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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non Qualified Stock Option (Right to Buy) | $ 21.36 | 11/15/2013 | A | 57,447 (1) | 11/15/2013(1) | 11/14/2020 | Common Stock | 57,447 | $ 0 | 57,447 (2) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Nustad Cynthia 5615 HIGH POINT DRIVE IRVING, TX 75038 |
CIO |
/s/ Cynthia Nustad | 11/18/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 50% of the stock options vests ratably over 3 years on each anniversary of the grant date (each an "Exercise Date"); the remaining 50% will vest on each Exercise Date provided the following performance condition is met: average closing price/share must be at least 25% higher than the exercise price/share in any consecutive 30 calendar day period preceding each Exercise Date (the "Performance Goal"). If the Performance Goal is not met before the first Exercise Date, the first tranche of performance options will not vest; if the Performance Goal is met prior to the second Exercise Date, the first two tranches of performance options will vest on the second Exercise Date and the third tranche will vest on the third Exercise Date; if the Performance Goal is not met until after the third Exercise Date, the performance options will vest in full on the third Exercise Date; if the Performance Goal is not met over the three year period, the performance options will terminate. |
(2) | Only represents the derivitive securities in this class. |