1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(3)
|
03/10/2015 |
Common Stock
|
6,667
|
$
7
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(4)
|
03/09/2016 |
Common Stock
|
21,800
|
$
18.9
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(5)
|
03/08/2017 |
Common Stock
|
10,400
|
$
15.91
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan. |
(2) |
These restricted stock units vest in three equal annual installments beginning on the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement. |
(3) |
The option was intitally granted with respect to 20,000 shares of Common Stock, 13,333 of which have previously vested and been exercised, and will vest with respect to the remaining shares on March 11, 2011. |
(4) |
The option is vested with respect to 7,267 shares of Common Stock and will vest with respect to the remaining shares as follows: 7,266 shares on March 10, 2011 and 7,267 shares on March 10, 2012. |
(5) |
The option is vested with respect to 3,467 shares of Common Stock and will vest with respect to the remaining shares as follows: 3,466 shares on March 8, 2012 and 3,467 shares on March 8, 2013. |