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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to Buy) | $ 91.95 (1) | 10/23/2014 | A(1) | 2,908 (1) | 06/12/2009 | 06/12/2018 | Common Stock | 2,908 (1) | $ 0 | 2,908 (1) | I | See Notes (2) (3) | |||
Option (Right to Buy) | $ 83.94 (1) | 10/23/2014 | A(1) | 2,908 (1) | 06/07/2008 | 06/07/2017 | Common Stock | 2,908 (1) | $ 0 | 2,908 (1) | I | See Notes (2) (3) | |||
Option (Right to Buy) | $ 56.13 (1) | 10/23/2014 | A(1) | 2,908 (1) | 06/08/2007 | 06/08/2016 | Common Stock | 2,908 (1) | $ 0 | 2,908 (1) | I | See Notes (2) (3) | |||
Option (Right to Buy) | $ 38.01 (1) | 10/23/2014 | A(1) | 1,454 (1) | 06/02/2006 | 06/02/2015 | Common Stock | 1,454 (1) | $ 0 | 1,454 (1) | I | See Notes (2) (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CROSSLINK CAPITAL INC TWO EMBARCADERO CENTER SUITE 2200 SAN FRANCISCO, CA 94111 |
Affiliate of Director |
Crosslink Capital, Inc., by Mihaly Szigeti, Chief Financial Officer | 10/27/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This report reflects adjustments effective on October 23, 2014 approved by the Issuer's board of directors made in connection with a special distribution by the board declared on October 16, 2014. |
(2) | The reporting persons are Crosslink Capital, Inc. ("Crosslink") and Michael J. Stark. Crosslink is a Delaware corporation and the investment adviser to investment funds (the "Funds"). Mr. Stark is the control person of Crosslink. Gary Hromadko, an affiliate of Crosslink, is a director of the Issuer and serves as the representative of the reporting persons on the Issuer's board. These securities were granted to Crosslink in connection with Mr. Hromadko's service as a director. The reporting persons are filing this Form 4 jointly, but not as a group, and each of them expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. |
(3) | These securities are held directly by the Funds for the benefit of their investors, and are indirectly beneficially owned by Crosslink as the Funds' investment adviser and by Mr. Stark as the control person of Crosslink. The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein. |