SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM U5A
NOTIFICATION OF REGISTRATION
Filed pursuant to Section 5(a) of the
Public Utility Holding Company Act of 1935, as amended
Filed December 30, 2003
LG&E ENERGY LLC
(Registrant)
Principal
Office:
220 West Main Street
Louisville, Kentucky 40202
The Commission is requested to send copies of all notices, orders and communications in connection with this Notification of Registration to:
John R. McCall, Esq. |
Debra J. Schnebel |
|
Executive Vice President, General Counsel | Jones Day | |
and Secretary | 77 West Wacker Drive | |
LG&E Energy LLC | Chicago, IL 60601 | |
220 West Main Street Louisville, KY 40202 |
The undersigned holding company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 5(a) of the Public Utility Holding Company Act of 1935, as amended, and furnishes the following information as to the registrant and subsidiary companies thereof:
(1) Exact name of registrant: LG&E Energy LLC
(2) Address of principal executive offices: 220 West Main Street, Louisville, Kentucky 40202
(3) Name and address of officer to whom notices and communications should be addressed:
John
R. McCall, Esq.
Executive Vice President, General Counsel
and Secretary
LG&E Energy LLC
220 West Main Street
Louisville, Kentucky 40202
(4) Submit for registrant and each subsidiary company thereof:
|
Col. A Name of Company |
Col. B Organization Form |
Col. C State of Organization |
Col. D Type of Business |
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---|---|---|---|---|---|---|---|---|
1. | LG&E Energy LLC | Limited Liability Company | Kentucky | Holding Company | ||||
1.1 |
LG&E Capital Corp. |
Corporation |
Kentucky |
Holding company for non-utility investments |
||||
1.1.1 |
LG&E Credit Corp. |
Corporation |
Kentucky |
Offers consumer lending programs for energy efficient products |
||||
1.1.2 |
LG&E Home Services Inc. |
Corporation |
Kentucky |
Appliance repair and warranty |
||||
1.1.3 |
Airborne Pollution Control, Inc. |
Corporation |
Alberta, Canada |
Pollution and waste control technology |
||||
1.1.4 |
LG&E Energy Privatization Services Inc. (formerly LG&E Energy Services, Inc.) |
Corporation |
Kentucky |
Formed to submit bid to Ft. Knox and Ft. Campbell system Privatization Projects |
||||
1.1.5 |
LG&E International Inc. |
Corporation |
Delaware |
Management and holding Company for international energy project Investments and Operations |
||||
1.1.5.1 |
LG&E Power Services LLC |
Limited Liability Company |
Delaware |
Power facilities management and operation |
||||
1.1.5.2 |
LG&E Mendoza Services Inc. |
Corporation |
Cayman Islands |
Inactive |
||||
1.1.5.3 |
LG&E Power Venezuela I, Inc. |
Corporation |
Cayman Islands |
Inactive |
||||
1.1.5.4 |
LG&E Power Spain Inc. |
Corporation |
Delaware |
Management and holding company for energy project in Spain |
||||
1.1.5.4.1 |
K.W. Tarifa S.A. |
Public Limited Company |
Spain |
Foreign utility company |
||||
1.1.5.5 |
LG&E Power Argentina I, Inc. |
Corporation |
Delaware |
Inactive |
||||
2
1.1.5.6 |
LG&E Power Argentina II Inc. |
Corporation |
Delaware |
Owner of minority equity interest in foreign utility company |
||||
1.1.5.7 |
LG&E Power Argentina III LLC |
Limited Liability Company |
Kentucky |
Owner of minority equity interest in foreign utility company |
||||
1.1.5.8 |
LG&E Australia Pty Limited(1) |
Private Limited Company |
Australia |
Inactive |
||||
1.1.5.9 |
LG&E Centro SA |
Public Limited Company |
Argentina |
Receives consulting revenues and pays management expenses related to Distribuidora de Gas del Centro SA; foreign utility holding company |
||||
1.1.5.10 |
Inversora de Gas del Centro SA |
Public Limited Company |
Argentina |
Owner of majority equity interest in foreign utility company |
||||
1.1.5.11 |
Distribuidora de Gas del Centro SA |
Public Limited Company |
Argentina |
Foreign utility company |
||||
1.1.5.12 |
Distribuidora de Gas Cuyana SA |
Public Limited Company |
Argentina |
Foreign utility company |
||||
1.1.5.13 |
Inversora de Gas Cuyana SA |
Public Limited Company |
Argentina |
Intermediate holding company |
||||
1.1.5.14 |
Invergas SA |
Public Limited Company |
Argentina |
Holds interest in foreign utility company |
||||
1.1.5.15 |
Gas Natural SDG Argentina SA |
Public Limited Company |
Argentina |
Holds interest in foreign utility company |
||||
1.1.5.15.1 |
Gas Natural BAN SA |
Public Limited Company |
Argentina |
Foreign utility company |
||||
1.1.5.16 |
ServiConfort Argentina SA |
Public Limited Company |
Argentina |
Energy-related company |
||||
1.1.6 |
WKE Corp |
Corporation |
Kentucky |
Holding Company |
||||
1.1.6.1 |
WKE Station Two Inc. |
Corporation |
Kentucky |
Operations generation facility |
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1.1.6.2 |
Western Kentucky Energy Corp. |
Corporation |
Kentucky |
Leases generation facilities; sells electricity to affiliates and third-parties |
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1.1.6.2.1 |
WKE Facilities Corp. |
Corporation |
Kentucky |
Inactive |
||||
1.1.6.3 |
LCC LLC |
Limited Liability Company |
Kentucky |
Owns options on mineral rights in Western Kentucky as potential future source of coal fuel for WKE |
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1.1.6.4 |
FCD LLC |
Limited Liability Company |
Kentucky |
Owns options or actual riparian rights relating to transportation of coal fuel for WKE |
||||
1.1.6.5 |
Excalibur Development LLC |
Limited Liability Company |
Kentucky |
Inactive |
||||
1.1.7 |
LG&E Power Inc. |
Corporation |
Delaware |
Management and holding company |
||||
3
1.1.7.1 |
LG&E Power Operations Inc. |
Corporation |
California |
Intermediate holding company for QFs |
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1.1.7.1.1 |
LG&E Power 5 Incorporated |
Corporation |
California |
Inactive |
||||
1.1.7.1.2 |
LG&E Power 16 Incorporated |
Corporation |
California |
Indirect owner of interest in QF |
||||
1.1.7.1.3 |
LG&E Power Roanoke Incorporated |
Corporation |
California |
Indirect owner of interest in QF |
||||
1.1.7.1.4 |
LG&E Power 21 Incorporated |
Corporation |
California |
Inactive |
||||
1.1.7.1.5 |
LG&E Power 21 Wind Incorporated |
Corporation |
California |
Inactive |
||||
1.1.7.1.6 |
LG&E Power 31 Incorporated |
Corporation |
California |
Indirect owner of interest in QF |
||||
1.1.7.1.7 |
LG&E Power 31 Wind Incorporated |
Corporation |
California |
Indirect owner of interest in QF |
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1.1.7.1.8 |
Babcock-Ultrapower West Enfield |
* |
California |
Inactive |
||||
1.1.7.1.9 |
Babcock-Ultrapower Jonesboro |
* |
California |
Inactive |
||||
1.1.7.1.10 |
LG&E Power 14-Buena Vista |
* |
California |
Inactive |
||||
1.1.7.1.11 |
Westmoreland-LG&E Partners |
* |
Virginia |
Owner of interest in QFs |
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1.1.7.1.12 |
Erie Power Partners LP |
Limited Partnership |
California |
Inactive |
||||
1.1.7.1.13 |
Windpower Partners 1994, LP |
Limited Partnership |
California |
Owns wind generation facilities |
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1.1.7.1.14 |
LG&E/Kelso Power Partners, LP |
Limited Partnership |
California |
Inactive |
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1.1.7.1.15 |
LQC LP, LLC |
Limited Liability Company |
Delaware |
Intermediate holding company |
||||
1.1.7.1.16 |
LQ GP, LLC |
Limited Liability Company |
Delaware |
Intermediate holding company |
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1.1.7.2 |
LG&E Power Development Inc. |
Corporation |
California |
Development of QFs and EWGs |
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1.1.7.3 |
FSF Minerals, Inc. |
Corporation |
Kentucky |
Owns coal reserves |
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1.1.7.4 |
LG&E Power Monroe LLC |
Limited Liability Company |
Delaware |
Inactive |
||||
1.1.7.5 |
American Power, Incorporated |
Corporation |
California |
Inactive |
||||
1.1.7.6 |
LG&E Crown Inc. |
Corporation |
Delaware |
Inactive |
||||
1.1.7.7 |
LG&E Minor Facilities Inc. |
Corporation |
Delaware |
Inactive |
||||
1.1.7.8 |
Powertex Parent Inc. |
Corporation |
Delaware |
Inactive |
||||
1.1.7.9 |
Llano Gathering Inc. |
Corporation |
New Mexico |
Inactive |
||||
1.1.7.10 |
Llano Storage Inc. |
Corporation |
New Mexico |
Inactive |
||||
1.1.7.11 |
HD Energy Corporation |
Corporation |
Delaware |
Inactive |
||||
4
1.1.7.12 |
LG&E Power Gregory I, Inc. |
Corporation |
New Mexico |
Holds indirect interest in QF |
||||
1.1.7.12.1 |
Gregory Power Partners LP |
Limited Partnership |
Texas |
Owner and developer of power project |
||||
1.1.7.13 |
LG&E Power Gregory II, Inc. |
Corporation |
Delaware |
Holds indirect interest in QF |
||||
1.17.13.1 |
Gregory Partners LLC |
Limited Liability Company |
Delaware |
Owner and developer of power project |
||||
1.1.7.14 |
LG&E Power Gregory III Inc. |
Corporation |
Delaware |
Holds indirect interest in QF |
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1.1.7.15 |
LG&E Power Gregory IV Inc. |
Corporation |
Delaware |
Holds indirect interest in QF |
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1.1.8 |
KU Solutions Corporation |
Corporation |
Kentucky |
Energy marketing and services corporation |
||||
1.1.9 |
KUCC Grimes Corporation |
Corporation |
Delaware |
Inactive |
||||
1.1.10 |
Tenaska Washington Partners, II, LP |
Limited Partnership |
Washington |
Inactive |
||||
1.1.11 |
LG&E Westmoreland Rensselaer(1) |
* |
California |
Inactive |
||||
1.2 |
LG&E Energy Marketing Inc. |
Corporation |
Oklahoma |
Power marketing |
||||
1.2.1 |
Woodlands Technology, LLC |
Limited Liability Company |
Texas |
Development of Software for Energy Marketing Activities |
||||
1.3 |
LG&E Energy Foundation Inc. |
Corporation |
Kentucky |
Charitable Contributions |
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1.4 |
LG&E Energy Services Inc. |
Corporation |
Kentucky |
Service Company |
||||
1.5 |
LG&E Energy Settlements Inc. |
Corporation |
Kentucky |
Inactive |
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1.6 |
Kentucky Utilities Company |
Corporation |
Kentucky and Virginia |
Public Utility |
||||
1.6.1 |
Lexington Utilities Company |
Corporation |
Kentucky |
Inactive |
||||
1.6.2 |
KU Receivables LLC |
Limited Liability Company |
Delaware |
Financing subsidiary to acquire receivables generated by KU |
||||
1.6.3 |
Electric Energy Inc. |
Corporation |
Illinois |
EWG |
||||
1.7 |
Louisville Gas and Electric Company |
Corporation |
Kentucky |
Public Utility |
||||
1.7.1 |
LG&E Receivables LLC |
Limited Liability Company |
Delaware |
Financing subsidiary to acquire receivables generated by LG&E |
5
Pursuant to the requirements of the Public Utility Holding Company Act of 1935, as amended, the registrant has duly caused this notification of registration to be duly signed on its behalf in the City of Louisville and the Commonwealth of Kentucky, on the 30th day of December, 2003.
LG&E ENERGY LLC |
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[SEAL] | ||||
By: | /s/ S. BRADFORD RIVES |
|||
Name: | S. Bradford Rives | |||
Title: | Chief Financial Officer |
Attest: |
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/s/ DANIEL K. ARBOUGH Name Daniel K. Arbough Title: Treasurer |
The undersigned being duly sworn deposes and says that he has duly executed the attached notification of registration dated December 30, 2003 for and on behalf of LG&E ENERGY LLC; that he is the Secretary of such company; and that all action by members, directors and other bodies necessary to authorize deponent to execute and file such instrument has been taken. Deponent further says that he is familiar with such instrument and the contents thereof, and that the facts therein set forth are true to the best of his knowledge, information and belief.
/s/ JOHN R. MCCALL Name: John R. McCall |
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(OFFICIAL SEAL) Subscribed and sworn to before me, this 30th day of December, 2003. /s/ KATHY L. WILSON Name: Kathy L. Wilson My commission expires January 22, 2005. |