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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Employee Director Stock Option (right to buy) | $ 38.31 | 06/02/2000 | J(2) | V | 3,123 | 03/02/1999 | 03/01/2008 | Common Stock | 3,123 | $ 0 | 3,123 | D | |||
Non-Employee Director Stock Option (right to buy) | $ 37.51 | 06/02/2000 | J(2) | V | 6,884 | 03/01/2000 | 02/28/2009 | Common Stock | 6,884 | $ 0 | 6,884 | D | |||
Non-Employee Director Stock Option (right to buy) | $ 0.29 | 06/02/2000 | J(2) | V | 1,103 | 03/01/1997 | 02/28/2006 | Common Stock | 1,103 | $ 0 | 1,103 | D | |||
Non-Employee Director Stock Option (right to buy) | $ 32.56 | 06/02/2000 | J(2) | V | 3,685 | 03/03/1998 | 03/02/2007 | Common Stock | 3,685 | $ 0 | 3,685 | D | |||
Non-Employee Director Stock Option (right to buy) | $ 30 | 11/18/2000 | 11/17/2009 | Common Stock | 30,702 | 30,702 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LAWRENCE DAVID M 395 PAGE MILL ROAD, MS A3-18 PALO ALTO, CA 94306 |
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By: D. Craig Nordlund / Attorney-in-fact | 07/07/2000 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person's Form 4, dated July 7, 2000, reported 577 shares acquired in a pro rata distribution on June 2, 2000 by Hewlett-Packard Company of its interest in Agilent Technologies, Inc., in a transaction exempt under Rule 16b-3. The actual number of shares acquired by the reporting person in that transaction was 553 shares. |
(2) | Conversion from HP stock options to Agilent stock options as a result of the June 2, 2000 spin-off of Agilent Technologies, Inc. by Hewlett-Packard Company, in a transaction exempt from Rule 16b-3. |