Clean Diesel Technologies, Inc. |
(Name of Issuer)
Common Stock, par value $0.01 per share
|
(Title of Class of Securities)
18449C 401
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(CUSIP Number)
October 15, 2010
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(Date of Event which Requires Filing of this Statement)
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¨
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Rule 13d-1(b)
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ý
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Rule 13d-1(c)
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¨
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Rule 13d-1(d)
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SCHEDULE 13G
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CUSIP No. 18449C 401
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Page 2 of 10 Pages
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1
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NAMES OF REPORTING PERSONS | |||
Cycad Group, LLC | ||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) o | ||
(b) x
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||||
3
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SEC USE ONLY
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|||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION | |||
California limited liability company
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||||
NUMBER OF
|
5
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SOLE VOTING POWER
|
||
SHARES
|
407,472 shares
|
|||
BENEFICIALLY
|
6
|
SHARED VOTING POWER
|
||
OWNED BY
|
0 shares
|
|||
EACH
|
7
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SOLE DISPOSITIVE POWER
|
||
REPORTING
|
407,472 shares
|
|||
PERSON
|
8
|
SHARED DISPOSITIVE POWER
|
||
WITH |
0 shares
|
|||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
407,472 shares
|
||||
10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |||
10.65%
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||||
12
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TYPE OF REPORTING PERSON | |||
OO
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SCHEDULE 13G
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||
CUSIP No. 18449C 401
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Page 3 of 10 Pages
|
1
|
NAMES OF REPORTING PERSONS | |||
K. Leonard Judson | ||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a)o
|
||
(b) x
|
||||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION | |||
U.S. citizen
|
||||
NUMBER OF
|
5
|
SOLE VOTING POWER
|
||
SHARES
|
0 shares
|
|||
BENEFICIALLY
|
6
|
SHARED VOTING POWER
|
||
OWNED BY
|
419,014 shares
|
|||
EACH
|
7
|
SOLE DISPOSITIVE POWER
|
||
REPORTING
|
0 shares
|
|||
PERSON
|
8
|
SHARED DISPOSITIVE POWER
|
||
WITH
|
419,014 shares
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
419,014 shares
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |||
10.94%
|
||||
12
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TYPE OF REPORTING PERSON | |||
IN
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SCHEDULE 13G
|
||
CUSIP No. 18449C 401
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Page 4 of 10 Pages
|
1
|
NAMES OF REPORTING PERSONS | |||
Paul F. Glenn | ||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) o
|
||
(b) x
|
||||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION | |||
U.S. citizen
|
||||
NUMBER OF
|
5
|
SOLE VOTING POWER
|
||
SHARES
|
0 shares
|
|||
BENEFICIALLY
|
6
|
SHARED VOTING POWER
|
||
OWNED BY
|
419,014 shares
|
|||
EACH
|
7
|
SOLE DISPOSITIVE POWER
|
||
REPORTING
|
0 shares
|
|||
PERSON
|
8
|
SHARED DISPOSITIVE POWER
|
||
WITH
|
419,014 shares
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
419,014 shares
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | |||
10.94%
|
||||
12
|
TYPE OF REPORTING PERSON | |||
IN
|
SCHEDULE 13G
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||
CUSIP No. 18449C 401
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Page 5 of 10 Pages
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Item 1(a)
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Name of Issuer:
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Item 1(b)
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Address of Issuer’s Principal Executive Offices:
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Item 2(a)
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Names of Persons Filing:
|
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(i)
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Cycad Group, LLC (“Cycad”)
|
|
(ii)
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K. Leonard Judson (“Judson”); and
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(iii)
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Paul F. Glenn (“Glenn”).
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Item 2(b)
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Address of Principal Business Office or, if None, Residence:
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Item 2(c)
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Citizenship:
|
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(i)
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Cycad is a California limited liability company;
|
|
(ii)
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Judson is a U.S. citizen; and
|
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(iii)
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Glenn is a U.S. citizen.
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SCHEDULE 13G
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||
CUSIP No. 18449C 401
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Page 6 of 10 Pages
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Item 2(d)
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Title of Class of Securities:
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Item 2(e)
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CUSIP Number:
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Item 3
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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Item 4
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Ownership.
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Item 4(a)
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Amount Beneficially Owned:
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SCHEDULE 13G
|
||
CUSIP No. 18449C 401
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Page 7 of 10 Pages
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Item 4(b)
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Percent of Class:
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Item 4(c)
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Number of shares as to which such person has:
|
Cycad:
|
||
(i)
|
Sole power to vote or direct the vote:
|
407,472
|
(ii)
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Shared power to vote or to direct the vote:
|
0
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(iii)
|
Sole power to dispose or to direct the disposition of:
|
407,472
|
(iv)
|
Shared power to dispose or to direct the disposition of:
|
0
|
Judson and Glenn:
|
||
(i)
|
Sole power to vote or direct the vote:
|
0
|
(ii)
|
Shared power to vote or to direct the vote:
|
419,014
|
(iii)
|
Sole power to dispose or to direct the disposition of:
|
0
|
(iv)
|
Shared power to dispose or to direct the disposition of:
|
419,014
|
Item 5
|
Ownership of Five Percent or Less of a Class.
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Item 6
|
Ownership of More than Five Percent on Behalf of Another Person.
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SCHEDULE 13G
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||
CUSIP No. 18449C 401
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Page 8 of 10 Pages
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Item 7
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
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Item 8
|
Identification and Classification of Members of the Group.
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Item 9
|
Notice of Dissolution of Group.
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Item 10
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Certification.
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SCHEDULE 13G
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CUSIP No. 18449C 401
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Page 9 of 10 Pages
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Dated: October 22, 2010
|
Cycad Group, LLC
|
||
By:
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/s/ K. Leonard Judson
|
||
Its:
|
President
|
||
K. Leonard Judson
|
|||
By:
|
/s/ K. Leonard Judson
|
||
Paul F. Glenn
|
|||
By:
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/s/ K. Leonard Judson, Attorney-in-Fact*
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SCHEDULE 13G
|
||
CUSIP No. 18449C 401
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Page 10 of 10 Pages
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Joint Filing Agreement, dated as of October 22, 2010, among the Reporting Persons. Filed herewith.
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Exhibit 2.
|
Powers of Attorney of the Reporting Persons, dated as of October 13, 2010. Filed as Exhibit 24.1 to the Form 4 of the Reporting Persons filed on October 16, 2010.
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