Delaware | 000-27999 | 94-3038428 | ||
(State or other jurisdiction of incorporation) | (Commission File No.) | (I.R.S. Employer Identification No.) |
Exhibit No. | Description | |
1.01 | Conflict Minerals Report of Finisar Corporation | |
1.02 | List of Smelters |
• | Transmitters which use a laser plus direct or indirect modulation to convert electrical signals into optical signals for transmission over fiber optics; |
• | Receivers which incorporate photodetectors and convert incoming optical signals into electrical signals; |
• | Transceivers which combine both transmitter and receiver functions in a single device; |
• | Transponders which include a data serializer-deserializer function that would otherwise reside in the customer’s equipment if a transceiver were used; and |
• | Active Optical Cables that combine two transceivers and a fiber optic cable that are built into an integrated cable assembly. |
• | 92 of our direct suppliers confirmed the use of gold, tin, tantalum, or tungsten in the products supplied to Finisar; |
• | 34 of our direct suppliers reported that the products supplied to Finisar do not include any gold, tin, tantalum, or tungsten. |
Table 1: Percentage of Supplier Reporting 100% of Smelters Identified | ||||||
Mineral | Identified 100% | Identified <100% | Other* | |||
Gold | 80 | 63% | — | —% | 46 | 37% |
Tin | 73 | 58% | — | —% | 53 | 42% |
Tungsten | 50 | 40% | — | —% | 76 | 60% |
Tantalum | 53 | 41% | — | —% | 73 | 59% |
*Other includes "not answered" and "not applicable" |
Table 2: Percent Compliant per Mineral | Table 3: Smelter Status as per RMI Members' Access Database | ||||||
Mineral | Compliant | Not yet Compliant | Percent Compliant | Smelter Status, 15-March-2018 | Qty | Pctg | |
Gold | 95 | 4 | 96% | Conformant | 244 | 98% | |
Tin | 69 | — | 100% | On the RMAP Active List | — | —% | |
Tungsten | 41 | — | 100% | In Communication with RMAP | 2 | 1% | |
Tantalum | 39 | — | 100% | Outreach Needed - push to join RMAP | 2 | 1% | |
Total | 244 | 4 | Other Status | — | —% | ||
Non Conformant | — | —% | |||||
Total | 248 |
Table 4: Three-Year Trends for Percent Compliant Smelter – Goals and Results | |||||||||
Mineral | CY15 Goal | CY15 Results | CY15 Goal Achieved? | CY16 Goal | CY16 Results | CY16 Goal Achieved? | CY17 Goal | CY17 Results | CY17 Goal Achieved? |
Gold | 75% | 67% | No | 75% | 77% | Yes | 85% | 96% | Yes |
Tin | 55% | 81% | Yes | 85% | 82% | No | 90% | 100% | Yes |
Tungsten | 55% | 74% | Yes | 80% | 90% | Yes | 100% | 100% | Yes |
Tantalum | 100% | 100% | Yes | 100% | 100% | Yes | 100% | 100% | Yes |
• | In April 2011, we adopted our Conflict Minerals policy, which was revised in 2012, 2014 and 2016. The current policy statement is posted on our website (www.finisar.com ). The October 2014 revision clarified our corporate policy to not purchase from known conflict sources, and our expectation that our suppliers abide by the same standard. Further, this policy established the corporate goal to purchase from only responsible, conflict-free sources, as validated by the Responsible Minerals Initiative (the "RMI"); |
• | We established a cross-functional Conflict Minerals Working Group under the direction of our Global Quality System Manager and including representatives of our Legal, Finance, Global Supply Chain, and Internal Audit Departments. This group reports its activities to our executive management at quarterly-scheduled meetings and bi-annually to the Audit Committee of our Board of Directors; |
• | We adopted our Conflict Minerals Due Diligence and Reporting procedure in 2013 to receive inquiries and grievances regarding our conflict minerals programs and practices. This procedure was refined in February, 2014 to define the requirements regarding follow-up investigations after the report of alleged suspect conflict sources, and in October 2014 to incorporate best-practices identified from the September 2014 RMI member workshop. The July-2016 update to our procedure incorporated feedback learned through the RMAP peer-review program offered by RMI’s Due Diligences Practices team following the May-2016 filing deadline; |
• | We communicated the Company Policy to our direct suppliers and requested that they conduct their own RCOI and return a completed RMI Conflict Minerals Reporting Template. In 2014, we added the topic of Conflict Minerals to our Supplier Assessment process in our supply chain to better understand and assess our suppliers’ RCOI and due diligence efforts regarding Conflict Minerals. |
• | Following the process designed in 2012, we compiled a list of our top 100 suppliers based on FY17-Q3 spend data. Each of these suppliers received a request for a current assessment using the CMRT to report the down-stream smelters and refiners for tin, tungsten, tantalum, and/or gold. Suppliers, were sent follow-up inquiries if survey answers were inconsistent or incomplete, or if the accompanying smelter list required review and clarification; |
• | The supplier responses for smelter and mine data were de-duplicated to develop a single smelter list. We used our suppliers’ responses to identify smelters, refiners and country of origin data; |
• | We followed the guidelines established by the Responsible Minerals Initiative (www.responsiblemineralsinitiative.org), and referenced the RMI master smelter database to confirm compliance status for each smelter reported from our supply chain. This database is queried periodically to update smelter status for follow-up reports and due diligence efforts; and, |
• | We established a follow up investigation procedure to respond to customers’ or other interested parties’ inquiries regarding potential suspect suppliers. If we become aware of concerns about suspect mineral sourcing, we require the supplier purchasing from the suspect source to investigate and conduct traceability of materials, implement corrective actions if necessary, and provide assurance of a conflict-free supply chain. |
• | We have developed procedures for sending supply-chain inquiries to our top 100 suppliers on an annual basis, reviewing their responses, consolidating the information in a central database, and conducting follow-up inquiries and/or action items to address any incomplete or inconsistent responses; |
• | We continue to follow and consult the RBA guidelines, RMI, and other industry-sponsored programs, events, and best practices. In September 2014, Finisar became a member of RMI in order to leverage the research and data analysis available to member companies as part of our Conflict Free RCOI and due diligence efforts. Additionally we began participating in an informal working group comprised of several similarly situated Silicon Valley companies. The aim of this group is to share insights and best practices regarding RCOI, data management, and due diligence efforts around issues of supply chain transparency and ethical sourcing, including conflict minerals; |
• | We report information on the sources and chain of custody of Conflict Minerals used in our products to our executive management and the Audit Committee of our Board of Directors; |
• | We require our suppliers to conduct investigations of any smelters identified as high-risk and work with our suppliers to address compliance issues and to transition their processing to RMAP compliant smelters; and |
• | We will take appropriate action, including the discontinuation of the supply relationships, when we determine that our suppliers are not adhering to the Company Policy. |
• | We will file an annual report with the Securities and Exchange Commission (SEC) on Form SD, together with any required Conflict Minerals Report and report of independent private sector auditor; |
• | We will make all such SEC reports available on our website; |
• | We will provide our RMI Conflict Minerals Reporting template to customers and other qualified interested parties upon request. |
Table 5: Geographic Profile of Smelter Locations | ||||
Americas | Europe | Asia / Pacific | Africa | |
Gold | 14 | 27 | 56 | 2 |
Tin | 11 | 3 | 55 | — |
Tungsten | 5 | 3 | 33 | — |
Tantalum | 11 | 6 | 22 | — |
• | We will continue to engage with our direct suppliers and, in partnership with those suppliers, engage with their supply chain, smelters and processing facilities, to obtain current, accurate and complete information regarding our Conflict Mineral sources; |
• | We will continue to encourage our direct suppliers to adhere to Finisar’s Ethical Souring and Conflict Minerals Policy, to refine their own due diligence program, and to encourage smelters in the supply chain to obtain a “conflict-free” designation from an independent, third-party audit program; |
• | We will advise our suppliers that we intend to cease doing business with suppliers who continue to source Conflict Minerals from smelters that are not confirmed as “conflict-free” or actively engaged with RMAP, with a clear roadmap and timeline to become compliant; |
• | For CY2018, we will continue our annual survey of all active suppliers surveyed in a prior year and the current year’s "Top 100" suppliers, based on the framework described in Step 2. This survey will leverage the recently updated CMRT version 5.01/5.10 and its updated smelter identification look-up tables. Additional due diligence inquiries will be based on a supplier’s answers to survey questions, and the smelters / countries named in their declaration; and, |
• | Our on-going follow-up efforts will continue toward on improving the “percent compliant” position for each of the four minerals (see Table 4, on Pg. 4). Our CY2018 goals for each mineral are: Tantalum = 100%, Tin = 100%, Tungsten = 100%, and Gold = 97%, sourcing from compliant smelters. |
Metal | CID# | Country | Smelter Name | Audit Status per RMI database 15-Mar-2018 |
Gold | CID000077 | SWITZERLAND | Argor-Heraeus S.A. | Conformant |
Gold | CID000082 | JAPAN | Asahi Pretec Corp. | Conformant |
Gold | CID000401 | JAPAN | Dowa | Conformant |
Gold | CID000807 | JAPAN | Ishifuku Metal Industry Co., Ltd. | Conformant |
Gold | CID000937 | JAPAN | JX Nippon Mining & Metals Co., Ltd. | Conformant |
Gold | CID000981 | JAPAN | Kojima Chemicals Co., Ltd. | Conformant |
Gold | CID001119 | JAPAN | Matsuda Sangyo Co., Ltd. | Conformant |
Gold | CID001153 | SWITZERLAND | Metalor Technologies S.A. | Conformant |
Gold | CID001188 | JAPAN | Mitsubishi Materials Corporation | Conformant |
Gold | CID001193 | JAPAN | Mitsui Mining and Smelting Co., Ltd. | Conformant |
Gold | CID001259 | JAPAN | Nihon Material Co., Ltd. | Conformant |
Gold | CID001534 | CANADA | Royal Canadian Mint | Conformant |
Gold | CID001798 | JAPAN | Sumitomo Metal Mining Co., Ltd. | Conformant |
Gold | CID001875 | JAPAN | Tanaka Kikinzoku Kogyo K.K. | Conformant |
Gold | CID001938 | JAPAN | Tokuriki Honten Co., Ltd. | Conformant |
Gold | CID002224 | CHINA | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | Conformant |
Gold | CID001761 | TAIWAN | Solar Applied Materials Technology Corp. | Conformant |
Gold | CID000920 | UNITED STATES | Asahi Refining USA Inc. | Conformant |
Gold | CID001993 | UNITED STATES | United Precious Metal Refining, Inc. | Conformant |
Gold | CID000711 | GERMANY | Heraeus Precious Metals GmbH & Co. KG | Conformant |
Gold | CID001980 | BELGIUM | Umicore S.A. Business Unit Precious Metals Refining | Conformant |
Gold | CID001149 | CHINA | Metalor Technologies (Hong Kong) Ltd. | Conformant |
Gold | CID001157 | UNITED STATES | Metalor USA Refining Corporation | Conformant |
Gold | CID000969 | UNITED STATES | Kennecott Utah Copper LLC | Conformant |
Gold | CID000707 | CHINA | Heraeus Metals Hong Kong Ltd. | Conformant |
Gold | CID001113 | UNITED STATES | Materion | Conformant |
Gold | CID000035 | GERMANY | Allgemeine Gold-und Silberscheideanstalt A.G. | Conformant |
Gold | CID000058 | BRAZIL | AngloGold Ashanti Corrego do Sitio Mineracao | Conformant |
Gold | CID000233 | ITALY | Chimet S.p.A. | Conformant |
Gold | CID001916 | CHINA | The Refinery of Shandong Gold Mining Co., Ltd. | Conformant |
Gold | CID000694 | GERMANY | Heimerle + Meule GmbH | Conformant |
Gold | CID000924 | CANADA | Asahi Refining Canada Ltd. | Conformant |
Gold | CID000113 | GERMANY | Aurubis AG | Conformant |
Gold | CID001622 | CHINA | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | Conformant |
Gold | CID002003 | SWITZERLAND | Valcambi S.A. | Conformant |
Gold | CID000041 | UZBEKISTAN | Almalyk Mining and Metallurgical Complex (AMMC) | Conformant |
Gold | CID000185 | CANADA | CCR Refinery - Glencore Canada Corporation | Conformant |
Gold | CID000090 | JAPAN | Asaka Riken Co., Ltd. | Conformant |
Gold | CID000128 | PHILIPPINES | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Conformant |
Gold | CID000157 | SWEDEN | Boliden AB | Conformant |
Metal | CID# | Country | Smelter Name | Audit Status per RMI database 15-Mar-2018 |
Gold | CID000176 | GERMANY | C. Hafner GmbH + Co. KG | Conformant |
Gold | CID000814 | TURKEY | Istanbul Gold Refinery | Conformant |
Gold | CID001352 | SWITZERLAND | PAMP S.A. | Conformant |
Gold | CID000019 | JAPAN | Aida Chemical Industries Co., Ltd. | Conformant |
Gold | CID000855 | CHINA | Jiangxi Copper Co., Ltd. | Conformant |
Gold | CID000425 | JAPAN | Eco-System Recycling Co., Ltd. | Conformant |
Gold | CID001078 | KOREA, REPUBLIC OF | LS-NIKKO Copper Inc. | Conformant |
Gold | CID001152 | SINGAPORE | Metalor Technologies (Singapore) Pte., Ltd. | Conformant |
Gold | CID001161 | MEXICO | Metalurgica Met-Mex Penoles S.A. De C.V. | Conformant |
Gold | CID001220 | TURKEY | Nadir Metal Rafineri San. Ve Tic. A.S. | Conformant |
Gold | CID001325 | JAPAN | Ohura Precious Metal Industry Co., Ltd. | Conformant |
Gold | CID001397 | INDONESIA | PT Aneka Tambang (Persero) Tbk | Conformant |
Gold | CID001498 | SWITZERLAND | PX Precinox S.A. | Conformant |
Gold | CID001512 | SOUTH AFRICA | Rand Refinery (Pty) Ltd. | Conformant |
Gold | CID001585 | SPAIN | SEMPSA Joyeria Plateria S.A. | Conformant |
Gold | CID001756 | RUSSIAN FEDERATION | SOE Shyolkovsky Factory of Secondary Precious Metals | Conformant |
Gold | CID001977 | BRAZIL | Umicore Brasil Ltda. | Conformant |
Gold | CID002030 | AUSTRALIA | Western Australian Mint (T/a The Perth Mint) | Conformant |
Gold | CID002100 | JAPAN | Yamakin Co., Ltd. | Conformant |
Gold | CID002129 | JAPAN | Yokohama Metal Co., Ltd. | Conformant |
Gold | CID002243 | CHINA | Gold Refinery of Zijin Mining Group Co., Ltd. | Conformant |
Gold | CID002314 | THAILAND | Umicore Precious Metals Thailand | Conformant |
Gold | CID002510 | UNITED STATES | Republic Metals Corporation | Conformant |
Gold | CID001147 | CHINA | Metalor Technologies (Suzhou) Ltd. | Conformant |
Gold | CID000927 | RUSSIAN FEDERATION | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Conformant |
Gold | CID002779 | AUSTRIA | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Conformant |
Gold | CID000362 | GERMANY | DODUCO Contacts and Refining GmbH | Conformant |
Gold | CID001573 | NETHERLANDS | Schone Edelmetaal B.V. | Conformant |
Gold | CID000359 | KOREA, REPUBLIC OF | DSC (Do Sung Corporation) | Conformant |
Gold | CID000801 | CHINA | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | Conformant |
Gold | CID000823 | JAPAN | Japan Mint | Conformant |
Gold | CID000929 | RUSSIAN FEDERATION | JSC Uralelectromed | Conformant |
Gold | CID000957 | KAZAKHSTAN | Kazzinc | Conformant |
Gold | CID001029 | KYRGYZSTAN | Kyrgyzaltyn JSC | Conformant |
Gold | CID002509 | INDIA | MMTC-PAMP India Pvt., Ltd. | Conformant |
Gold | CID001204 | RUSSIAN FEDERATION | Moscow Special Alloys Processing Plant | Conformant |
Gold | CID001326 | RUSSIAN FEDERATION | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Conformant |
Gold | CID000493 | RUSSIAN FEDERATION | OJSC Novosibirsk Refinery | Conformant |
Gold | CID001386 | RUSSIAN FEDERATION | Prioksky Plant of Non-Ferrous Metals | Conformant |
Gold | CID001555 | KOREA, REPUBLIC OF | Samduck Precious Metals | Conformant |
Gold | CID001736 | CHINA | Sichuan Tianze Precious Metals Co., Ltd. | Conformant |
Gold | CID002516 | TAIWAN | Singway Technology Co., Ltd. | Conformant |
Metal | CID# | Country | Smelter Name | Audit Status per RMI database 15-Mar-2018 |
Gold | CID002580 | ITALY | T.C.A S.p.A | Conformant |
Gold | CID001955 | KOREA, REPUBLIC OF | Torecom | Conformant |
Gold | CID000015 | UNITED STATES | Advanced Chemical Company | Conformant |
Gold | CID002778 | GERMANY | WIELAND Edelmetalle GmbH | Conformant |
Gold | CID002560 | UNITED ARAB EMIRATES | Al Etihad Gold LLC | Conformant |
Gold | CID000328 | KOREA, REPUBLIC OF | Daejin Indus Co., Ltd. | Conformant |
Gold | CID002561 | UNITED ARAB EMIRATES | Emirates Gold DMCC | Conformant |
Gold | CID002459 | UNITED STATES | Geib Refining Corporation | Conformant |
Gold | CID002605 | KOREA, REPUBLIC OF | Korea Zinc Co., Ltd. | Conformant |
Gold | CID002777 | GERMANY | SAXONIA Edelmetalle GmbH | Conformant |
Gold | CID000689 | KOREA, REPUBLIC OF | HeeSung Metal Ltd. | Conformant |
Gold | CID002850 | SOUTH AFRICA | AU Traders and Refiners | Conformant |
Gold | CID002761 | FRANCE | SAAMP | Conformant |
Gold | CID000264 | JAPAN | Chugai Mining | In Communication |
Gold | CID000343 | CHINA | Daye Non-Ferrous Metals Mining Ltd. | In Communication |
Gold | CID001236 | UZBEKISTAN | Navoi Mining and Metallurgical Combinat | Outreach Required |
Gold | CID001909 | CHINA | Great Wall Precious Metals Co., Ltd. of CBPM | Outreach Required |
Tantalum | CID001192 | JAPAN | Mitsui Mining and Smelting Co., Ltd. | Conformant |
Tantalum | CID001869 | JAPAN | Taki Chemical Co., Ltd. | Conformant |
Tantalum | CID001175 | BRAZIL | Mineracao Taboca S.A. | Conformant |
Tantalum | CID000914 | CHINA | JiuJiang JinXin Nonferrous Metals Co., Ltd. | Conformant |
Tantalum | CID001277 | CHINA | Ningxia Orient Tantalum Industry Co., Ltd. | Conformant |
Tantalum | CID002548 | UNITED STATES | H.C. Starck Inc. | Conformant |
Tantalum | CID000460 | CHINA | F&X Electro-Materials Ltd. | Conformant |
Tantalum | CID001969 | KAZAKHSTAN | Ulba Metallurgical Plant JSC | Conformant |
Tantalum | CID002544 | THAILAND | H.C. Starck Co., Ltd. | Conformant |
Tantalum | CID002545 | GERMANY | H.C. Starck Tantalum and Niobium GmbH | Conformant |
Tantalum | CID002547 | GERMANY | H.C. Starck Hermsdorf GmbH | Conformant |
Tantalum | CID002549 | JAPAN | H.C. Starck Ltd. | Conformant |
Tantalum | CID002550 | GERMANY | H.C. Starck Smelting GmbH & Co. KG | Conformant |
Tantalum | CID002557 | UNITED STATES | Global Advanced Metals Boyertown | Conformant |
Tantalum | CID000291 | CHINA | Guangdong Rising Rare Metals-EO Materials Ltd. | Conformant |
Tantalum | CID001769 | RUSSIAN FEDERATION | Solikamsk Magnesium Works OAO | Conformant |
Tantalum | CID000456 | UNITED STATES | Exotech Inc. | Conformant |
Tantalum | CID000616 | CHINA | Guangdong Zhiyuan New Material Co., Ltd. | Conformant |
Tantalum | CID000917 | CHINA | Jiujiang Nonferrous Metals Smelting Company Limited | Conformant |
Tantalum | CID001076 | BRAZIL | LSM Brasil S.A. | Conformant |
Tantalum | CID002492 | CHINA | Hengyang King Xing Lifeng New Materials Co., Ltd. | Conformant |
Tantalum | CID002504 | UNITED STATES | D Block Metals, LLC | Conformant |
Tantalum | CID001200 | ESTONIA | NPM Silmet AS | Conformant |
Tantalum | CID002558 | JAPAN | Global Advanced Metals Aizu | Conformant |
Tantalum | CID000211 | CHINA | Changsha South Tantalum Niobium Co., Ltd. | Conformant |
Metal | CID# | Country | Smelter Name | Audit Status per RMI database 15-Mar-2018 |
Tantalum | CID002539 | MEXICO | KEMET Blue Metals | Conformant |
Tantalum | CID002568 | UNITED STATES | KEMET Blue Powder | Conformant |
Tantalum | CID002847 | MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF | Power Resources Ltd. | Conformant |
Tantalum | CID002506 | CHINA | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | Conformant |
Tantalum | CID002505 | CHINA | FIR Metals & Resource Ltd. | Conformant |
Tantalum | CID001163 | INDIA | Metallurgical Products India Pvt., Ltd. | Conformant |
Tantalum | CID001891 | UNITED STATES OF AMERICA | Telex Metals | Conformant |
Tantalum | CID002307 | CHINA | Yichun Jin Yang Rare Metal Co., Ltd. | Conformant |
Tantalum | CID002512 | CHINA | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | Conformant |
Tantalum | CID002842 | CHINA | Jiangxi Tuohong New Raw Material | Conformant |
Tantalum | CID001508 | UNITED STATES | QuantumClean | Conformant |
Tantalum | CID002707 | BRAZIL | Resind Industria e Comercio Ltda. | Conformant |
Tantalum | CID001522 | CHINA | RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. | Conformant |
Tantalum | CID002508 | CHINA | XinXing HaoRong Electronic Material Co., Ltd. | Conformant |
Tin | CID000315 | INDONESIA | CV United Smelting | Conformant |
Tin | CID000402 | JAPAN | Dowa | Conformant |
Tin | CID000438 | BOLIVIA (PLURINATIONAL STATE OF) | EM Vinto | Conformant |
Tin | CID000468 | POLAND | Fenix Metals | Conformant |
Tin | CID000538 | CHINA | Gejiu Non-Ferrous Metal Processing Co., Ltd. | Conformant |
Tin | CID001070 | CHINA | China Tin Group Co., Ltd. | Conformant |
Tin | CID001105 | MALAYSIA | Malaysia Smelting Corporation (MSC) | Conformant |
Tin | CID001173 | BRAZIL | Mineracao Taboca S.A. | Conformant |
Tin | CID001182 | PERU | Minsur | Conformant |
Tin | CID001191 | JAPAN | Mitsubishi Materials Corporation | Conformant |
Tin | CID001337 | BOLIVIA (PLURINATIONAL STATE OF) | Operaciones Metalurgical S.A. | Conformant |
Tin | CID001399 | INDONESIA | PT Artha Cipta Langgeng | Conformant |
Tin | CID001402 | INDONESIA | PT Babel Inti Perkasa | Conformant |
Tin | CID001419 | INDONESIA | PT Bangka Tin Industry | Conformant |
Tin | CID001421 | INDONESIA | PT Belitung Industri Sejahtera | Conformant |
Tin | CID001428 | INDONESIA | PT Bukit Timah | Conformant |
Tin | CID001434 | INDONESIA | PT DS Jaya Abadi | Conformant |
Tin | CID001438 | INDONESIA | PT Eunindo Usaha Mandiri | Conformant |
Tin | CID001453 | INDONESIA | PT Mitra Stania Prima | Conformant |
Tin | CID001458 | INDONESIA | PT Prima Timah Utama | Conformant |
Tin | CID001460 | INDONESIA | PT Refined Bangka Tin | Conformant |
Tin | CID001463 | INDONESIA | PT Sariwiguna Binasentosa | Conformant |
Tin | CID001468 | INDONESIA | PT Stanindo Inti Perkasa | Conformant |
Tin | CID001477 | INDONESIA | PT Timah (Persero) Tbk Kundur | Conformant |
Tin | CID001482 | INDONESIA | PT Timah (Persero) Tbk Mentok | Conformant |
Tin | CID001490 | INDONESIA | PT Tinindo Inter Nusa | Conformant |
Tin | CID001898 | THAILAND | Thaisarco | Conformant |
Tin | CID002180 | CHINA | Yunnan Tin Company Limited | Conformant |
Metal | CID# | Country | Smelter Name | Audit Status per RMI database 15-Mar-2018 |
Tin | CID002455 | INDONESIA | CV Venus Inti Perkasa | Conformant |
Tin | CID002503 | INDONESIA | PT ATD Makmur Mandiri Jaya | Conformant |
Tin | CID002530 | INDONESIA | PT Inti Stania Prima | Conformant |
Tin | CID002773 | BELGIUM | Metallo Belgium N.V. | Conformant |
Tin | CID002776 | INDONESIA | PT Bangka Prima Tin | Conformant |
Tin | CID002158 | CHINA | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | Conformant |
Tin | CID000292 | UNITED STATES OF AMERICA | Alpha | Conformant |
Tin | CID002036 | BRAZIL | White Solder Metalurgia e Mineracao Ltda. | Conformant |
Tin | CID001758 | BRAZIL | Soft Metais Ltda. | Conformant |
Tin | CID001539 | TAIWAN | Rui Da Hung | Conformant |
Tin | CID002706 | BRAZIL | Resind Industria e Comercio Ltda. | Conformant |
Tin | CID001493 | INDONESIA | PT Tommy Utama | Conformant |
Tin | CID001142 | UNITED STATES OF AMERICA | Metallic Resources, Inc. | Conformant |
Tin | CID000244 | CHINA | Jiangxi Ketai Advanced Material Co., Ltd. | Conformant |
Tin | CID000306 | INDONESIA | CV Gita Pesona | Conformant |
Tin | CID000309 | INDONESIA | PT Aries Kencana Sejahtera | Conformant |
Tin | CID000313 | INDONESIA | CV Serumpun Sebalai | Conformant |
Tin | CID001314 | THAILAND | O.M. Manufacturing (Thailand) Co., Ltd. | Conformant |
Tin | CID001457 | INDONESIA | PT Panca Mega Persada | Conformant |
Tin | CID001471 | INDONESIA | PT Sumber Jaya Indah | Conformant |
Tin | CID002468 | BRAZIL | Magnu's Minerais Metais e Ligas Ltda. | Conformant |
Tin | CID002500 | BRAZIL | Melt Metais e Ligas S.A. | Conformant |
Tin | CID002517 | PHILIPPINES | O.M. Manufacturing Philippines, Inc. | Conformant |
Tin | CID002570 | INDONESIA | CV Ayi Jaya | Conformant |
Tin | CID002774 | SPAIN | Metallo Spain S.L.U. | Conformant |
Tin | CID002816 | INDONESIA | PT Sukses Inti Makmur | Conformant |
Tin | CID001908 | CHINA | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | Conformant |
Tin | CID002829 | INDONESIA | PT Kijang Jaya Mandiri | Conformant |
Tin | CID001448 | INDONESIA | PT Karimun Mining | Conformant |
Tin | CID002835 | INDONESIA | PT Menara Cipta Mulia | Conformant |
Tin | CID000942 | CHINA | Gejiu Kai Meng Industry and Trade LLC | Conformant |
Tin | CID002593 | INDONESIA | CV Tiga Sekawan | Conformant |
Tin | CID002859 | CHINA | Gejiu Jinye Mineral Company | Conformant |
Tin | CID000760 | CHINA | Huichang Jinshunda Tin Co., Ltd. | Conformant |
Tin | CID002849 | CHINA | Guanyang Guida Nonferrous Metal Smelting Plant | Conformant |
Tin | CID002870 | INDONESIA | PT Lautan Harmonis Sejahtera | Conformant |
Tin | CID002848 | CHINA | Gejiu Fengming Metallurgy Chemical Plant | Conformant |
Tin | CID002592 | INDONESIA | CV Dua Sekawan | Conformant |
Tin | CID000228 | CHINA | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | Conformant |
Tin | CID003116 | CHINA | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | Conformant |
Tin | CID002844 | CHINA | HuiChang Hill Tin Industry Co., Ltd. | Conformant |
Tungsten | CID002082 | CHINA | Xiamen Tungsten Co., Ltd. | Conformant |
Metal | CID# | Country | Smelter Name | Audit Status per RMI database 15-Mar-2018 |
Tungsten | CID002320 | CHINA | Xiamen Tungsten (H.C.) Co., Ltd. | Conformant |
Tungsten | CID000825 | JAPAN | Japan New Metals Co., Ltd. | Conformant |
Tungsten | CID000568 | UNITED STATES OF AMERICA | Global Tungsten & Powders Corp. | Conformant |
Tungsten | CID002541 | GERMANY | H.C. Starck Tungsten GmbH | Conformant |
Tungsten | CID002044 | AUSTRIA | Wolfram Bergbau und Hutten AG | Conformant |
Tungsten | CID000875 | CHINA | Ganzhou Huaxing Tungsten Products Co., Ltd. | Conformant |
Tungsten | CID000258 | CHINA | Chongyi Zhangyuan Tungsten Co., Ltd. | Conformant |
Tungsten | CID000105 | UNITED STATES | Kennametal Huntsville | Conformant |
Tungsten | CID000004 | JAPAN | A.L.M.T. TUNGSTEN Corp. | Conformant |
Tungsten | CID000769 | CHINA | Hunan Chunchang Nonferrous Metals Co., Ltd. | Conformant |
Tungsten | CID002542 | GERMANY | H.C. Starck Smelting GmbH & Co. KG | Conformant |
Tungsten | CID002543 | VIET NAM | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Conformant |
Tungsten | CID002589 | UNITED STATES OF AMERICA | Niagara Refining LLC | Conformant |
Tungsten | CID002494 | CHINA | Ganzhou Seadragon W & Mo Co., Ltd. | Conformant |
Tungsten | CID002317 | CHINA | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | Conformant |
Tungsten | CID002579 | CHINA | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | Conformant |
Tungsten | CID002551 | CHINA | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | Conformant |
Tungsten | CID000218 | CHINA | Guangdong Xianglu Tungsten Co., Ltd. | Conformant |
Tungsten | CID000499 | CHINA | Fujian Jinxin Tungsten Co., Ltd. | Conformant |
Tungsten | CID000966 | UNITED STATES | Kennametal Fallon | Conformant |
Tungsten | CID001889 | VIET NAM | Tejing (Vietnam) Tungsten Co., Ltd. | Conformant |
Tungsten | CID002315 | CHINA | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | Conformant |
Tungsten | CID002316 | CHINA | Jiangxi Yaosheng Tungsten Co., Ltd. | Conformant |
Tungsten | CID002318 | CHINA | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | Conformant |
Tungsten | CID002321 | CHINA | Jiangxi Gan Bei Tungsten Co., Ltd. | Conformant |
Tungsten | CID002513 | CHINA | Chenzhou Diamond Tungsten Products Co., Ltd. | Conformant |
Tungsten | CID002649 | RUSSIAN FEDERATION | Hydrometallurg, JSC | Conformant |
Tungsten | CID000766 | CHINA | Hunan Chenzhou Mining Co., Ltd. | Conformant |
Tungsten | CID002319 | CHINA | Malipo Haiyu Tungsten Co., Ltd. | Conformant |
Tungsten | CID002011 | VIET NAM | Vietnam Youngsun Tungsten Industry Co., Ltd. | Conformant |
Tungsten | CID002095 | CHINA | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | Conformant |
Tungsten | CID002535 | CHINA | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | Conformant |
Tungsten | CID002827 | PHILIPPINES | Philippine Chuangxin Industrial Co., Inc. | Conformant |
Tungsten | CID002815 | CHINA | South-East Nonferrous Metal Company Limited of Hengyang City | Conformant |
Tungsten | CID002830 | CHINA | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | Conformant |
Tungsten | CID002833 | BRAZIL | ACL Metais Eireli | Conformant |
Tungsten | CID002502 | VIET NAM | Asia Tungsten Products Vietnam Ltd. | Conformant |
Tungsten | CID002845 | RUSSIAN FEDERATION | Moliren Ltd. | Conformant |
Metal | CID# | Country | Smelter Name | Audit Status per RMI database 15-Mar-2018 |
Tungsten | CID002724 | RUSSIAN FEDERATION | Unecha Refractory metals plant | Conformant |
Tungsten | CID002843 | KOREA, REPUBLIC OF | Woltech Korea Co., Ltd. | Conformant |