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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 20.188 | 02/25/1998(5) | 02/24/2007 | Common Stock | 8,710 | 8,710 | D | ||||||||
Employee Stock Option (right to buy) | $ 31 | 02/24/1999(6) | 02/23/2008 | Common Stock | 5,896 | 5,896 | D | ||||||||
Employee Stock Option (right to buy) | $ 36.313 | 02/23/2000(7) | 02/23/2009 | Common Stock | 5,956 | 5,956 | D | ||||||||
Employee Stock Option (right to buy) | $ 23.938 | 02/22/2001(8) | 02/22/2010 | Common Stock | 9,397 | 9,397 | D | ||||||||
Employee Stock Option (right to buy) | $ 36.59 | 02/27/2002(9) | 02/27/2011 | Common Stock | 6,762 | 6,762 | D | ||||||||
Employee Stock Option (right to buy) | $ 36.84 | 02/26/2003(10) | 02/26/2012 | Common Stock | 7,016 | 7,016 | D | ||||||||
Employee Stock Option (right to buy) | $ 32.66 | 02/25/2004(11) | 02/25/2013 | Common Stock | 9,716 | 9,716 | D | ||||||||
Employee Stock Option (right to buy) | $ 36.68 | 02/24/2005(12) | 02/24/2014 | Common Stock | 33,090 | 33,090 | D | ||||||||
Stock Option (Right to Buy) | $ 38.64 | 02/22/2006(13) | 02/22/2015 | Common Stock | 38,768 | 38,768 | D | ||||||||
Stock Option (right to buy) | $ 39.73 | 02/21/2007(14) | 02/21/2016 | Common Stock | 34,887 | 34,887 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WIGGS STEVEN B P O BOX 1250 WINSTON-SALEM, NC 271021250 |
Sr. Exec. V.P. |
By: Sallie Stone, Attorney-in-fact | 12/21/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes .316 shares acquired on August 1, 2006 and .310 shares acquired on Nov. 1,2006 under the Issuer's Dividend Reinvestment Plan. |
(2) | Between April 1, 2006 and June 30, 2006, the reporting person acquired 99.320 shares of common stock during the 2nd quarter and between July 1, 2006 and Sept. 30, 2006 the reporting person acquired 121.327 shares of common stock during the 3rd quarter under the Issuer's 401(k) plan. The information in this report is based on plan statements dated as of April 30, 2006 through Sept. 30, 2006. |
(3) | Includes .151 shares acquired on August 1, 2006 and .148 shares acquired on Nov. 1,2006 under the Issuer's Dividend Reinvestment Plan. |
(4) | Includes .169 shares acquired on August 1, 2006 and .166 shares acquired on Nov. 1, 2006 under the Issuer's Dividend Reinvestment Plan. |
(5) | The option is exercisable in three equal annual installments beginning on 02/25/1998. |
(6) | The option is exercisable in three equal annual installments beginning on 02/24/1999. |
(7) | The option is exercisable in three equal annual installments beginning on 02/23/2000. |
(8) | The option is exercisable in three equal annual installments beginning on 02/22/2001. |
(9) | The option is exercisable in three equal annual installments beginning on 02/27/2002. |
(10) | The option is exercisable in three equal annual installments beginning on 02/26/2003. |
(11) | The option is exercisable in five equal annual installments beginning on 02/25/2004. |
(12) | The option is exercisable in five equal annual installments beginning on 02/24/2005. |
(13) | The option is exercisable in five equal annual installments beginning on 2/22/2006. |
(14) | The option is exercisable in five equal annual installments beginning on 02/21/2007. |