |
3. Transaction Date
(Month/ Day/ Year) |
3A. Deemed Execution Date, if any
(Month/ Day/ Year) |
4. Transaction Code (Instr.8) |
5. Number of Derivative Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable(DE) and
Expiration Date(ED) (Month/Day/Year) |
7. Title and Amount of
Underlying Securities (Instr. 3 and 4) |
8. Price
of Derivative Security (Instr.5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.4) |
10. Owner- ship Form of Deriv- ative Securities: Direct (D) or Indirect (I) (Instr.4) |
11. Nature of Indirect Beneficial Ownership (Instr.4) |
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Code
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V
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A
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D
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DE
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ED
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Title
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Amount or Number of Shares
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Director's Stock Opt (right to buy) | $14.25 |
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10/04/2000
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01/15/2008
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Common Stock
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2,500
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2,500
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D
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Phantom Stock Units | 1-for-1 |
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(b)
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(b)
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Common Stock
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6,274
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6,274
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D
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Director's Stock Opt (right to buy) | $11.14 |
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10/10/2001
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01/15/2009
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Common Stock
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5,000
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5,000
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D
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Director's Stock Opt (right to buy) | $12.67 |
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10/09/2002
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01/15/2010
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Common Stock
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2,500
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2,500
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D
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Explanation of Responses:
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(a) As to a portion of the shares reported on this line representing the beneficial interest of T. Wayne Davis' wife, child and other family members, the filing of this statement shall not be construed as an admission that T. Wayne Davis is, for the purpose of Section 16 of the Securities Exchange Act of 1934, the beneficial owner of such shares of stock and T. Wayne Davis disclaims beneficial ownership of such shares of stock.
(b) The units are to be settled in cash upon the reporting person's retirement, either in a lump sum or, at the election of the director, in annual installments, subject to Winn-Dixie's option to accelerate payment. (c) T. Wayne Davis was awarded 244 shares of Winn-Dixie common stock under the stock plan for directors. |
By: | Date: |
/s/ H. J. Skelton | 04/24/2003 |
Attorney-in-Fact | |
** Signature of Reporting Person | SEC 1474 (9-02) |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |