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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DORAMUS MARK C 9 WEST PALISADES LITTLE ROCK, AR 72207 |
X |
/s/ Mark C. Doramus by Piper P. Erwin | 12/19/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Doramus is a member and a manager of a limited liability company ("Company") that, on December 8, 2017, received shares of SFNC common stock ("Distributed Shares") as a liquidating distribution from another limited liability company of which the Company was a member. Such other limited liability company had received SFNC common stock (including the Distributed Shares) in exchange for its shares of First Texas BHC, Inc., which merged with and into SFNC on October 19, 2017. No consideration was paid by the Company for the Distributed Shares. Because of Mr. Doramus's status with respect to the Company, at the time of the distribution, Mr. Doramus obtained an indirect pecuniary interest in 405 of the Distributed Shares. |
(2) | On February 8, 2018, SFNC effected a 2-for-1 stock split ("Split"). The number of shares reported in this Form 4 has been adjusted to reflect the Split. |