UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 |
SCHEDULE 13D
(Rule 13d-101) |
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 3)*
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THE STANDARD REGISTER COMPANY |
(Name of Issuer) |
Common Stock |
(Title of Class of Securities) |
853887107 |
(CUSIP Number) |
Frederick H. Fogel
Silver Point Capital, L.P.
2 Greenwich Plaza, First Floor
Greenwich, CT 06830
(203) 542-4200
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communication) |
May 07, 2014 |
(Date of Event which Requires Filing of this Statement) |
*
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The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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13D |
1 | NAMES OF REPORTING PERSONS | |||||
Silver Point Capital, L.P.
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o | ||||
(b) x | ||||||
3 | SEC USE ONLY | |||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |||||
OO
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5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | o | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||
Delaware
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER | ||||
2,010,095
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8 | SHARED VOTING POWER | |||||
-0-
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9 | SOLE DISPOSITIVE POWER | |||||
2,010,095
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10 | SHARED DISPOSITIVE POWER | |||||
-0-
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11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||
2,010,095
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12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o | ||||
13 | PERCENT OF CLASS REPRESENTED IN ROW (11) | |||||
24.3%1
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14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |||||
IA, PN
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This percentage is calculated based upon 8,261,577 shares of common stock outstanding as of March 30, 2014 as reported in the Issuer's Form 10-Q filed May 05, 2014.
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13D |
1 | NAMES OF REPORTING PERSONS | |||||
Edward A. Mulé
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o | ||||
(b) x | ||||||
3 | SEC USE ONLY | |||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |||||
OO
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5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | o | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||
United States
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER | ||||
-0-
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8 | SHARED VOTING POWER | |||||
2,010,095
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9 | SOLE DISPOSITIVE POWER | |||||
-0-
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10 | SHARED DISPOSITIVE POWER | |||||
2,010,095
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11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||
2,010,095
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12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o | ||||
13 | PERCENT OF CLASS REPRESENTED IN ROW (11) | |||||
24.3%1
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14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |||||
IN
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13D |
1 | NAMES OF REPORTING PERSONS | |||||
Robert J. O'Shea
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o | ||||
(b) x | ||||||
3 | SEC USE ONLY | |||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |||||
OO
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5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | o | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||
United States
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER | ||||
-0-
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8 | SHARED VOTING POWER | |||||
2,010,095
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9 | SOLE DISPOSITIVE POWER | |||||
-0-
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10 | SHARED DISPOSITIVE POWER | |||||
2,010,095
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11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||
2,010,095
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12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o | ||||
13 | PERCENT OF CLASS REPRESENTED IN ROW (11) | |||||
24.3%1
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14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |||||
IN
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13D |
Explanatory Note
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This Amendment No. 3 amends and supplements the statement on Schedule 13D originally filed by the Reporting Persons on August 12, 2013, as amended by Amendment No. 1 to Schedule 13D filed on October 28, 2013, and as amended by Amendment No. 2 to Schedule 13D filed on April 21, 2014 (as amended, the "Schedule 13D"). Defined terms used and not otherwise defined herein shall have the meanings ascribed to such terms in the Schedule 13D.
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Item 5.
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Interest in Securities of the Issuer
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The first two paragraphs of Item 5(a) are hereby amended and restated as follows:
(a) The Reporting Persons beneficially own 2,010,095 shares of Common Stock (the "Shares"), which represents approximately 24.3% of the 8,261,577 shares of Common Stock outstanding as of March 30, 2014 as reported in the Issuer's Form 10-Q filed on May 05, 2014. Other than the Shares, the Funds and the Reporting Persons do not beneficially own any securities of the Issuer.
In addition to the Common Stock, the Issuer has an outstanding class of stock called "Class A Stock." Each share of Class A Stock is convertible into one share of Common Stock. There were 944,996 outstanding shares of Class A Stock as of March 30, 2014 as reported in the Issuer's Form 10-Q filed on May 05, 2014. Assuming conversion of all outstanding shares of Class A Stock into Common Stock, the Reporting Persons would beneficially own approximately 21.8% of the shares of Common Stock that would be outstanding upon conversion of the Class A Stock.
Item 5(c) is hereby amended and supplemented as follows:
On May 05, 2014, the Reporting Persons sold 50,000 shares of Common Stock in a privately negotiated transaction at a price per share of $7.251. On May 07, 2014 the Reporting Persons sold an additional 134,000 shares of Common Stock in a privately negotiated transaction at a price per share of $6.351. On May 08, the Reporting Persons sold an additional 8,600 shares of Common Stock in a privately negotiated transaction at a price per share of $6.33.
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Item 7. | Material to Be Filed as Exhibits | |
1. Joint Filing Agreement, dated May 12, 2014.
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Dated: May 12, 2014
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SILVER POINT CAPITAL, L.P.
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By:
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/s/ Frederick H. Fogel
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Name:
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Frederick H. Fogel
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Its:
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Authorized Signatory
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/s/ Frederick H. Fogel (as attorney-in-fact on behalf of Edward A. Mulé, individually)
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Edward A. Mulé, Individually
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/s/ Frederick H. Fogel (as attorney-in-fact on behalf of Robert J. O'Shea, individually)
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Robert J. O'Shea, Individually
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Dated: May 12, 2014
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SILVER POINT CAPITAL, L.P.
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By:
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/s/ Frederick H. Fogel
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Name:
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Frederick H. Fogel
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Its:
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Authorized Signatory
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/s/ Frederick H. Fogel (as attorney-in-fact on behalf of Edward A. Mulé, individually)
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Edward A. Mulé, Individually
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/s/ Frederick H. Fogel (as attorney-in-fact on behalf of Robert J. O'Shea, individually)
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Robert J. O'Shea, Individually
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