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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FERGUSON ROGER C 1389 MOFFETT PARK DRIVE C/O CORPORATE SECRETARY SUNNYVALE, CA 94089-1133 |
X |
/s/ Christopher Brown as Attorney-in-fact for | 01/10/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on March 24, 2016. |
(2) | This report amends the report filed on December 27, 2017 solely to correct the number of shares reported as beneficially owned by the reporting person. The report filed by the reporting person on September 14, 2017 indicated that the number of shares reported as beneficially owned had been increased by 6,250 shares in order to correct an error in the issuer's records. Due to administrative error, that revision should not have been made and the reporting person's beneficial ownership on that date was actually 40,510 shares. Accordingly, this report reflects a reduction in the number of shares reported as beneficially owned by the reporting person by 6,250 shares. Such reduction also applies to the number of shares reported as beneficially owned by the reporting person in the reports previously filed on September 14, 2017 and September 26, 2017. |