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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LUCIA WILLIAM C 5615 HIGH POINT DRIVE IRVING, TX 75038 |
 X |  |  President and CEO |  |
/s/ Eugene V. DeFelice, as attorney-in-fact for William C. Lucia | 02/06/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported transactions involved a gift of securities by the reporting person to The William C Lucia Family Trust, a revocable trust for which the reporting person is Trustee. |
(2) | The reported transactions reflect the actual number of securities acquired or disposed on the date of the transaction and have not been adjusted to reflect the 3-for-1 stock split of the Issuer's common shares, effected in the form of a common stock dividend distributed on August 16, 2011, to shareholders of record at the close of business on July 22, 2011 (the "Stock Split"). |
(3) | The number of securities reported reflects the total number of shares directly owned on December 31, 2014, including shares received as a result of the Stock Split. It excludes 250,295 shares that were inadvertently previously reported as directly beneficially owned that are indirectly owned by The William C Lucia Family Trust. Taking into account shares owned both directly and indirectly by family trust, the reporting person beneficially owned an aggregate of 378,243 shares on December 31, 2014. |
(4) | The number of securities reported reflects the total number of shares indirectly owned by The William C Lucia Family Trust on December 31, 2014, including shares received as a result of the Stock Split. It includes 250,295 shares that were inadvertently previously reported as directly beneficially owned. Taking into account shares owned both directly and indirectly by family trust, the reporting person beneficially owned an aggregate of 378,243 shares on December 31, 2014. |