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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options | $ 3.33 | (2) | 02/01/2010 | Common Stock | 349,741 | 349,741 | D | ||||||||
Options | $ 17.54 | (2) | 04/30/2013 | Common Stock | 138,750 | 488,491 | D | ||||||||
Options | $ 46.37 | (4) | 09/20/2012 | Common Stock | 100,000 | 588,491 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
APPADOO RAPH 1001 FLEET STREET BALTIMORE, MD 21202 |
President |
Raph Appadoo | 05/07/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 22,500 shares remaining subject to forfeiture, with the risk of forfeiture lapsing 7,500 shares on each of March 31, 2008, 2009 and 2010, assuming specific performance criteria are met as of those dates. Reflects revision of total shares held to correct a computational error in Mr. Appadoo's April 4, 2007 Form 4 filing. |
(2) | Options are fully vested and exercisable. |
(3) | These shares were sold pursuant to Rule 10b5-1 plan. |
(4) | 6,250 options vest quarterly beginning 6/20/07 through 9/20/2009. |