1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
|
Â
(2)
|
09/30/2021 |
Common Stock
|
39,000
|
$
4.01
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(2)
|
11/30/2020 |
Common Stock
|
25,000
|
$
5.98
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(3)
|
05/31/2020 |
Common Stock
|
100,000
|
$
6.1
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(2)
|
10/31/2022 |
Common Stock
|
15,000
|
$
6.96
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(2)
|
06/30/2021 |
Common Stock
|
25,000
|
$
8.01
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(2)
|
03/31/2021 |
Common Stock
|
25,000
|
$
9.02
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
19,912 shares are from RSU grants and are subject to vesting at the rate of 25% of the shares on each yearly anniversary of the vesting commencement date. 588 shares were acquired through the vesting and release of RSU shares. 12,500 shares were acquired by Mr. Ragusa's participation in the company's ESPP. 12,500 shares were acquired in an open market transaction. |
(2) |
These options are exercisable as they vest. The shares subject to this stock option become vested and fully exercisable in equal monthly installments, ratably over a period of 48-months. |
(3) |
The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months. |