UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GENZYME CORP C/O GENZYME CORPORATION 500 KENDALL STREET CAMBRIDGE, MA 02142 |
 |  X |  |  |
Wichita Bio CORP C/O GENZYME CORPORATION 500 KENDALL STREET CAMBRIDGE, MA 02142 |
 |  X |  |  |
/s/ Peter S. Wirth, Chief Legal Officer & Executive Vice President | 06/08/2007 | |
**Signature of Reporting Person | Date | |
/s/ Peter S. Wirth, Secretary & Vice President | 06/08/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Genzyme Corporation ("Genzyme") and Wichita Bio Corporation ("Wichita Bio"), a wholly-owned subsidiary of Genzyme, are filing this Form 3 solely because they may be deemed beneficial owners pursuant to Section 13(d) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"), of 15,732,698 shares of common stock (the "Shares") of Bioenvision, Inc. ("Bioenvision"), consisting of 6,099,114 shares of Bioenvision's common stock, par value $0.001 per share (the "Common Shares"), options to purchase 5,058,575 Common Shares, warrants to purchase 75,009 Common Shares and 2,250,000 shares of Series A Convertible Participating Preferred Stock, par value $0.001 per share (the "Preferred Shares"). |
(2) | The Shares are subject to Tender and Voting Agreements (each, a "Tender and Voting Agreement"), dated as of May 29, 2007, between Genzyme, Wichita Bio and each of Perseus-Soros Biopharmaceutical Fund L.P., Andrew Schiff, Christopher Wood, David Luci, Hugh Griffith, Ian Abercrombie, James Scibetta, Joseph Cooper, Kristen Dunker, Michael Kauffman, Robert Sterling, Steven Elms and Thomas Scott Nelson (each, a "Stockholder" and collectively, the "Stockholders"). |
(3) | The Tender and Voting Agreements were entered into in connection with the Agreement and Plan of Merger, dated as of May 29, 2007, by and among Genzyme, Bioenvision and Wichita Bio (the "Merger Agreement"). For additional information regarding the Tender and Voting Agreements, see the Schedule 13D filed by Genzyme and Wichita Bio with the Securities and Exchange Commission on the date hereof. |
(4) | Genzyme and Wichita Bio each disclaim beneficial ownership of the Shares and this filing shall not be deemed an admission that Genzyme and/or Wichita Bio are the beneficial owners of the Shares for purposes of Section 16 of the Exchange Act or for any other purpose. Neither Genzyme nor Wichita Bio has a "pecuniary interest" in the Shares. |