UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units (1) | Â (2) | Â (2) | Common Stock | 1,302 (2) | $ (3) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Smith David Joseph 625 LIBERTY AVENUE, SUITE 1700 PITTSBURGH, PA 15222 |
 |  |  SVP, Human Resources |  |
/s/ Patrick J. OMalley as Attorney-in-Fact for David J. Smith | 02/01/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 amendment is being filed to correct the original Form 3 filed on November 15, 2018 to include the above-referenced Restricted Stock Unit award, which inadvertently was omitted from the original filing. |
(2) | This Restricted Stock Unit award was granted on March 7, 2018 and vests in equal installments on the first and second anniversary of the grant date, subject to the conditions set forth in the award agreement. |
(3) | The Restricted Stock Units are payable in cash based on the closing price per share of the Company's common stock as of the business day immediately preceding the vesting date, provided that the Company retains the discretion to pay out the Restricted Stock Units in shares of the Company's common stock. |