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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LEVINSON FRANK H 1389 MOFFETT PARK DRIVE SUNNYVALE, CA 940891134 |
X |
By: Shelby Rovai as Attorney-in-Fact for | 12/19/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 1,605,409 shares received in December 2007 as a liquidating distribution from an entity of which the Frank H. Levinson Revocable Trust was a 50% owner. In prior reports, the reporting person reported beneficial ownership of 3,210,818 shares of the issuer's common stock held by that entity because Dr. Levinson, as sole trustee of the Frank H. Levinson Revocable Trust, shared control of that entity with that entity's other 50% owner. The liquidating distribution was exempt from Section 16 pursuant to Rule 16a-13 |
(2) | These shares were transferred as a gift to an annuity trust of which Dr. Levinson is the settlor and a beneficiary as an annuitant. The trustee is an independent person and a trust for the trustee's benefit is the remainder beneficiary of the annuity trust upon its termination. Dr. Levinson may be deemed to continue to own such shares in which event such transfer would be exempt from Section 16 pursuant to Rule 16a-13. |
(3) | Held by the Frank H. Levinson Trust, Frank H. Levinson, sole trustee. |