UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2009
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: GLG Partners, Inc.
Address: 390 Park Avenue, 20th Floor
New York, NY 10022
13F File Number: 028-13068
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Alejandro San Miguel
Title: General Counsel and Corporate Secretary
Phone: 212-224-7200
Signature, Place, and Date of Signing:
/s/ Alejandro San Miguel New York, NY May 12, 2009
CERTAIN SECTION 13(F) SECURITIES HAVE BEEN OMITTED FROM THIS REPORT BECAUSE
THOSE SECURITIES ARE PART OF THE LEHMAN BANKRUPTCY AND THEREFORE THE
INSTITUTIONAL INVESTMENT MANAGER FILING THIS FORM 13F (GLG) DOES NOT HAVE
INVESTMENT DISCRETION OVER THOSE SECURITIES.
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form13F Information Table Entry Total: 389
Form13F Information Table Value Total: $2,514,151 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
01 28-10979 GLG Partners LP
02 28-13070 GLG Inc.
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABB LTD SPONSORED ADR 000375204 15093 1082680 SH DEFINED 01 1082680 0 0
ABBOTT LABS COM 002824100 13101 274651 SH DEFINED 01 274651 0 0
ACCENTURE LTD BERMUDA CL A G1150G111 2324 84545 SH DEFINED 01 84545 0 0
ACE LTD SHS H0023R105 1893 46867 SH DEFINED 01 46867 0 0
ACORDA THERAPEUTICS INC COM 00484M106 1981 100000 SH DEFINED 01 100000 0 0
AERCAP HOLDINGS NV SHS N00985106 423 130000 SH DEFINED 01 130000 0 0
AFFORDABLE RESIDENTIAL CMNTY NOTE 7.500% 8/1 00828UAB9 14283 14500000 PRN DEFINED 01 14500000 0 0
AIR PRODS & CHEMS INC COM 009158106 3965 70485 SH DEFINED 01 70485 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 466 24020 SH DEFINED 01 24020 0 0
ALCON INC COM SHS H01301102 32121 380000 SH DEFINED 01 380000 0 0
ALLEGHENY ENERGY INC COM 017361106 3396 146548 SH DEFINED 01 146548 0 0
ALLERGAN INC COM 018490102 4163 87174 SH DEFINED 01 87174 0 0
ALLERGAN INC NOTE 1.500% 4/0 018490AL6 5951 5750000 PRN DEFINED 01 5750000 0 0
ALLSTATE CORP COM 020002101 1361 71045 SH DEFINED 01 71045 0 0
ALTRIA GROUP INC COM 02209S103 4424 276163 SH DEFINED 01 276163 0 0
AMAZON COM INC COM 023135106 1375 18717 SH DEFINED 01 18717 0 0
AMDOCS LTD ORD G02602103 1015 60000 SH DEFINED 01 60000 0 0
AMERICAN ELEC PWR INC COM 025537101 5305 210000 SH DEFINED 01 210000 0 0
AMERICAN TOWER CORP CL A 029912201 2948 96889 SH DEFINED 01 96889 0 0
AMERICREDIT CORP COM 03060R101 692 118100 SH PUT DEFINED 01 118100 0 0
AMERICREDIT CORP NOTE 2.125% 9/1 03060RAR2 3913 10000000 PRN DEFINED 01 10000000 0 0
AMGEN INC COM 031162100 27376 552825 SH DEFINED 01 552825 0 0
AMGEN INC NOTE 0.375% 2/0 031162AQ3 9392 10250000 PRN DEFINED 01 10250000 0 0
ANADARKO PETE CORP COM 032511107 1435 36894 SH DEFINED 01 36894 0 0
ANNALY CAP MGMT INC COM 035710409 1884 135865 SH DEFINED 01 135865 0 0
ANWORTH MORTGAGE ASSET CP COM 037347101 1226 200000 SH DEFINED 01 200000 0 0
APACHE CORP COM 037411105 5251 81926 SH DEFINED 01 81926 0 0
APOLLO GROUP INC CL A 037604105 1175 15000 SH DEFINED 01 15000 0 0
APPLE INC COM 037833100 34686 329963 SH DEFINED 01 329963 0 0
APPLIED MATLS INC COM 038222105 4236 394080 SH DEFINED 01 394080 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 1703 85000 SH DEFINED 01 85000 0 0
ARCHER DANIELS MIDLAND CO UNIT 99/99/9999 039483201 6979 190000 SH DEFINED 01 190000 0 0
ARVINMERITOR INC NOTE 4.625% 3/0 043353AF8 2325 10000000 PRN DEFINED 01 10000000 0 0
AT&T INC COM 00206R102 13101 519865 SH DEFINED 01 519865 0 0
AU OPTRONICS CORP SPONSORED ADR 002255107 4111 490000 SH DEFINED 01 490000 0 0
AUTOLIV INC COM 052800109 2043 110000 SH DEFINED 01 110000 0 0
AUTOZONE INC COM 053332102 6749 41501 SH DEFINED 01 41501 0 0
AVIS BUDGET GROUP COM 053774105 9098 320000 SH DEFINED 01 320000 0 0
AVISTA CORP COM 05379B107 422 30633 SH DEFINED 01 30633 0 0
BAKER HUGHES INC COM 057224107 267 9366 SH DEFINED 01 9366 0 0
BANCORPSOUTH INC COM 059692103 2158 103541 SH DEFINED 01 103541 0 0
BANK OF AMERICA CORPORATION COM 060505104 3204 469757 SH DEFINED 01 469757 0 0
BANK OF NEW YORK MELLON CORP COM 064058100 4407 155990 SH DEFINED 01 155990 0 0
BARRICK GOLD CORP COM 067901108 421 13000 SH DEFINED 01 13000 0 0
BAXTER INTL INC COM 071813109 5602 109371 SH DEFINED 01 109371 0 0
BECKMAN COULTER INC COM 075811109 413 8088 SH DEFINED 01 8088 0 0
BECTON DICKINSON & CO COM 075887109 2251 33473 SH DEFINED 01 33473 0 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 2081 24 SH DEFINED 01 24 0 0
BEST BUY INC COM 086516101 1781 46912 SH DEFINED 01 46912 0 0
BHP BILLITON LTD SPONSORED ADR 088606108 2522 56550 SH DEFINED 01 56550 0 0
BIOGEN IDEC INC COM 09062X103 3204 61119 SH DEFINED 01 61119 0 0
BIOMIMETIC THERAPEUTICS INC COM 09064X101 9412 1325682 SH DEFINED 01 1325682 0 0
BMC SOFTWARE INC COM 055921100 1375 41660 SH DEFINED 01 41660 0 0
BOEING CO COM 097023105 5554 156090 SH DEFINED 01 156090 0 0
BOSTON PPTYS LTD PARTNERSHIP NOTE 2.875% 2/1 10112RAK0 17183 21750000 PRN DEFINED 01 21750000 0 0
BOSTON SCIENTIFIC CORP COM 101137107 1472 185139 SH DEFINED 01 185139 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 631 28803 SH DEFINED 01 28803 0 0
BROADCOM CORP CL A 111320107 1471 73603 SH DEFINED 01 73603 0 0
BURLINGTON NORTHN SANTA FE C COM 12189T104 2637 43843 SH DEFINED 01 43843 0 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 947 20759 SH DEFINED 01 20759 0 0
CA INC COM 12673P105 1136 64490 SH DEFINED 01 64490 0 0
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 745 57573 SH DEFINED 01 57573 0 0
CADENCE PHARMACEUTICALS INC COM 12738T100 393 41893 SH DEFINED 01 41893 0 0
CAMERON INTERNATIONAL CORP COM 13342B105 571 26055 SH DEFINED 01 26055 0 0
CARDINAL HEALTH INC COM 14149Y108 2953 93816 SH DEFINED 01 93816 0 0
CAREER EDUCATION CORP COM 141665109 30223 1261379 SH DEFINED 01 1261379 0 0
CAREER EDUCATION CORP COM 141665109 8146 340000 SH PUT DEFINED 01 340000 0 0
CARRIZO OIL & CO INC COM 144577103 222 25000 SH DEFINED 01 25000 0 0
CATERPILLAR INC DEL COM 149123101 1647 58899 SH DEFINED 01 58899 0 0
CB RICHARD ELLIS GROUP INC CL A 12497T101 5944 1475000 SH DEFINED 01 1475000 0 0
CELGENE CORP COM 151020104 3805 85702 SH DEFINED 01 85702 0 0
CF INDS HLDGS INC COM 125269100 18914 265901 SH DEFINED 01 265901 0 0
CHENIERE ENERGY INC NOTE 2.250% 8/0 16411RAE9 2512 10000000 PRN DEFINED 01 10000000 0 0
CHESAPEAKE ENERGY CORP COM 165167107 12176 713744 SH DEFINED 01 713744 0 0
CHEVRON CORP NEW COM 166764100 28699 426814 SH DEFINED 01 426814 0 0
CHINA MED TECHNOLOGIES INC NOTE 3.500%11/1 169483AB0 28699 426814 PRN DEFINED 01 426814 0 0
CHUBB CORP COM 171232101 1990 47031 SH DEFINED 01 47031 0 0
CHURCH & DWIGHT INC COM 171340102 11809 226090 SH DEFINED 01 226090 0 0
CIENA CORP COM NEW 171779309 2223 285745 SH DEFINED 01 285745 0 0
CISCO SYS INC COM 17275R102 38921 2320851 SH DEFINED 01 2320851 0 0
CIT GROUP INC COM 125581108 6237 2188568 SH DEFINED 01 2188568 0 0
CITIGROUP INC COM 172967101 1012 400000 SH CALL DEFINED 01 400000 0 0
CITIGROUP INC COM 172967101 194 76500 SH PUT DEFINED 01 76500 0 0
CLOROX CO DEL COM 189054109 2927 56860 SH DEFINED 01 56860 0 0
CMS ENERGY CORP COM 125896100 2142 180927 SH DEFINED 01 180927 0 0
COCA COLA CO COM 191216100 19306 439278 SH DEFINED 01 439278 0 0
COEUR D ALENE MINES CORP IDA NOTE 1.250% 1/1 192108AQ1 3075 5000000 PRN DEFINED 01 5000000 0 0
COEUR D ALENE MINES CORP IDA NOTE 3.250% 3/1 192108AR9 2008 4500000 PRN DEFINED 01 4500000 0 0
COMCAST CORP NEW CL A 20030N101 4679 343054 SH DEFINED 01 343054 0 0
COMERICA INC COM 200340107 12423 678509 SH DEFINED 01 678509 0 0
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 2712 56788 SH DEFINED 01 56788 0 0
COMPANHIA VALE DO RIO DOCE SPON ADR PFD 204412100 3368 298600 SH DEFINED 01 298600 0 0
COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 1971 148222 SH DEFINED 01 148222 0 0
CONOCOPHILLIPS COM 20825C104 6987 178421 SH DEFINED 01 178421 0 0
CORNING INC COM 219350105 13965 1052362 SH DEFINED 01 1052362 0 0
COVIDIEN LTD COM G2552X108 4481 134797 SH DEFINED 01 134797 0 0
CROWN HOLDINGS INC COM 228368106 3370 148275 SH DEFINED 01 148275 0 0
CSX CORP COM 126408103 13874 536698 SH DEFINED 01 536698 0 0
CURAGEN CORP COM 23126R101 560 132000 SH DEFINED 01 132000 0 0
CV THERAPEUTICS INC COM 126667104 298 15000 SH DEFINED 01 15000 0 0
CVS CAREMARK CORPORATION COM 126650100 21099 767529 SH DEFINED 01 767529 0 0
DEERE & CO COM 244199105 2437 74140 SH DEFINED 01 74140 0 0
DELL INC COM 24702R101 6564 692400 SH DEFINED 01 692400 0 0
DEVELOPERS DIVERSIFIED RLTY NOTE 3.000% 3/1 251591AS2 2375 5000000 PRN DEFINED 01 5000000 0 0
DEVON ENERGY CORP NEW COM 25179M103 6141 137422 SH DEFINED 01 137422 0 0
DEVRY INC DEL COM 251893103 771 16000 SH DEFINED 01 16000 0 0
DIAMOND OFFSHORE DRILLING IN COM 25271C102 331 5266 SH DEFINED 01 5266 0 0
DIRECTV GROUP INC COM 25459L106 3205 140641 SH DEFINED 01 140641 0 0
DISCOVER FINL SVCS COM 254709108 15896 2519209 SH DEFINED 01 2519209 0 0
DISNEY WALT CO COM DISNEY 254687106 2646 145693 SH DEFINED 01 145693 0 0
DOLAN MEDIA CO COM 25659P402 2840 360827 SH DEFINED 01 360827 0 0
DU PONT E I DE NEMOURS & CO COM 263534109 2020 90453 SH DEFINED 01 90453 0 0
DUKE ENERGY CORP NEW COM 26441C105 3682 257102 SH DEFINED 01 257102 0 0
E M C CORP MASS COM 268648102 3927 344510 SH DEFINED 01 344510 0 0
E M C CORP MASS NOTE 1.750%12/0 268648AM4 11471 11750000 PRN DEFINED 01 11750000 0 0
EDGE PETE CORP DEL PFD CONV A 279862205 48 50000 SH DEFINED 01 50000 0 0
EDISON INTL COM 281020107 1145 39758 SH DEFINED 01 39758 0 0
ELIXIR GAMING TECHNOLOGIES I COM 28661G105 179 1625000 SH DEFINED 01 1625000 0 0
ENDEAVOR INTL CORP INC NOTE 6.000% 1/1 29257MAB6 2494 4000000 PRN DEFINED 01 4000000 0 0
ENSCO INTL INC COM 26874Q100 539 20403 SH DEFINED 01 20403 0 0
ENTERGY CORP NEW COM 29364G103 2657 39022 SH DEFINED 01 39022 0 0
ENZON PHARMACEUTICALS INC NOTE 4.000% 6/0 293904AE8 8050 10000000 PRN DEFINED 01 10000000 0 0
EOG RES INC COM 26875P101 8417 153709 SH DEFINED 01 153709 0 0
EQT CORP COM 26884L109 709 22640 SH DEFINED 01 22640 0 0
EQUINIX INC COM NEW 29444U502 1082 19264 SH DEFINED 01 19264 0 0
EQUITY RESIDENTIAL SH BEN INT 29476L107 198 10800 SH DEFINED 01 10800 0 0
EXELON CORP COM 30161N101 1951 42989 SH DEFINED 01 42989 0 0
EXPEDIA INC DEL COM 30212P105 908 100000 SH DEFINED 01 100000 0 0
EXPEDIA INC DEL COM 30212P105 908 100000 SH PUT DEFINED 01 100000 0 0
EXPEDITORS INTL WASH INC COM 302130109 726 25656 SH DEFINED 01 25656 0 0
EXXON MOBIL CORP COM 30231G102 15000 220270 SH DEFINED 01 220270 0 0
FIFTH THIRD BANCORP COM 316773100 879 301025 SH DEFINED 01 301025 0 0
FIRST SOLAR INC COM 336433107 1520 11456 SH DEFINED 01 11456 0 0
FLOTEK INDS INC DEL NOTE 5.250% 2/1 343389AA0 1040 4000000 PRN DEFINED 01 4000000 0 0
FMC TECHNOLOGIES INC COM 30249U101 1277 40695 SH DEFINED 01 40695 0 0
FORD MTR CO DEL NOTE 4.250%12/1 345370CF5 10751 30000000 PRN DEFINED 01 30000000 0 0
FORD MTR CO DEL PUT 345370950 885 336500 SH PUT DEFINED 01 336500 0 0
FOREST OIL CORP COM PAR $0.01 346091705 1175 89390 SH DEFINED 01 89390 0 0
FOSTER WHEELER AG COM H27178104 13189 754965 SH DEFINED 01 754965 0 0
FREEPORT-MCMORAN COPPER & GO PFD CONV 35671D782 3434 53500 SH DEFINED 01 53500 0 0
FRESENIUS KABI PHARMACEUTHLD RIGHT 06/30/2011 35802M115 148 400000 SH DEFINED 01 400000 0 0
GENERAL DYNAMICS CORP COM 369550108 1040 25000 SH DEFINED 01 25000 0 0
GENERAL ELECTRIC CO COM 369604103 3940 389673 SH DEFINED 01 389673 0 0
GENERAL ELECTRIC CO COM 369604103 3943 390000 SH PUT DEFINED 01 390000 0 0
GENERAL MLS INC COM 370334104 2359 47286 SH DEFINED 01 47286 0 0
GENERAL MTRS CORP DEB SR CV C 33 370442717 1124 400000 SH DEFINED 01 400000 0 0
GENZYME CORP COM 372917104 4857 81776 SH DEFINED 01 81776 0 0
GILEAD SCIENCES INC COM 375558103 7713 166515 SH DEFINED 01 166515 0 0
GILEAD SCIENCES INC NOTE 0.500% 5/0 375558AG8 3776 3000000 PRN DEFINED 01 3000000 0 0
GLG PARTNERS INC UNIT 12/28/2011 37929X206 253 90200 SH DEFINED 01 90200 0 0
GLOBAL CROSSING LTD NOTE 5.000% 5/1 37932JAA1 5100 10000000 PRN DEFINED 01 10000000 0 0
GOLDEN POND HEALTHCARE INC *W EXP 11/06/201 38116J117 23 450000 SH DEFINED 01 450000 0 0
GOLDEN POND HEALTHCARE INC COM 38116J109 2155 284300 SH DEFINED 01 284300 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 8482 80008 SH DEFINED 01 80008 0 0
GOODRICH CORP COM 382388106 11866 313181 SH DEFINED 01 313181 0 0
GOODRICH PETE CORP COM NEW 382410405 6568 339254 SH DEFINED 01 339254 0 0
GOOGLE INC CL A 38259P508 12321 35399 SH DEFINED 01 35399 0 0
HALLIBURTON CO COM 406216101 1055 68197 SH DEFINED 01 68197 0 0
HCP INC COM 40414L109 182 10200 SH DEFINED 01 10200 0 0
HECKMANN CORP *W EXP 11/09/201 422680116 695 869150 SH DEFINED 01 869150 0 0
HEINZ H J CO COM 423074103 3299 99800 SH DEFINED 01 99800 0 0
HEINZ H J CO COM 423074103 6612 200000 SH CALL DEFINED 01 200000 0 0
HESS CORP COM 42809H107 1322 24386 SH DEFINED 01 24386 0 0
HEWLETT PACKARD CO COM 428236103 29235 911897 SH DEFINED 01 911897 0 0
HONEYWELL INTL INC COM 438516106 2583 92715 SH DEFINED 01 92715 0 0
HOST HOTELS & RESORTS INC COM 44107P104 82 21000 SH DEFINED 01 21000 0 0
HUNTINGTON BANCSHARES INC COM 446150104 500 301025 SH DEFINED 01 301025 0 0
IAMGOLD CORP COM 450913108 1667 195000 SH DEFINED 01 195000 0 0
INCYTE CORP COM 45337C102 683 292027 SH DEFINED 01 292027 0 0
INTEL CORP SDCV 2.950%12/1 458140AD2 4377 5250000 PRN DEFINED 01 5250000 0 0
INTEL CORP COM 458140100 27920 1855149 SH DEFINED 01 1855149 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 716 7389 SH DEFINED 01 7389 0 0
INTERNATIONAL COAL GRP INC N NOTE 9.000% 8/0 45928HAD8 4377 5250000 PRN DEFINED 01 5250000 0 0
INTUIT COM 461202103 1189 44035 SH DEFINED 01 44035 0 0
IPC HLDGS LTD ORD G4933P101 1878 69465 SH DEFINED 01 69465 0 0
ISHARES INC MSCI BRAZIL 464286400 6598 175000 SH DEFINED 01 175000 0 0
ISHARES INC MSCI BRAZIL 464286400 9757 258800 SH CALL DEFINED 01 258800 0 0
ISHARES INC MSCI S KOREA 464286772 10405 365600 SH CALL DEFINED 01 365600 0 0
ISHARES INC MSCI TAIWAN 464286731 190 23522 SH DEFINED 01 23522 0 0
ISHARES TR FTSE XNHUA IDX 464287184 10545 369600 SH CALL DEFINED 01 369600 0 0
ISHARES TR MSCI EMERG MKT 464287234 17204 693444 SH DEFINED 01 693444 0 0
ISHARES TR FTSE XNHUA IDX 464287184 7898 276820 SH DEFINED 01 276820 0 0
ISHARES TR MSCI EMERG MKT 464287234 10208 411430 SH CALL DEFINED 01 411430 0 0
JETBLUE AIRWAYS CORP COM 477143101 4110 1126126 SH DEFINED 01 1126126 0 0
JOHNSON & JOHNSON COM 478160104 20237 384727 SH DEFINED 01 384727 0 0
JPMORGAN CHASE & CO COM 46625H100 42224 1588580 SH DEFINED 01 1588580 0 0
KELLOGG CO COM 487836108 2386 65149 SH DEFINED 01 65149 0 0
KEYCORP NEW COM 493267108 6974 886169 SH DEFINED 01 886169 0 0
KOHLS CORP COM 500255104 4958 117155 SH DEFINED 01 117155 0 0
KRAFT FOODS INC CL A 50075N104 4363 195758 SH DEFINED 01 195758 0 0
KROGER CO COM 501044101 4046 190657 SH DEFINED 01 190657 0 0
LIBERTY ACQUISITION HLDGS CO UNIT 99/99/9999 53015Y206 3499 388800 SH DEFINED 01 388800 0 0
LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 8289 27000000 PRN DEFINED 01 27000000 0 0
LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 3799 190438 SH DEFINED 01 190438 0 0
LILLY ELI & CO COM 532457108 2319 69417 SH DEFINED 01 69417 0 0
LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC0 1668 2000000 PRN DEFINED 01 2000000 0 0
LOCKHEED MARTIN CORP COM 539830109 1221 17689 SH DEFINED 01 17689 0 0
LOWES COS INC COM 548661107 3449 188961 SH DEFINED 01 188961 0 0
LUCENT TECHNOLOGIES INC DBCV 2.750% 6/1 549463AG2 4580 5175000 PRN DEFINED 01 5175000 0 0
MARATHON OIL CORP COM 565849106 1772 67398 SH DEFINED 01 67398 0 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 11064 300000 SH CALL DEFINED 01 300000 0 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 36106 979000 SH PUT DEFINED 01 979000 0 0
MASIMO CORP COM 574795100 725 25000 SH DEFINED 01 25000 0 0
MASTERCARD INC CL A 57636Q104 2014 12024 SH DEFINED 01 12024 0 0
MATTEL INC COM 577081102 782 67800 SH DEFINED 01 67800 0 0
MCAFEE INC COM 579064106 1542 46020 SH DEFINED 01 46020 0 0
MCGRAW HILL COS INC COM 580645109 435 19039 SH DEFINED 01 19039 0 0
MECHEL OAO SPONSORED ADR 583840103 1592 381818 SH DEFINED 01 381818 0 0
MEDTRONIC INC COM 585055106 4984 169137 SH DEFINED 01 169137 0 0
MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 20438 22900000 PRN DEFINED 01 22900000 0 0
MEMC ELECTR MATLS INC COM 552715104 706 42799 SH DEFINED 01 42799 0 0
MERCK & CO INC COM 589331107 7656 286199 SH DEFINED 01 286199 0 0
METLIFE INC COM 59156R108 1973 86656 SH DEFINED 01 86656 0 0
MFA FINANCIAL INC COM 55272X102 1029 175000 SH DEFINED 01 175000 0 0
MICRON TECHNOLOGY INC COM 595112103 2371 583993 SH DEFINED 01 583993 0 0
MICROSOFT CORP COM 594918104 17153 933769 SH DEFINED 01 933769 0 0
MICROVISION INC DEL COM 594960106 488 156000 SH DEFINED 01 156000 0 0
MINDRAY MEDICAL INTL LTD SPON ADR 602675100 337 18196 SH DEFINED 01 18196 0 0
MONRO MUFFLER BRAKE INC COM 610236101 1367 50000 SH DEFINED 01 50000 0 0
MORGAN STANLEY COM NEW 617446448 1861 81717 SH DEFINED 01 81717 0 0
MOSAIC CO COM 61945A107 21833 520070 SH DEFINED 01 520070 0 0
MOSAIC CO COM 61945A107 41980 1000000 SH CALL DEFINED 01 1000000 0 0
MOSAIC CO COM 61945A107 25188 600000 SH PUT DEFINED 01 600000 0 0
MURPHY OIL CORP COM 626717102 1166 26055 SH DEFINED 01 26055 0 0
MYLAN INC PFD CONV 628530206 5748 6650 SH DEFINED 01 6650 0 0
NABORS INDS INC NOTE 0.940% 5/1 629568AP1 19936 22400000 PRN DEFINED 01 22400000 0 0
NABORS INDUSTRIES LTD SHS G6359F103 409 40968 SH DEFINED 01 40968 0 0
NATIONAL CITY CORP NOTE 4.000% 2/0 635405AW3 17317 18900000 PRN DEFINED 01 18900000 0 0
NETAPP INC COM 64110D104 816 55000 SH DEFINED 01 55000 0 0
NETFLIX INC COM 64110L106 7446 173476 SH DEFINED 01 173476 0 0
NEWMONT MINING CORP NOTE 1.250% 7/1 651639AJ5 4139 3500000 PRN DEFINED 01 3500000 0 0
NEWMONT MINING CORP COM 651639106 1564 34935 SH DEFINED 01 34935 0 0
NEWMONT MINING CORP COM 651639106 11190 250000 SH CALL DEFINED 01 250000 0 0
NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 5600 8000000 PRN DEFINED 01 8000000 0 0
NIKE INC CL B 654106103 394 8400 SH DEFINED 01 8400 0 0
NOBLE CORPORATION SHS G65422100 4056 168350 SH DEFINED 01 168350 0 0
NOBLE ENERGY INC COM 655044105 1268 23543 SH DEFINED 01 23543 0 0
NORDSTROM INC COM 655664100 3350 200000 SH PUT DEFINED 01 200000 0 0
NORFOLK SOUTHERN CORP COM 655844108 1684 49897 SH DEFINED 01 49897 0 0
NORTHEAST UTILS COM 664397106 6353 294239 SH DEFINED 01 294239 0 0
NORTHERN TR CORP COM 665859104 1619 27065 SH DEFINED 01 27065 0 0
NOVA BIOSOURCE FUELS INC NOTE 10.000% 9/3 65488WAC7 263 3500000 PRN DEFINED 01 3500000 0 0
NOVA CHEMICALS CORP COM 66977W109 462 80000 SH DEFINED 01 80000 0 0
NOVELLUS SYS INC COM 670008101 3043 183000 SH DEFINED 01 183000 0 0
NPS PHARMACEUTICALS INC COM 62936P103 13527 3220814 SH DEFINED 01 3220814 0 0
NVIDIA CORP COM 67066G104 4122 418057 SH DEFINED 01 418057 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 5267 94643 SH DEFINED 01 94643 0 0
ODYSSEY MARINE EXPLORATION I COM 676118102 10869 3206076 SH DEFINED 01 3206076 0 0
OMNICARE INC DBCV 3.250%12/1 681904AL2 1976 3000000 PRN DEFINED 01 3000000 0 0
OPTIMER PHARMACEUTICALS INC COM 68401H104 198 15000 SH DEFINED 01 15000 0 0
ORACLE CORP COM 68389X105 9015 498904 SH DEFINED 01 498904 0 0
OSCIENT PHARMACEUTICALS CORP COM NEW 68812R303 103 859539 SH DEFINED 01 859539 0 0
PATTERSON UTI ENERGY INC COM 703481101 211 23527 SH DEFINED 01 23527 0 0
PEABODY ENERGY CORP COM 704549104 1113 44463 SH DEFINED 01 44463 0 0
PENN VA CORP COM 707882106 1098 100000 SH DEFINED 01 100000 0 0
PENNEY J C INC COM 708160106 4014 200000 SH PUT DEFINED 01 200000 0 0
PEOPLES UNITED FINANCIAL INC COM 712704105 2509 139618 SH DEFINED 01 139618 0 0
PEPSI BOTTLING GROUP INC COM 713409100 5807 262273 SH DEFINED 01 262273 0 0
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