UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
October 2, 2017
Date of Report (date of earliest event reported)
BION ENVIRONMENTAL TECHNOLOGIES, INC.
Exact name of Registrant as Specified in its Charter
Colorado
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000-19333
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84-1176672
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State or Other Jurisdiction of Incorporation
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Commission File Number
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IRS Employer Identification Number
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Box 566/1774 Summitview Way
Crestone, Colorado 81131
Address of Principal Executive Offices, Including Zip Code
(212) 758-6622
Registrant's Telephone Number, Including Area Code
Not applicable
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [_]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [_]
ITEM 7.01 REGULATION FD DISCLOSURE.
On October 3, 2017, the Company placed a ‘Shareholder Alert’ on the Investor page of the Company's website, www.biontech.com communicating that:
a)
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The Company executed on October 2, 2017 a non-exclusive investment banking agreement with Bradley Woods & Co., Ltd., a New York investment banking firm, to provide strategic and financial advice to Bion; and
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b)
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Pennsylvania Senate Bill 799 to establish a competitive bidding program to reduce the Commonwealth of Pennsylvania (‘PA’)’s clean water costs, will be considered in the PA Senate Environmental Resources and Energy Committee on Tuesday, October 17, 2017.
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ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
(a) Financial Statements of Businesses Acquired
Not Applicable.
(b) Pro Forma Financial Information
Not Applicable.
(c) Shell Company Transactions
Not Applicable.
(d) Exhibits.
Exhibit
Number
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Description
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99.1
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Shareholder Alert (dated October 3, 2017)
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Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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BION ENVIRONMENTAL TECHNOLOGIES, INC.
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Date: October 4, 2017
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By: /s/ Mark A. Smith
Mark A. Smith, President
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