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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 23.81 | 11/28/2007 | M | 5,000 | (1) | 12/10/2007 | Common Stock | 5,000 | $ 0 | 5,000 (2) | D | ||||
Stock Options | $ 25.5 | 11/28/2007 | M | 10,000 | (3) | 02/12/2008 | Common Stock | 10,000 | $ 0 | 10,000 (4) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
POND PETER |
X |
R. Francis: As Attorney-In-Fact for Peter Pond | 11/30/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Effective 12/10/1997 - Non Qualified Stock Options, to acquire 5,000 shares of common stock were issued with the following vesting schedule: Shares Vest Date 5,000 12/10/1997 These options expire on 12/10/2007 |
(2) | The reporting person also holds stock options with respect to an additional 93,174 shares of common stock with varying vesting schedules. |
(3) | Effective 2/12/1998 - Non Qualified Stock Options, to acquire 15,000 shares of common stock were issued with the following vesting schedule: Shares Vest Date 5,000 2/12/1998 5,000 2/12/1999 5,000 2/12/2000 These options expire on 2/12/2008 |
(4) | Reporting person also holds stock options with respect to an additional 83,174 shares of common stock with varying vesting schedules. |