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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.

FORM U-9C-3

QUARTERLY REPORT PURSUANT TO RULE 58 OF
THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
For the Quarterly Period Ended March 31, 2003

E.ON AG
E.ON US Holding GmbH
E.ON US Investments Corp.
(Name of Registered Holding Company)

E.ON AG
E.ON-Platz 1
40479 Dusseldorf
Germany
(Address of Principal Executives Offices)

Inquiries concerning this Form U-9C-3 may be directed to:

Ulrich Hueppe
General Counsel, Executive Vice President
Dr. Guntram Wuerzberg
Vice President General Legal Affairs
E.ON AG
E.ON-Platz 1
40479 Dusseldorf
Germany




E.ON AG

FORM U-9C-3
For the Quarter Ended March 31, 2003

Table of Contents

Item 1. ORGANIZATION CHART   1

Item 2.


ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS

 

6

Item 3.


ASSOCIATED TRANSACTIONS

 

7

Item 4.


SUMMARY OF AGGREGATE INVESTMENT

 

10

Item 5.


OTHER INVESTMENTS

 

11

Item 6.


FINANCIAL STATEMENTS AND EXHIBITS

 

12

i


This report covers the quarter ended March 31, 2003.


Item 1.—ORGANIZATION CHART

Name of Reporting Company

  Energy or Gas-related Company
  Date of Organization
  State/Country of Organization
  Percentage of Voting Securities Held
  Nature of Business

E.ON AG   (a)   6/16/00   Germany   n/a   Holding Company
E.ON US Holding GmbH+   (a)       Germany   100 % Holding Company
E.ON US Investments Corp.+   (a)   12/2/00   Delaware   100 % Holding Company
  LG&E Energy Corp.   (a)   11/14/89   Kentucky   100 % Holding Company (exempt)
    LG&E Energy Marketing Inc.   Energy   4/18/84   Oklahoma   100 % Power Marketing
      Woodlands Technology, LLC   Energy       Texas   15 % Development of software for energy-marketing activities
    LG&E Capital Corp. (LCC)   (a)   4/26/91   Kentucky   100 % Non-Utility Holding Company
      LG&E Credit Corp.   Energy   7/11/97   Kentucky   100 % Consumer Lending Services
      LG&E Home Services Inc.   Energy   1/22/96   Kentucky   100 % Appliance Repair and Warranty
      Airborne Pollution Control Inc.   Energy   12/10/98   Alberta, Canada   4.9 % Pollution and Waste Control Technology
      FSF Minerals Inc.   Energy   12/28/98   Kentucky   100 % Owner of Coal Reserves
      LG&E Capital Trimble County LLC   Energy   4/6/01   Delaware   100 % Lease and purchase of combustion turbine
      LG&E Energy Privatization Services Inc.   *   7/13/98   Kentucky   100 % Inactive
      LG&E International Inc.   Energy   11/8/93   Delaware   100 % Management and Holding Company
        LG&E Power Services LLC     6/29/01   Delaware   100 % Power facilities management and operations
      WKE Corp.   (a)   5/1/98   Kentucky   100 % Investment Holding Company
        LCC LLC   Energy   3/2/99   Kentucky   100 % Owns Options on Mineral Rights
        FCD LLC   Energy   2/17/00   Kentucky   100 % Owns Options and Actual Riparian Rights
        Excalibur Development LLC   *   2/17/00   Kentucky   100 % Inactive
      LG&E Power Inc.   (a)   5/7/80   Delaware   100 % Holding Company for Non-Utility Investments
      LG&E Power Engineers and Constructors Inc.   *   3/5/80   California   100 % Engineering and Project Management (Inactive)
      LG&E Power Constructors Inc.   *   6/29/81   California   100 % Inactive
      LG&E Power Operations Inc.   Energy   6/8/82   California   100 % Power Project Ownership, Management & Development
                     

1


      HD/WS Corporation   *   12/11/85   California   100 % Inactive
      LG&E-Westmoreland Rensselaer   *   6/15/92   California   50 % Inactive
      LG&E Power 5 Incorporated   *   3/31/83   California   100 % Inactive
        Babcock-Ultrapower West Enfield   *   unknown   California   17 % gp Inactive
        Babcock-Ultrapower Jonesboro   *   unknown   California   17 % gp Inactive
        LG&E Power 14-Buena Vista   *   unknown   California   45 % gp Inactive
        LG&E Power 16 Incorporated   (a)   8/3/99   California   100 % Indirect Owner of Generation Facilities
        LG&E Power Roanoke Incorporated   (a)   8/3/89   California   100 % Indirect Owner of Generation Facilities
          LG&E Roanoke Valley LP   (a)   3/14/90   California   1
99
%gp1
%lp2
Indirect Owner of Generation Facilities
        Erie Power Partners L.P.   *   unknown   California   1
49
% gp
% lp
Inactive
        LG&E Power 21 Incorporated   (a)   11/16/90   California   100 % Indirect Owner of Generation Facilities
        LG&E Power 21 Wind Incorporated   (a)   12/23/93   California   100 % Indirect Owner of Generation Facilities
          LG&E Power 21 L.P.   (a)   12/27/93   California   1
99
%gp3
%lp4
Indirect Owner of Power Generation Facilities
        LG&E Power 31 Incorporated   (a)   12/19/94   California   100 % Indirect Owner of Generation Facilities
          LQ GP, LLC   (a)   3/17/01   Delaware   50 % Indirect Owner of Generation Facilities
        LG&E Power 31 Wind Incorporated   (a)   12/19/94   California   100 % Indirect Owner of Generation Facilities
          LG&E Power 31 L.P.   (a)   12/94   California   1
99
%gp5
%lp6
Indirect Owner of Generation Facilities
            LQC LP LLC   (a)   3/17/00   Delaware   331/3 % Indirect Owner of Generation Facilities
      American Power Incorporated   *   4/9/87   California   100 % Former Investor in EWG
      LG&E Power Development Inc.   Energy   12/12/84   California   100 % Development of QFs and EWGs
      LG&E Crown Inc.   Gas   4/14/2000   Delaware   100 % Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive
      LG&E Minor Facilities Inc.   Gas   4/14/2000   Delaware   100 % Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive
      Power Tex Parent Inc.   Gas   4/14/2000   Delaware   100 % Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive
                     

2


      Llano Gathering Inc.   Gas   4/20/2000   New Mexico   100 % Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive
      Llano Storage Inc.   Gas   4/20/2000   New Mexico   100 % Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive
      Ultrasystems Construction Co. Inc.   *   12/26/45   California   100 % Inactive
      HD Energy Corporation   *   12/24/90   Delaware   100 % Inactive
      Hadson Financial Corporation   *   6/25/89   Delaware   100 % Inactive
      LG&E Power Gregory I Inc.   (a)   3/30/78   New Mexico   100 % Indirect Owner of Power Project
        Gregory Power Partners LP   Energy   6/1/98   Texas   1
49
% gp7
% lp8
Owner and Developer of Power Project
      LG&E Power Gregory II Inc.   (a)   5/18/98   Delaware   100 % Indirect Owner of Power Project
        Gregory Partners LLC   Energy   6/2/98   Texas   1
49
%9
%10
Owner and Developer of Power Project
      LG&E Power Gregory III Inc.   (a)   5/18/98   Delaware   100 % Indirect Owner of Power Project
      LG&E Power Gregory IV Inc.   (a)   5/18/98   Delaware   100 % Indirect Owner of Power Project
    LG&E Natural Industrial Marketing Co.   Energy   12/20/83   Colorado   100 % Natural Gas Marketing and Transmission
    Hadson Fuels, Inc.   *   4/22/80   Oklahoma   100 % Inactive
    LG&E Natural Canada Inc.   *   1/15/86   Canada   100 % Inactive
    LG&E Fuels Services Inc.   Energy   7/2/98   Delaware   100 % Investment in Alternative Fuels
  KUCC Grimes Corporation.   Energy   7/6/98   Delaware   100 % Former investor in QF development
    KUCC Grimes GP Corporation   Energy   7/6/98   Delaware   100 % Former investor in QF development
    KUCC Grimes LP Corporation   Energy   7/6/98   Delaware   100 % Former investor in QF development
  KUCC Paris Corporation   (a)   6/20/94   Kentucky   100 % Indirect Owner of Investment in Power Project
    Tenaska III Partners Ltd.   (a)   unknown   Texas   15 % Indirect Investment in QF
      Tenaska III Texas Partners   Energy   unknown   Texas   .06 % Interest in QF
  KUCC Ferndale Corporation   (a)   7/12/94   Kentucky   100 % Indirect Owner of Investment in Power Project
    Tenaska Washington Partners L.P.   Energy   unknown   Washington   5 % QF
    Tenaska Washington Partners II, L.P.         10 %
  KUCC Portland 34 Corporation   (a)   8/15/94   Kentucky   100 % Inactive
  Portland 34 LTD Corporation   (a)   9/20/94   Kentucky   100 % Inactive
    Portland 34 L.P.   *   unknown   Kentucky   100 % Inactive
                     

3


  KUCC Development Corporation   *   1/31/95   Kentucky   100 % Inactive
  KU Solutions Corporation   Energy   11/21/95   Kentucky   100 % Energy Marketing and Services

+
Ownership of Powergen US Investments Corp. was transferred from the chain of companies under Powergen plc to a direct subsidiary of E.ON AG during the first quarter of 2003; Powergen US Investments Corp. changed its name to E.ON US Investments Corp. on March 3, 2003.

(a)
Directly or indirectly holds securities in energy-related companies

*
Inactive

gp
general partnership interest

lp
limited partnership interest

1
directly held by LG&E Power 16 Incorporated

2
directly held by LG&E Power Roanoke Incorporated

3
directly held by LG&E Power 21 Incorporated

4
directly held by LG&E Power 21 Wind Incorporated

5
directly held by LG&E Power 31 Incorporated

6
directly held by LG&E Power 31 Wind Incorporated

7
directly held by LG&E Power Gregory IV Inc.

8
directly held by LG&E Power Gregory I Inc.

9
directly held by LG&E Power Gregory III Inc.

10
directly held by LG&E Power Gregory II Inc.

4



Narrative Description of Activities of Each
Reporting Company during Period

        LG&E Energy Marketing Inc. conducts asset-based energy marketing and trading activities, including brokering and marketing of electric power and natural gas.

        LG&E Capital Corp., directly and through it subsidiaries and affiliates, including WKE Corp., LG&E Power Inc., LG&E Power Operations Inc. and other subsidiaries, is a holding company for non-utility domestic energy and energy related operations, investments, activities and services. These include domestic power generation facilities in Washington (the KUCC Ferndale entities), Texas (the KUCC Paris entities) and Oregon (the Portland 34 entities), all of which are, or are planning to apply to be, EWG's, QF's or both.

        LG&E Credit Corp. and LG&E Home Services Inc. formerly provided energy-related financing, appliance repair, consumer lighting and other services to customers.

        WKE Corp. and its subsidiaries lease and operate power generation facilities in western Kentucky and associated facilities, including coal or fuel related assets.

        LG&E Power Inc. conducts non-utility domestic energy operations and activities through its subsidiaries and affiliates. These interests or operations relate to domestic power generation facilities in North Carolina (the Power Roanoke entities), California-Minnesota (the Power 21 entities) and Texas (the Power 31 and Power Gregory entities), all of which are, or are planning to apply to be, EWG's, QF's or both.

        LG&E International Inc. owns interests in FUCOs in Argentina and Spain. A subsidiary, LG&E Power Services LLC, provides operation and maintenance services pursuant to contracts with affiliated and unaffiliated domestic power generation facilities in North Carolina, California, Minnesota, Texas and Virginia.

5




Item 2.—ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS

Company
Issuing Security

  Type of
Security
Issued

  Principal
Amount of
Security

  Issue or
Renewal

  Cost of
Capital

  Person to Whom
Security was
Issued

  Collateral
Given
with Security

  Consideration
Received for
Each Security

LG&E Capital Corp.   Intercompany
Loan
  $ 15,300,000         Due to Affiliates   N/A  
LG&E Energy
Marketing, Inc.
  Intercompany
Loan
  $ 51,661,000         Due to Affiliates   N/A  

*
Reflects net change in intercompany loans during the reporting period.

With respect to transactions with an associate company:

Company
Contributing Capital

  Company
Receiving Capital

  Amount of
Capital Contribution

None.        

 

 

 

 

 

6



Item 3.—ASSOCIATED TRANSACTIONS

        Part I.—Transactions Performed by Reporting Companies on behalf of Associate Companies.

Reporting Company
Rendering Services

  Associate Company
Receiving Services

  Types of Services
Rendered

  Direct Costs
Charged

  Indirect Costs
Charged

  Cost of
Capital

  Total
Amount
Billed

Enertech   Services Company   Miscellaneous services   67,195           67,195
        Labor Related   1,534           1,534
Enertech   LCC   Miscellaneous services   1,581,637           1,581,637
FCD LLC   Services Company   Miscellaneous services   1,871           1,871
Home Services   Services Company   Miscellaneous services   8,129           8,129
Home Services   LG&E Utility   Miscellaneous services   26,907           26,907
Home Services   LCC   Miscellaneous services   37,579           37,579
Home Services   LEC   Miscellaneous services   16,368           16,368
Home Services   Kentucky Utilities   Miscellaneous services   478           478
LEM   LCC   Miscellaneous services   343,602           343,602
LEM   LEC   Miscellaneous services   7,220           7,220
LG&E Power Inc.   LG&E Power Development Inc.   Convenience payments   160           160
LG&E Power Inc.   LG&E Power Engineers & Constructors Inc.   Convenience payments   355           355
LG&E Power Inc.   LG&E Power Constructors Inc.   Convenience payments   355           355
LG&E Power Inc.   LG&E Power Services LLC   Miscellaneous services   176,386           176,386
        Convenience payments   148,304           148,304
LG&E Power Inc.   LG&E Power Operations Inc.   Labor related   41,976           41,976
        Miscellaneous services   290,874           290,874
        Convenience payments   12,216           12,216
LG&E Power Inc.   LG&E Energy Marketing   Miscellaneous services   2,897           2,897
LG&E Power Inc.   LG&E Natural Marketing   Miscellaneous services   11,347           11,347
LG&E Power Inc.   Llano Gathering   Convenience payments   9,462           9,462
LG&E Power Inc.   WKEC   Miscellaneous services   84           84
LG&E Power Engineers & Constructors Inc.   LG&E Power Inc.   Miscellaneous services   631           631
LG&E Power Services LLC   LG&E Power Inc.   Convenience payments   3,580           3,580
        Labor related   858           858
LG&E Power Services LLC   LG&E Power Operations Inc.   Convenience payments   6,814           6,814
LG&E Power Services LLC   LG&E Energy Marketing   Convenience payments   50           50
LG&E Power Operations   LG&E Power Development Inc.   Miscellaneous services   11           11
        Convenience payments   21,479           21,479
LG&E Power Operations   LG&E Power Roanoke Inc.   Convenience payments   617           617
LG&E Power Operations   LG&E Power 21 Wind Inc.   Miscellaneous services   811,696           811,696
LG&E Power Operations   LG&E Power 21 Inc.   Miscellaneous services   9,474           9,474
        Convenience payments   800           800
LG&E Power Operations   LG&E Power 31 Inc.   Convenience payments   800           800
LG&E Power Operations   LG&E Power Gregory I   Miscellaneous services   1,572,710           1,572,710
        Convenience payments   2,048           2,048
                         

7


LG&E Power Operations   LG&E Power Services LLC   Labor related   25,079           25,079
LG&E Power Gregory II   LG&E Power Operations   Miscellaneous services   684,758           684,758
LG&E Power Gregory III   LG&E Power Operations   Miscellaneous services   13,975           13,975
LG&E Power Gregory IV   LG&E Power Operations   Miscellaneous services   478           478
Llano Gathering   LG&E Power Inc.   Miscellaneous services   75,291           75,291
KUCC Ferndale   LEC   Miscellaneous services   678,500           678,500
KUCC Paris   LEC   Miscellaneous services   1,176,354           1,176,354
KU Solutions   LCC   Miscellaneous services   1,615           1,615
KU Solutions   Kentucky Utilities   Labor related   7,909           7,909
LCC LLC   LEC   Miscellaneous services   3,772           3,772
LCC LLC   Services Company   Miscellaneous services   1,004           1,004
FCD LLC   LCC   Miscellaneous services   2,408           2,408

8


        Part II—Transactions Performed by Associate Companies on behalf of Reporting Companies.

Reporting Company
Rendering Services

  Associate Company
Receiving Services

  Types of Services
Rendered

  Direct Costs
Charged

  Indirect Costs
Charged

  Cost of
Capital

  Total
Amount
Billed

LG&E Utility   Home Services   Miscellaneous services   42           42
Kentucky Utilities   KU Solutions   Labor related   69,068           69,068
        Convenience payments   45,190           45,190
Services Company   Enertech   Miscellaneous services   343,309   2       343,311
Services Company   Home Services   Miscellaneous services   995           995
Services Company   KU Solutions   Miscellaneous services   698           698
Services Company   FSF Minerals Inc.   Miscellaneous services   322           322
Services Company   FCD LLC   Miscellaneous services   2,205           2,205
Services Company   LG&E Power Inc.   Miscellaneous services   1,046,158   46,253       1,092,411
Services Company   LEM   Miscellaneous services   1,762,063   379,219       2,141,282
WKEC   FCD LLC   Miscellaneous services   176           176
LEC   FCD LLC   Miscellaneous services   10,689           10,689
LEC   KU Solutions   Miscellaneous services   11,768           11,768
LCC   Enertech   Miscellaneous services   1,137,187           1,137,187
LCC   FSF Minerals Inc.   Miscellaneous services   67,299           67,299
LCC   LCC LLC   Miscellaneous services   7,206           7,206
LCC   FCD LLC   Miscellaneous services   80,554           80,544
LG&E Power Development   LG&E Power Inc.   Miscellaneous services   13           13
LG&E Power Constructors Inc.   LG&E Power Inc.   Miscellaneous services   631           631
HD Energy Corp.   LG&E Power Inc.   Miscellaneous services   13,380           13,380
LG&E Power Development Inc.   LG&E Power Operations   Labor related   4,414           4,414
LG&E Power 16 Inc.   LG&E Power Operations   Miscellaneous services   17,295           17,295
LG&E Power Roanoke   LG&E Power Operations   Miscellaneous services   1,717,964           1,717,964
LG&E Power 31 Inc.   LG&E Power Operations   Miscellaneous services   6,779           6,779
LG&E Power 31 Wind Inc.   LG&E Power Operations   Miscellaneous services   326,040           326,040
LG&E Power Spain Inc.   LG&E Power Operations   Miscellaneous services   113,045           113,045
Company Names:        

LEC

 

LG&E Energy Corp.

 

 
LCC   LG&E Capital Corp.    
LG&E Utility   Louisville Gas and Electric Company    
Kentucky Utilities   Kentucky Utilities Company    
WKEC   Western Kentucky Energy Corp.    
Enertech   LG&E Enertech Inc.    
Home Services   LG&E Home Services Inc.    
KU Solutions   KU Solutions Corporation    
LEM   LG&E Energy Marketing Inc.    
Services Company   LG&E Energy Services Inc.    
LG&E Power Operations   LG&E Power Operations Inc.    

9



Item 4.—SUMMARY OF AGGREGATE INVESTMENT

Investments in energy-related companies:          
Total consolidated capitalization as of March 31, 2003   $ 125,524,117,000   Line 1
Total capitalization multiplied by 15% (Line 1 multiplied by 0.15)   $ 18,828,617,550   Line 2
Greater of $50 million or Line 2   $ 18,828,617,550   Line 3
   
   
Total current aggregate investment*:          
(categorized by major line of energy-related business)          
Energy-related business Category—Rule 58(b)(1)(i) (1)   $ 0    
Energy-related business Category—Rule 58(b)(1)(ii) (2)   $ 2,500,000    
Energy-related business Category—Rule 58(b)(1)(iv) (3)   $ 4,123,093    
Energy-related business Category—Rule 58(b)(1)(v) (4)   $ 1,032,857,007    
Energy-related business Category—Rule 58(b)(1)(vii) (5)   $ 21,873,478    
Energy-related business Category—Rule 58(b)(1)(viii) (6)   $ 71,185,604    
Energy-related business Category—Rule 58(b)(1)(ix) (7)   $ 6,514,831    
   
   
Total current aggregate investment   $ 1,139,054,013   Line 4
   
   
Difference between the greater of $50 million or 15% of capitalization and the total aggregate investment of the registered holding company system (line 3 less line 4)   $ 17,689,563,537   Line 5
   
   

*
Includes aggregate investment in energy-related companies made prior to March 24, 1997.

(1)
Rule 58(b)(1)(i)—the rendering of energy management services and demand-side management services.

(2)
Rule 58(b)(1)(ii)—the development and commercialization of electrotechnologies related to energy conservation, storage and conversion, energy efficiency, waste treatment, greenhouse gas reduction, and similar innovations.

(2)
Rule 58(b)(1)(iv)—the sale of electric and gas appliances; equipment to promote new technologies, or new applications for existing technologies, that use gas or electricity; and equipment that enables the use of gas or electricity as an alternate fuel; and the installation and servicing thereof.

(3)
Rule 58(b)(1)(v)—the brokering and marketing of energy commodities, including but not limited to electricity, natural or manufactured gas and other combustible fuels.

(4)
Rule 58(b)(1)(vii)—the sale of technical, operational, management, and other similar kinds of services and expertise, developed in the course of utility operations in such areas as power plant and transmission system engineering, development, design and rehabilitation; construction; maintenance and operation; fuel procurement, delivery and management; and environmental licensing, testing and redemption.

(5)
Rule 58(b)(1)(viii)—the development, ownership or operation of "qualifying facilities," as defined under the Public Utility Regulatory Policies Act of 1978, as amended ("PURPA"), and any integrated thermal, steam host, or other necessary facility constructed, developed or acquired primarily to enable the qualifying facility to satisfy the useful thermal output requirements under PURPA.

(6)
Rule 58(b)(1)(ix)—the ownership, operation and servicing of fuel procurement, transportation, handling and storage facilities, scrubbers, and resource recovery and waste water treatment facilities.
Investments in gas-related companies:      
Total current aggregate investment:
(categorized by major line of gas-related business)
     
Gas-related business Category—Rule 58(b)(2)(i) (1)   $ 0
Gas-related business Category—Rule 58(b)(2)(ii) (2)   $ 0
   
Total current aggregate investment   $ 0
   

(1)
Rule 58(b)(2)(i)—activities permitted under Section 2(a) of the Gas-Related Activities Act of 1990, 104 Stat. 2810.

(2)
Rule 58(b)(2)(ii)—activities specified in Section 2(b) of the Gas-Related Activities Act of 1990, 104 Stat. 2810.

10



Item 5.—OTHER INVESTMENTS

Major Line of Energy-
Related Business

  Other Investment in
Last U-9C-3 Report

  Other Investment in
this U-9C-3

  Reason for Difference in
Other Investment


Gas related businesses

 

$

21,239,280

 

$

22,098,277

 

Changes in intercompany advances from 12/31/02 amounts

Pipeline construction investments (CRC Evans and affiliates)

 

$

124,303,867

 

$

127,665,069

 

Changes in intercompany advances from 12/31/02 amounts.

International investments (Argentine gas distribution and Spanish generation)

 

$

42,884,019

 

$

43,011,890

 

Changes in intercompany advances from 12/31/02 amounts

Consumer credit investments (LG&E Credit Corp)

 

$

294,035

 

$

271,008

 

Changes in intercompany advances from 12/31/02 amounts.

Investment in development of combustion turbines (LG&E Capital Corp.)

 

$

89,162,271

 

$

0

 

Change due to transfer of combustion turbines to regulated utilities.

Investment in special purpose entities used for accounts receivable securitization programs (Louisville Gas & Electric and Kentucky Utilities)

 

$

57,574,628

 

$

90,408,829

 

Change in payables to associated companies from 12/31/02 amounts.

Unregulated generation investments

 

$

28,679,702*

 

$

45,007,749

 

Changes in intercompany advances from 12/31/02 amounts.

*
NOTE: This is a correction from the Form U-9C-3 for the quarter ended December 31, 2002.

11



Item 6.—FINANCIAL STATEMENTS AND EXHIBITS

A.
Financial Statements:

Exhibit A-1   Financial statements for Reporting Companies for the quarter ended March 31, 2003. (Filed in paper under cover of Form SE; Confidential treatment requested pursuant to Rule 104(b), 17 CFR 250-104(b).)

 

 

FS-1

 

LG&E Enertech
    FS-2   LG&E Home Services
    FS-3   Hadson Financial (Co. 851)
    FS-4   LG&E Natural Industrial Marketing (Co. 853)
    FS-5   LG&E Natural Canada (Co. 854)
    FS-6   LG&E Natural Marketing Canada (Co. 855)
    FS-7   LG&E Power Inc. Consolidated
    FS-8   LG&E Energy Marketing Inc.
    FS-9   KU Solutions
    FS-10   KUCC Paris Corporation
    FS-11   KUCC Ferndale Corporation
    FS-12   American Power, Inc. (Co. 52)
    FS-13   Llano Gathering Inc. (Co. 930)
    FS-14   Llano Storage Inc. (Co. 931)
    FS-15   LG&E Minor Facilities Inc. (Co. 932)
    FS-16   Power Tex Parent Inc. (Co. 933)
    FS-17   LG&E Crown Inc. (Co. 936)
    FS-18   LG&E Power Engineers and Constructors
    FS-19   LG&E Power Services, Inc.
    FS-20   LG&E Power Operations
    FS-21   Gregory Partners, LLC
    FS-22   Gregory Power Partners, L.P.
    FS-23   LG&E Power Gregory I, Inc.
    FS-24   LG&E Power Gregory II, Inc.
    FS-25   LG&E Power Gregory III, Inc.
    FS-26   LG&E Power Gregory IV, Inc.
    FS-27   FSF Minerals Inc.
    FS-28   LCC LLC
    FS-29   FCD LLC
    FS-30   Westmoreland-LG&E Partners—Rova II
B.
Exhibits:

Exhibit B-1

 

Copies of contracts required to be provided by Item 3

 

 

None.

Exhibit B-2

 

Officer's Certification

12



SIGNATURE

        The undersigned registered holding company has duly caused this quarterly report to be signed on its behalf by the undersigned officer thereunto duly authorized pursuant to the requirements of the Public Utility Holding Company Act of 1935.


Date: May 29, 2003

 

E.ON AG

 

 

By:

/s/  
ULRICH HUEPPE      
Name: Ulrich Hueppe
Title:    Executive Vice President

 

 

By:

/s/  
KARL-HEINZ FELDMAN      
Name: Karl-Heinz Feldman
Title:    Corporate Counsel

Exhibit B-2

CERTIFICATE

        I hereby certify that the Form U-9C-3 for E.ON AG for the previous quarter has been provided to the state commissions listed below:

Kentucky Public Service Commission
211 Sower Boulevard
Frankfurt, KY 40601

Virginia State Corporation Commission
1300 E. Main Street
Richmond, VA 23219


Date: May 29, 2003

 

E.ON AG

 

 

By:

/s/  
ULRICH HUEPPE      
Name: Ulrich Hueppe
Title:    Executive Vice President

 

 

By:

/s/  
KARL-HEINZ FELDMAN      
Name: Karl-Heinz Feldman
Title:    Corporate Counsel



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SIGNATURE
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