Registration
No.
333-
|
Scott
A. Ziegler, Esq.
|
Ziegler,
Ziegler & Associates LLP
570
Lexington Avenue, 44th
Floor
New
York, New York 10022
(212)
319-7600
|
o |
on
(Date) at (Time)
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CALCULATION
OF REGISTRATION
FEE
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Title
of each class of
Securities
to be registered
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Amount
to
be registered
|
Proposed
maximum
aggregate
price per
unit
(1)
|
Proposed
maximum
aggregate
offering
price
(2)
|
Amount
of
registration
fee
|
American
Depositary Shares evidenced by American Depositary Receipts, each
American
Depositary Share representing two ordinary shares of Prudential Public
Limited Company
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50,000,000
American
Depositary Shares
|
$0.05
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$2,500,000
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$98.25
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(1)
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Each
unit represents one American Depositary
Share.
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(2)
|
Estimated
solely for the purpose of calculating the registration fee. Pursuant
to
Rule 457(k), such estimate is computed on the basis of the maximum
aggregate fees or charges to be imposed in connection with the issuance
of
American Depositary Receipts evidencing American Depositary
Shares.
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Item
Number and Caption
|
Location in Form of American Depositary
Receipt
Filed Herewith as Prospectus
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(1)
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Name and address of Depositary |
Introductory
paragraph and
final sentence on face
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(2)
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Title of American Depositary Receipts and identity of deposited securities |
Face
of American Depositary Receipt, top center
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||
Terms
of Deposit:
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||||
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(i)
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Amount
of deposited securities represented by one unit of American
Depositary Shares
|
Face
of American Depositary Receipt, upper right corner
|
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(ii) |
Procedure
for voting, if any, the deposited
securities
|
Reverse,
paragraph (3)
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(iii) |
Collection
and distribution of dividends
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Face,
paragraphs (4), (5) and (8); Reverse, paragraph (1)
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(iv) |
Transmission
of notices, reports and proxy soliciting
material
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Face,
paragraph (11); Reverse, paragraphs (3) and (5)
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|
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(v) |
Sale
or exercise of rights
|
Face,
paragraphs (4) and (7); Reverse, paragraph (1)
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(vi)
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Deposit
or sale of securities resulting from dividends, splits or
plans of reorganization
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Face,
paragraphs (3) and (7); Reverse, paragraphs (1) and (4)
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(vii) |
Amendment,
extension or termination of the Deposit
Agreement
|
Reverse,
paragraphs (9) and (10) (no provision for extension)
|
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(viii)
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Rights
of holders of receipts to inspect the transfer books of the
Depositary and
the list of Holders of receipts
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Reverse,
paragraph (5)
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(ix)
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Restrictions
upon the right to deposit or withdraw the underlying
securities
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Face,
paragraphs (1), (2), (4) and (5)
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(x) |
Limitation
upon the liability of the Depositary
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Reverse,
paragraph (7)
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(3) Fees
and Charges
|
Face,
paragraph (8)
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Item
Number and Caption
|
Location
in Form of American Depositary Receipt
Filed Herewith as Prospectus
|
||
(b)
|
Statement
that Prudential Public Limited Company is subject to the
periodic reporting requirements of the Securities Exchange Act of
1934
and, accordingly, files certain reports with the Commission, and
that such
reports can be inspected by holders of American Depositary Receipts
and
copied at public reference facilities maintained by the Commission
in
Washington, D.C.
|
Face,
paragraph (11)
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(a)(1) |
Form
of Deposit Agreement.
Form
of Amended and Restated Deposit Agreement dated as of June 2000
among Prudential
Public Limited Company, JPMorgan Chase Bank, N.A. (fka Morgan Guaranty
Trust Company of New York) as depositary (the "Depositary"), and
all
holders from time to time of ADRs issued thereunder (the "Deposit
Agreement"). Previously filed as Exhibit (a) to Registration Statement
333-12168, which is incorporated herein by
reference.
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(a)(2) |
Form
of American
Depositary Receipt is filed herewith as Exhibit
(a).
|
(b) |
Any
other agreement to which the Depositary is a party relating to the
issuance of the American Depositary Shares registered hereunder or
the
custody of the deposited securities represented
thereby.
Not Applicable.
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(c) |
Every
material contract relating to the deposited securities between the
Depositary and the issuer of the deposited securities in effect at
any
time within the last three years.
Not Applicable.
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(d) |
Opinion
of Ziegler, Ziegler & Associates LLP, counsel to the Depositary, as to
the legality of the securities being registered.
Filed herewith as Exhibit (d).
|
(e) |
Certification
under Rule 466.
Not applicable.
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(f) |
Power
of Attorney.
Included as part of the signature pages
hereto.
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(a)
|
The
Depositary hereby undertakes to make available at the principal office
of
the Depositary in the United States, for inspection by holders of
the
American Depositary Receipts, any reports and communications received
from
the issuer of the deposited securities which are both (1) received by
the Depositary as the holder of the deposited securities, and
(2) made generally available to the holders of the underlying
securities by the issuer.
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(b)
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If
the amounts of fees charged are not disclosed in the prospectus,
the
Depositary undertakes to prepare a separate document stating the
amount of
any fee charged and describing the service for which it is charged
and to
deliver promptly a copy of such fee schedule without charge to anyone
upon
request. The Depositary undertakes to notify each registered holder
of an
American Depositary Receipt thirty days before any change in the
fee
schedule.
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By:
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JPMORGAN
CHASE BANK, N.A., as
Depositary
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By: | /s/Melinda L. VanLuit |
Name: | Melinda L. VanLuit |
Title: | Vice President |
Prudential
plc
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||
By:
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/s/Mark
Tucker
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Name:
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Mark
Tucker ACA
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Title:
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Group
Chief Executive
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By:
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/s/Sir
David Clementi
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Name:
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Sir
David Clementi FCA MBA
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Title:
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Chairman
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By:
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/s/Mark
Tucker
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Name:
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Mark
Tucker ACA
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Title:
|
Group
Chief Executive, Executive Director
|
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By:
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/s/Philip
Broadley
|
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Name:
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Philip
Broadley FCA
|
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Title:
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Group
Finance Director, Executive Director
|
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By:
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/s/Clark
Manning
|
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Name:
|
Clark
Manning
|
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Title:
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President
and Chief Executive Officer—Jackson
National Life, Executive Director
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By:
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/s/Michael
McLintock
|
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Name:
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Michael
McLintock
|
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Title:
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Chief
Executive—M&G,
Executive Director
|
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By:
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/s/Barry
Stowe
|
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Name:
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Barry
Stowe
|
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Title:
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Chief
Executive—Prudential
Corporation Asia, Executive Director
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By:
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/s/Nick
Prettejohn
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Name:
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Nick
Prettejohn
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Title:
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Chief
Executive—U.K.
and European Operations, Executive Director
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By:
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/s/Sir
Win Bischoff
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Name:
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Sir
Win Bischoff
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Title:
|
Non-Executive
Director
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By:
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/s/Keki
Dadiseth
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Name:
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Keki
Dadiseth FCA
|
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Title:
|
Non-Executive
Director
|
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By:
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/s/Michael
Garrett
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Name:
|
Michael
Garrett
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Title:
|
Non-Executive
Director
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By:
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/s/Ann
Godbehere
|
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Name:
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Ann
Godbehere FCGA
|
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Title:
|
Non-Executive
Director
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By:
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/s/Bridget
Macaskill
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Name:
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Bridget
Macaskill
|
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Title:
|
Non-Executive
Director
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By:
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/s/Kathleen
O'Donovan
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Name:
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Kathleen
O'Donovan ACA
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Title:
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Non-Executive
Director
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By:
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/s/James
Ross
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Name:
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James
Ross
|
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Title:
|
Non-Executive
Director
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By:
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/s/Lord
Turnbull
|
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Name:
|
Lord
Turnbull KCB CVO
|
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Title:
|
Non-Executive
Director
|
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By:
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/s/Clark
Manning
|
|
Name:
|
Clark
Manning
|
|
Title:
|
Authorized
Representative in the United States
President
and Chief Executive Officer - Jackson
National
Life, Executive Director
|
Exhibit
Number
|
|
(a)(2)
|
Form
of American Depositary Receipt
|
(d)
|
Opinion
of Ziegler, Ziegler & Associates LLP, counsel to the Depositary, as to
the legality of the securities to be registered.
|
(e)
|
Rule
466 certification
|