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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock, par value $0.01 per share | (1) (3) | 03/30/2006 | C(1) | 1,000,000 | (4) | (4) | Class A Common Stock, par value $0.01 per share | 1,000,000 | $ 0 | 21,090,525 | I | see notes (2) (3) (4) | |||
Class B Common Stock, par value $0.01 per share | (5) | (5) | (5) | 0 | 0 | 48,745 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CF GROUP MANAGEMENT INC C/O ESPEED, INC. 110 EAST 59TH STREET NEW YORK, NY 10022 |
X |
/s/ Howard W. Lutnick | 04/03/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 1,000,000 shares were converted from Class B Common Stock to Class A Common Stock and 654,443 of such shares of Class A Common Stock were gifted by Cantor Fitzgerald, L.P. |
(2) | The 21,972,072 shares held indirectly by CF Group Management, Inc. consist of (1) 881,547 shares of Class A Common Stock held by Cantor Fitzgerald, L.P. ("CFLP") and (2) 21,090,525 shares of Class B Common Stock held by CFLP. |
(3) | The shares of Class B Common Stock are convertible at any time on a one-for-one basis into shares of Class A Common Stock. |
(4) | CFGM is the Managing General Partner of CFLP, and Howard W. Lutnick is the President and sole stockholder of CFGM. CFGM and Mr. Lutnick disclaim beneficial ownership of all such shares in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that Mr. Lutnick or CFGM is the beneficial owner of, or has pecuniary interest in, any such excess shares for purposes of Section 16 of the Exchange Act or for any other purpose. |
(5) | Not Applicable. |