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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (5) | (5) | (5) | Class A Common Stock | 204,146 | 204,146 | I | Represents the proportionate limited partnership interest in shares held by AMR Associates LP | |||||||
Class B Common Stock | (5) | (5) | (5) | Class A Common Stock | 14,160 | 14,160 | I | Held in an Individual Retirement Account for the benefit of the Reporting Person. | |||||||
Class B Common Stock | (5) | (5) | (5) | Class A Common Stock | 17,556 | 17,556 | I | Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr. | |||||||
Class B Common Stock | (5) | (5) | (5) | Class A Common Stock | 18,373 | 18,373 | I | proportionate LP intrst in shares held by RA I LP in qualified annuity interest trust-benefit of AMR | |||||||
Class B Common Stock | (5) | (5) | (5) | Class A Common Stock | 541 | 541 | I | Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP | |||||||
Class B Common Stock | (5) | (5) | (5) | Class A Common Stock | 31 | 31 | I | proportionate general partnership interest shares held by RAIV | |||||||
Class B Common Stock | (5) | (5) | (5) | Class A Common Stock | 1,721 | 1,721 | I | Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P | |||||||
Class B Common Stock | (5) | (5) | (5) | Class A Common Stock | 1,975 | 1,975 | I | proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner | |||||||
Class B Common Stock | (5) | (5) | (5) | Class A Common Stock | 18,625 | 18,625 | I | Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. (3) | |||||||
Class B Common Stock | (5) | (5) | (5) | Class A Common Stock | 76,330 | 76,330 | I | proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin (3) | |||||||
Class B Common Stock | (5) | (5) | (5) | Class A Common Stock | 25,099 | 25,099 | I | proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin (3) | |||||||
Class B Common Stock | (5) | (5) | (5) | Class A Common Stock | 73,166 | 73,166 | I | Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV | |||||||
Class B Common Stock | (5) | (5) | (5) | Class A Common Stock | 747 | 747 | I | Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin (3) | |||||||
Class B Common Stock | (5) | (5) | (5) | Class A Common Stock | 9,600 | 9,600 | I | Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren (3) | |||||||
Class B Common Stock | (5) | (5) | (5) | Class A Common Stock | 6,889 | 6,889 | I | Reporting Person Serves as Trustee GSTs for the Benefit of Clara R. Williams | |||||||
Class B Common Stock | (5) | (5) | (5) | Class A Common Stock | 6,889 | 6,889 | I | Reporting Person Serves as Trustee of GSTs for the benefit of Helen R. Butler | |||||||
Class B Common Stock | (5) | (5) | (5) | Class A Common Stock | 21,006 | 21,006 | I | spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RANKIN ALFRED M ET AL 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS, OH 44124 |
X | Chairman |
/s/ Suzanne S. Taylor, attorney-in-fact | 11/16/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares purchased pursuant to 10b5-1 plan |
(2) | 2018-Nov-15 -Block 2 Weighted Average- Share Price represents average price between $62.10 and $62.45. |
(3) | Reporting Person disclaims beneficial ownership of all such shares. |
(4) | Reporting person serves as Trust for Clara L.T. Rankin Trust |
(5) | N/A |