SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
FORM U-9C-3
QUARTERLY REPORT PURSUANT TO RULE 58 OF
THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
For the Quarterly Period Ended March 31, 2003
E.ON AG
E.ON US Holding GmbH
E.ON US Investments Corp.
(Name of Registered Holding Company)
E.ON AG
E.ON-Platz 1
40479 Dusseldorf
Germany
(Address of Principal Executives Offices)
Inquiries concerning this Form U-9C-3 may be directed to:
Ulrich
Hueppe
General Counsel, Executive Vice President
Dr. Guntram Wuerzberg
Vice President General Legal Affairs
E.ON AG
E.ON-Platz 1
40479 Dusseldorf
Germany
E.ON AG
FORM U-9C-3
For the Quarter Ended March 31, 2003
Item 1. | | ORGANIZATION CHART | 1 | |
Item 2. |
|
ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS |
6 |
|
Item 3. |
|
ASSOCIATED TRANSACTIONS |
7 |
|
Item 4. |
|
SUMMARY OF AGGREGATE INVESTMENT |
10 |
|
Item 5. |
|
OTHER INVESTMENTS |
11 |
|
Item 6. |
|
FINANCIAL STATEMENTS AND EXHIBITS |
12 |
i
This report covers the quarter ended March 31, 2003.
Name of Reporting Company |
Energy or Gas-related Company |
Date of Organization |
State/Country of Organization |
Percentage of Voting Securities Held |
Nature of Business |
|||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
E.ON AG | (a) | 6/16/00 | Germany | n/a | Holding Company | |||||||||||
E.ON US Holding GmbH+ | (a) | Germany | 100 | % | Holding Company | |||||||||||
E.ON US Investments Corp.+ | (a) | 12/2/00 | Delaware | 100 | % | Holding Company | ||||||||||
LG&E Energy Corp. | (a) | 11/14/89 | Kentucky | 100 | % | Holding Company (exempt) | ||||||||||
LG&E Energy Marketing Inc. | Energy | 4/18/84 | Oklahoma | 100 | % | Power Marketing | ||||||||||
Woodlands Technology, LLC | Energy | Texas | 15 | % | Development of software for energy-marketing activities | |||||||||||
LG&E Capital Corp. (LCC) | (a) | 4/26/91 | Kentucky | 100 | % | Non-Utility Holding Company | ||||||||||
LG&E Credit Corp. | Energy | 7/11/97 | Kentucky | 100 | % | Consumer Lending Services | ||||||||||
LG&E Home Services Inc. | Energy | 1/22/96 | Kentucky | 100 | % | Appliance Repair and Warranty | ||||||||||
Airborne Pollution Control Inc. | Energy | 12/10/98 | Alberta, Canada | 4.9 | % | Pollution and Waste Control Technology | ||||||||||
FSF Minerals Inc. | Energy | 12/28/98 | Kentucky | 100 | % | Owner of Coal Reserves | ||||||||||
LG&E Capital Trimble County LLC | Energy | 4/6/01 | Delaware | 100 | % | Lease and purchase of combustion turbine | ||||||||||
LG&E Energy Privatization Services Inc. | * | 7/13/98 | Kentucky | 100 | % | Inactive | ||||||||||
LG&E International Inc. | Energy | 11/8/93 | Delaware | 100 | % | Management and Holding Company | ||||||||||
LG&E Power Services LLC | | 6/29/01 | Delaware | 100 | % | Power facilities management and operations | ||||||||||
WKE Corp. | (a) | 5/1/98 | Kentucky | 100 | % | Investment Holding Company | ||||||||||
LCC LLC | Energy | 3/2/99 | Kentucky | 100 | % | Owns Options on Mineral Rights | ||||||||||
FCD LLC | Energy | 2/17/00 | Kentucky | 100 | % | Owns Options and Actual Riparian Rights | ||||||||||
Excalibur Development LLC | * | 2/17/00 | Kentucky | 100 | % | Inactive | ||||||||||
LG&E Power Inc. | (a) | 5/7/80 | Delaware | 100 | % | Holding Company for Non-Utility Investments | ||||||||||
LG&E Power Engineers and Constructors Inc. | * | 3/5/80 | California | 100 | % | Engineering and Project Management (Inactive) | ||||||||||
LG&E Power Constructors Inc. | * | 6/29/81 | California | 100 | % | Inactive | ||||||||||
LG&E Power Operations Inc. | Energy | 6/8/82 | California | 100 | % | Power Project Ownership, Management & Development | ||||||||||
1
HD/WS Corporation | * | 12/11/85 | California | 100 | % | Inactive | ||||||||||
LG&E-Westmoreland Rensselaer | * | 6/15/92 | California | 50 | % | Inactive | ||||||||||
LG&E Power 5 Incorporated | * | 3/31/83 | California | 100 | % | Inactive | ||||||||||
Babcock-Ultrapower West Enfield | * | unknown | California | 17 | % gp | Inactive | ||||||||||
Babcock-Ultrapower Jonesboro | * | unknown | California | 17 | % gp | Inactive | ||||||||||
LG&E Power 14-Buena Vista | * | unknown | California | 45 | % gp | Inactive | ||||||||||
LG&E Power 16 Incorporated | (a) | 8/3/99 | California | 100 | % | Indirect Owner of Generation Facilities | ||||||||||
LG&E Power Roanoke Incorporated | (a) | 8/3/89 | California | 100 | % | Indirect Owner of Generation Facilities | ||||||||||
LG&E Roanoke Valley LP | (a) | 3/14/90 | California | 1 99 |
%gp1 %lp2 |
Indirect Owner of Generation Facilities | ||||||||||
Erie Power Partners L.P. | * | unknown | California | 1 49 |
% gp % lp |
Inactive | ||||||||||
LG&E Power 21 Incorporated | (a) | 11/16/90 | California | 100 | % | Indirect Owner of Generation Facilities | ||||||||||
LG&E Power 21 Wind Incorporated | (a) | 12/23/93 | California | 100 | % | Indirect Owner of Generation Facilities | ||||||||||
LG&E Power 21 L.P. | (a) | 12/27/93 | California | 1 99 |
%gp3 %lp4 |
Indirect Owner of Power Generation Facilities | ||||||||||
LG&E Power 31 Incorporated | (a) | 12/19/94 | California | 100 | % | Indirect Owner of Generation Facilities | ||||||||||
LQ GP, LLC | (a) | 3/17/01 | Delaware | 50 | % | Indirect Owner of Generation Facilities | ||||||||||
LG&E Power 31 Wind Incorporated | (a) | 12/19/94 | California | 100 | % | Indirect Owner of Generation Facilities | ||||||||||
LG&E Power 31 L.P. | (a) | 12/94 | California | 1 99 |
%gp5 %lp6 |
Indirect Owner of Generation Facilities | ||||||||||
LQC LP LLC | (a) | 3/17/00 | Delaware | 331/3 | % | Indirect Owner of Generation Facilities | ||||||||||
American Power Incorporated | * | 4/9/87 | California | 100 | % | Former Investor in EWG | ||||||||||
LG&E Power Development Inc. | Energy | 12/12/84 | California | 100 | % | Development of QFs and EWGs | ||||||||||
LG&E Crown Inc. | Gas | 4/14/2000 | Delaware | 100 | % | Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive | ||||||||||
LG&E Minor Facilities Inc. | Gas | 4/14/2000 | Delaware | 100 | % | Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive | ||||||||||
Power Tex Parent Inc. | Gas | 4/14/2000 | Delaware | 100 | % | Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive | ||||||||||
2
Llano Gathering Inc. | Gas | 4/20/2000 | New Mexico | 100 | % | Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive | ||||||||||
Llano Storage Inc. | Gas | 4/20/2000 | New Mexico | 100 | % | Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive | ||||||||||
Ultrasystems Construction Co. Inc. | * | 12/26/45 | California | 100 | % | Inactive | ||||||||||
HD Energy Corporation | * | 12/24/90 | Delaware | 100 | % | Inactive | ||||||||||
Hadson Financial Corporation | * | 6/25/89 | Delaware | 100 | % | Inactive | ||||||||||
LG&E Power Gregory I Inc. | (a) | 3/30/78 | New Mexico | 100 | % | Indirect Owner of Power Project | ||||||||||
Gregory Power Partners LP | Energy | 6/1/98 | Texas | 1 49 |
% gp7 % lp8 |
Owner and Developer of Power Project | ||||||||||
LG&E Power Gregory II Inc. | (a) | 5/18/98 | Delaware | 100 | % | Indirect Owner of Power Project | ||||||||||
Gregory Partners LLC | Energy | 6/2/98 | Texas | 1 49 |
%9 %10 |
Owner and Developer of Power Project | ||||||||||
LG&E Power Gregory III Inc. | (a) | 5/18/98 | Delaware | 100 | % | Indirect Owner of Power Project | ||||||||||
LG&E Power Gregory IV Inc. | (a) | 5/18/98 | Delaware | 100 | % | Indirect Owner of Power Project | ||||||||||
LG&E Natural Industrial Marketing Co. | Energy | 12/20/83 | Colorado | 100 | % | Natural Gas Marketing and Transmission | ||||||||||
Hadson Fuels, Inc. | * | 4/22/80 | Oklahoma | 100 | % | Inactive | ||||||||||
LG&E Natural Canada Inc. | * | 1/15/86 | Canada | 100 | % | Inactive | ||||||||||
LG&E Fuels Services Inc. | Energy | 7/2/98 | Delaware | 100 | % | Investment in Alternative Fuels | ||||||||||
KUCC Grimes Corporation. | Energy | 7/6/98 | Delaware | 100 | % | Former investor in QF development | ||||||||||
KUCC Grimes GP Corporation | Energy | 7/6/98 | Delaware | 100 | % | Former investor in QF development | ||||||||||
KUCC Grimes LP Corporation | Energy | 7/6/98 | Delaware | 100 | % | Former investor in QF development | ||||||||||
KUCC Paris Corporation | (a) | 6/20/94 | Kentucky | 100 | % | Indirect Owner of Investment in Power Project | ||||||||||
Tenaska III Partners Ltd. | (a) | unknown | Texas | 15 | % | Indirect Investment in QF | ||||||||||
Tenaska III Texas Partners | Energy | unknown | Texas | .06 | % | Interest in QF | ||||||||||
KUCC Ferndale Corporation | (a) | 7/12/94 | Kentucky | 100 | % | Indirect Owner of Investment in Power Project | ||||||||||
Tenaska Washington Partners L.P. | Energy | unknown | Washington | 5 | % | QF | ||||||||||
Tenaska Washington Partners II, L.P. | | | | 10 | % | | ||||||||||
KUCC Portland 34 Corporation | (a) | 8/15/94 | Kentucky | 100 | % | Inactive | ||||||||||
Portland 34 LTD Corporation | (a) | 9/20/94 | Kentucky | 100 | % | Inactive | ||||||||||
Portland 34 L.P. | * | unknown | Kentucky | 100 | % | Inactive | ||||||||||
3
KUCC Development Corporation | * | 1/31/95 | Kentucky | 100 | % | Inactive | ||||||||||
KU Solutions Corporation | Energy | 11/21/95 | Kentucky | 100 | % | Energy Marketing and Services |
4
Narrative Description of Activities of Each
Reporting Company during Period
LG&E Energy Marketing Inc. conducts asset-based energy marketing and trading activities, including brokering and marketing of electric power and natural gas.
LG&E Capital Corp., directly and through it subsidiaries and affiliates, including WKE Corp., LG&E Power Inc., LG&E Power Operations Inc. and other subsidiaries, is a holding company for non-utility domestic energy and energy related operations, investments, activities and services. These include domestic power generation facilities in Washington (the KUCC Ferndale entities), Texas (the KUCC Paris entities) and Oregon (the Portland 34 entities), all of which are, or are planning to apply to be, EWG's, QF's or both.
LG&E Credit Corp. and LG&E Home Services Inc. formerly provided energy-related financing, appliance repair, consumer lighting and other services to customers.
WKE Corp. and its subsidiaries lease and operate power generation facilities in western Kentucky and associated facilities, including coal or fuel related assets.
LG&E Power Inc. conducts non-utility domestic energy operations and activities through its subsidiaries and affiliates. These interests or operations relate to domestic power generation facilities in North Carolina (the Power Roanoke entities), California-Minnesota (the Power 21 entities) and Texas (the Power 31 and Power Gregory entities), all of which are, or are planning to apply to be, EWG's, QF's or both.
LG&E International Inc. owns interests in FUCOs in Argentina and Spain. A subsidiary, LG&E Power Services LLC, provides operation and maintenance services pursuant to contracts with affiliated and unaffiliated domestic power generation facilities in North Carolina, California, Minnesota, Texas and Virginia.
5
Item 2.ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS
Company Issuing Security |
Type of Security Issued |
Principal Amount of Security |
Issue or Renewal |
Cost of Capital |
Person to Whom Security was Issued |
Collateral Given with Security |
Consideration Received for Each Security |
||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
LG&E Capital Corp. | Intercompany Loan |
$ | 15,300,000 | | Due to Affiliates | N/A | | ||||||||
LG&E Energy Marketing, Inc. |
Intercompany Loan |
$ | 51,661,000 | | Due to Affiliates | N/A | |
With respect to transactions with an associate company:
Company Contributing Capital |
Company Receiving Capital |
Amount of Capital Contribution |
||
---|---|---|---|---|
None. | ||||
6
Item 3.ASSOCIATED TRANSACTIONS
Part I.Transactions Performed by Reporting Companies on behalf of Associate Companies.
Reporting Company Rendering Services |
Associate Company Receiving Services |
Types of Services Rendered |
Direct Costs Charged |
Indirect Costs Charged |
Cost of Capital |
Total Amount Billed |
||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
Enertech | Services Company | Miscellaneous services | 67,195 | 67,195 | ||||||||
Labor Related | 1,534 | 1,534 | ||||||||||
Enertech | LCC | Miscellaneous services | 1,581,637 | 1,581,637 | ||||||||
FCD LLC | Services Company | Miscellaneous services | 1,871 | 1,871 | ||||||||
Home Services | Services Company | Miscellaneous services | 8,129 | 8,129 | ||||||||
Home Services | LG&E Utility | Miscellaneous services | 26,907 | 26,907 | ||||||||
Home Services | LCC | Miscellaneous services | 37,579 | 37,579 | ||||||||
Home Services | LEC | Miscellaneous services | 16,368 | 16,368 | ||||||||
Home Services | Kentucky Utilities | Miscellaneous services | 478 | 478 | ||||||||
LEM | LCC | Miscellaneous services | 343,602 | 343,602 | ||||||||
LEM | LEC | Miscellaneous services | 7,220 | 7,220 | ||||||||
LG&E Power Inc. | LG&E Power Development Inc. | Convenience payments | 160 | 160 | ||||||||
LG&E Power Inc. | LG&E Power Engineers & Constructors Inc. | Convenience payments | 355 | 355 | ||||||||
LG&E Power Inc. | LG&E Power Constructors Inc. | Convenience payments | 355 | 355 | ||||||||
LG&E Power Inc. | LG&E Power Services LLC | Miscellaneous services | 176,386 | 176,386 | ||||||||
Convenience payments | 148,304 | 148,304 | ||||||||||
LG&E Power Inc. | LG&E Power Operations Inc. | Labor related | 41,976 | 41,976 | ||||||||
Miscellaneous services | 290,874 | 290,874 | ||||||||||
Convenience payments | 12,216 | 12,216 | ||||||||||
LG&E Power Inc. | LG&E Energy Marketing | Miscellaneous services | 2,897 | 2,897 | ||||||||
LG&E Power Inc. | LG&E Natural Marketing | Miscellaneous services | 11,347 | 11,347 | ||||||||
LG&E Power Inc. | Llano Gathering | Convenience payments | 9,462 | 9,462 | ||||||||
LG&E Power Inc. | WKEC | Miscellaneous services | 84 | 84 | ||||||||
LG&E Power Engineers & Constructors Inc. | LG&E Power Inc. | Miscellaneous services | 631 | 631 | ||||||||
LG&E Power Services LLC | LG&E Power Inc. | Convenience payments | 3,580 | 3,580 | ||||||||
Labor related | 858 | 858 | ||||||||||
LG&E Power Services LLC | LG&E Power Operations Inc. | Convenience payments | 6,814 | 6,814 | ||||||||
LG&E Power Services LLC | LG&E Energy Marketing | Convenience payments | 50 | 50 | ||||||||
LG&E Power Operations | LG&E Power Development Inc. | Miscellaneous services | 11 | 11 | ||||||||
Convenience payments | 21,479 | 21,479 | ||||||||||
LG&E Power Operations | LG&E Power Roanoke Inc. | Convenience payments | 617 | 617 | ||||||||
LG&E Power Operations | LG&E Power 21 Wind Inc. | Miscellaneous services | 811,696 | 811,696 | ||||||||
LG&E Power Operations | LG&E Power 21 Inc. | Miscellaneous services | 9,474 | 9,474 | ||||||||
Convenience payments | 800 | 800 | ||||||||||
LG&E Power Operations | LG&E Power 31 Inc. | Convenience payments | 800 | 800 | ||||||||
LG&E Power Operations | LG&E Power Gregory I | Miscellaneous services | 1,572,710 | 1,572,710 | ||||||||
Convenience payments | 2,048 | 2,048 | ||||||||||
7
LG&E Power Operations | LG&E Power Services LLC | Labor related | 25,079 | 25,079 | ||||||||
LG&E Power Gregory II | LG&E Power Operations | Miscellaneous services | 684,758 | 684,758 | ||||||||
LG&E Power Gregory III | LG&E Power Operations | Miscellaneous services | 13,975 | 13,975 | ||||||||
LG&E Power Gregory IV | LG&E Power Operations | Miscellaneous services | 478 | 478 | ||||||||
Llano Gathering | LG&E Power Inc. | Miscellaneous services | 75,291 | 75,291 | ||||||||
KUCC Ferndale | LEC | Miscellaneous services | 678,500 | 678,500 | ||||||||
KUCC Paris | LEC | Miscellaneous services | 1,176,354 | 1,176,354 | ||||||||
KU Solutions | LCC | Miscellaneous services | 1,615 | 1,615 | ||||||||
KU Solutions | Kentucky Utilities | Labor related | 7,909 | 7,909 | ||||||||
LCC LLC | LEC | Miscellaneous services | 3,772 | 3,772 | ||||||||
LCC LLC | Services Company | Miscellaneous services | 1,004 | 1,004 | ||||||||
FCD LLC | LCC | Miscellaneous services | 2,408 | 2,408 |
8
Part IITransactions Performed by Associate Companies on behalf of Reporting Companies.
Reporting Company Rendering Services |
Associate Company Receiving Services |
Types of Services Rendered |
Direct Costs Charged |
Indirect Costs Charged |
Cost of Capital |
Total Amount Billed |
||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
LG&E Utility | Home Services | Miscellaneous services | 42 | 42 | ||||||||
Kentucky Utilities | KU Solutions | Labor related | 69,068 | 69,068 | ||||||||
Convenience payments | 45,190 | 45,190 | ||||||||||
Services Company | Enertech | Miscellaneous services | 343,309 | 2 | 343,311 | |||||||
Services Company | Home Services | Miscellaneous services | 995 | 995 | ||||||||
Services Company | KU Solutions | Miscellaneous services | 698 | 698 | ||||||||
Services Company | FSF Minerals Inc. | Miscellaneous services | 322 | 322 | ||||||||
Services Company | FCD LLC | Miscellaneous services | 2,205 | 2,205 | ||||||||
Services Company | LG&E Power Inc. | Miscellaneous services | 1,046,158 | 46,253 | 1,092,411 | |||||||
Services Company | LEM | Miscellaneous services | 1,762,063 | 379,219 | 2,141,282 | |||||||
WKEC | FCD LLC | Miscellaneous services | 176 | 176 | ||||||||
LEC | FCD LLC | Miscellaneous services | 10,689 | 10,689 | ||||||||
LEC | KU Solutions | Miscellaneous services | 11,768 | 11,768 | ||||||||
LCC | Enertech | Miscellaneous services | 1,137,187 | 1,137,187 | ||||||||
LCC | FSF Minerals Inc. | Miscellaneous services | 67,299 | 67,299 | ||||||||
LCC | LCC LLC | Miscellaneous services | 7,206 | 7,206 | ||||||||
LCC | FCD LLC | Miscellaneous services | 80,554 | 80,544 | ||||||||
LG&E Power Development | LG&E Power Inc. | Miscellaneous services | 13 | 13 | ||||||||
LG&E Power Constructors Inc. | LG&E Power Inc. | Miscellaneous services | 631 | 631 | ||||||||
HD Energy Corp. | LG&E Power Inc. | Miscellaneous services | 13,380 | 13,380 | ||||||||
LG&E Power Development Inc. | LG&E Power Operations | Labor related | 4,414 | 4,414 | ||||||||
LG&E Power 16 Inc. | LG&E Power Operations | Miscellaneous services | 17,295 | 17,295 | ||||||||
LG&E Power Roanoke | LG&E Power Operations | Miscellaneous services | 1,717,964 | 1,717,964 | ||||||||
LG&E Power 31 Inc. | LG&E Power Operations | Miscellaneous services | 6,779 | 6,779 | ||||||||
LG&E Power 31 Wind Inc. | LG&E Power Operations | Miscellaneous services | 326,040 | 326,040 | ||||||||
LG&E Power Spain Inc. | LG&E Power Operations | Miscellaneous services | 113,045 | 113,045 |
Company Names: | ||||
LEC |
LG&E Energy Corp. |
|||
LCC | LG&E Capital Corp. | |||
LG&E Utility | Louisville Gas and Electric Company | |||
Kentucky Utilities | Kentucky Utilities Company | |||
WKEC | Western Kentucky Energy Corp. | |||
Enertech | LG&E Enertech Inc. | |||
Home Services | LG&E Home Services Inc. | |||
KU Solutions | KU Solutions Corporation | |||
LEM | LG&E Energy Marketing Inc. | |||
Services Company | LG&E Energy Services Inc. | |||
LG&E Power Operations | LG&E Power Operations Inc. |
9
Item 4.SUMMARY OF AGGREGATE INVESTMENT
Investments in energy-related companies: | |||||
Total consolidated capitalization as of March 31, 2003 | $ | 125,524,117,000 | Line 1 | ||
Total capitalization multiplied by 15% (Line 1 multiplied by 0.15) | $ | 18,828,617,550 | Line 2 | ||
Greater of $50 million or Line 2 | $ | 18,828,617,550 | Line 3 | ||
Total current aggregate investment*: | |||||
(categorized by major line of energy-related business) | |||||
Energy-related business CategoryRule 58(b)(1)(i) (1) | $ | 0 | |||
Energy-related business CategoryRule 58(b)(1)(ii) (2) | $ | 2,500,000 | |||
Energy-related business CategoryRule 58(b)(1)(iv) (3) | $ | 4,123,093 | |||
Energy-related business CategoryRule 58(b)(1)(v) (4) | $ | 1,032,857,007 | |||
Energy-related business CategoryRule 58(b)(1)(vii) (5) | $ | 21,873,478 | |||
Energy-related business CategoryRule 58(b)(1)(viii) (6) | $ | 71,185,604 | |||
Energy-related business CategoryRule 58(b)(1)(ix) (7) | $ | 6,514,831 | |||
Total current aggregate investment | $ | 1,139,054,013 | Line 4 | ||
Difference between the greater of $50 million or 15% of capitalization and the total aggregate investment of the registered holding company system (line 3 less line 4) | $ | 17,689,563,537 | Line 5 | ||
Investments in gas-related companies: | |||
Total current aggregate investment: (categorized by major line of gas-related business) |
|||
Gas-related business CategoryRule 58(b)(2)(i) (1) | $ | 0 | |
Gas-related business CategoryRule 58(b)(2)(ii) (2) | $ | 0 | |
Total current aggregate investment | $ | 0 | |
10
Major Line of Energy- Related Business |
Other Investment in Last U-9C-3 Report |
Other Investment in this U-9C-3 |
Reason for Difference in Other Investment |
|||||
---|---|---|---|---|---|---|---|---|
Gas related businesses |
$ |
21,239,280 |
$ |
22,098,277 |
Changes in intercompany advances from 12/31/02 amounts |
|||
Pipeline construction investments (CRC Evans and affiliates) |
$ |
124,303,867 |
$ |
127,665,069 |
Changes in intercompany advances from 12/31/02 amounts. |
|||
International investments (Argentine gas distribution and Spanish generation) |
$ |
42,884,019 |
$ |
43,011,890 |
Changes in intercompany advances from 12/31/02 amounts |
|||
Consumer credit investments (LG&E Credit Corp) |
$ |
294,035 |
$ |
271,008 |
Changes in intercompany advances from 12/31/02 amounts. |
|||
Investment in development of combustion turbines (LG&E Capital Corp.) |
$ |
89,162,271 |
$ |
0 |
Change due to transfer of combustion turbines to regulated utilities. |
|||
Investment in special purpose entities used for accounts receivable securitization programs (Louisville Gas & Electric and Kentucky Utilities) |
$ |
57,574,628 |
$ |
90,408,829 |
Change in payables to associated companies from 12/31/02 amounts. |
|||
Unregulated generation investments |
$ |
28,679,702* |
$ |
45,007,749 |
Changes in intercompany advances from 12/31/02 amounts. |
11
Item 6.FINANCIAL STATEMENTS AND EXHIBITS
Exhibit A-1 | Financial statements for Reporting Companies for the quarter ended March 31, 2003. (Filed in paper under cover of Form SE; Confidential treatment requested pursuant to Rule 104(b), 17 CFR 250-104(b).) | |||
FS-1 |
LG&E Enertech |
|||
FS-2 | LG&E Home Services | |||
FS-3 | Hadson Financial (Co. 851) | |||
FS-4 | LG&E Natural Industrial Marketing (Co. 853) | |||
FS-5 | LG&E Natural Canada (Co. 854) | |||
FS-6 | LG&E Natural Marketing Canada (Co. 855) | |||
FS-7 | LG&E Power Inc. Consolidated | |||
FS-8 | LG&E Energy Marketing Inc. | |||
FS-9 | KU Solutions | |||
FS-10 | KUCC Paris Corporation | |||
FS-11 | KUCC Ferndale Corporation | |||
FS-12 | American Power, Inc. (Co. 52) | |||
FS-13 | Llano Gathering Inc. (Co. 930) | |||
FS-14 | Llano Storage Inc. (Co. 931) | |||
FS-15 | LG&E Minor Facilities Inc. (Co. 932) | |||
FS-16 | Power Tex Parent Inc. (Co. 933) | |||
FS-17 | LG&E Crown Inc. (Co. 936) | |||
FS-18 | LG&E Power Engineers and Constructors | |||
FS-19 | LG&E Power Services, Inc. | |||
FS-20 | LG&E Power Operations | |||
FS-21 | Gregory Partners, LLC | |||
FS-22 | Gregory Power Partners, L.P. | |||
FS-23 | LG&E Power Gregory I, Inc. | |||
FS-24 | LG&E Power Gregory II, Inc. | |||
FS-25 | LG&E Power Gregory III, Inc. | |||
FS-26 | LG&E Power Gregory IV, Inc. | |||
FS-27 | FSF Minerals Inc. | |||
FS-28 | LCC LLC | |||
FS-29 | FCD LLC | |||
FS-30 | Westmoreland-LG&E PartnersRova II |
Exhibit B-1 |
Copies of contracts required to be provided by Item 3 |
|||
None. |
||||
Exhibit B-2 |
Officer's Certification |
12
The undersigned registered holding company has duly caused this quarterly report to be signed on its behalf by the undersigned officer thereunto duly authorized pursuant to the requirements of the Public Utility Holding Company Act of 1935.
Date: May 29, 2003 |
E.ON AG |
||
By: |
/s/ ULRICH HUEPPE Name: Ulrich Hueppe Title: Executive Vice President |
||
By: |
/s/ KARL-HEINZ FELDMAN Name: Karl-Heinz Feldman Title: Corporate Counsel |
Exhibit B-2
I hereby certify that the Form U-9C-3 for E.ON AG for the previous quarter has been provided to the state commissions listed below:
Kentucky
Public Service Commission
211 Sower Boulevard
Frankfurt, KY 40601
Virginia
State Corporation Commission
1300 E. Main Street
Richmond, VA 23219
Date: May 29, 2003 |
E.ON AG |
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By: |
/s/ ULRICH HUEPPE Name: Ulrich Hueppe Title: Executive Vice President |
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By: |
/s/ KARL-HEINZ FELDMAN Name: Karl-Heinz Feldman Title: Corporate Counsel |